Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents

With the continuous development of large language models (LLMs), transformer-based models have made groundbreaking advances in numerous natural language processing (NLP) tasks, leading to the emergence of a series of agents that use LLMs as their control hub. While LLMs have achieved success in various tasks, they face numerous security and privacy threats, which become even more severe in the agent scenarios. To enhance the reliability of LLM-based applications, a range of research has emerged to assess and mitigate these risks from different perspectives. To help researchers gain a comprehensive understanding of various risks, this survey collects and analyzes the different threats faced by these agents. To address the challenges posed by previous taxonomies in handling cross-module and cross-stage threats, we propose a novel taxonomy framework based on the sources and impacts. Additionally, we identify six key features of LLM-based agents, based on which we summarize the current research progress and analyze their limitations. Subsequently, we select four representative agents as case studies to analyze the risks they may face in practical use. Finally, based on the aforementioned analyses, we propose future research directions from the perspectives of data, methodology, and policy, respectively.

Tencent Hunyuan3D-1.0: A Unified Framework for Text-to-3D and Image-to-3D Generation

While 3D generative models have greatly improved artists' workflows, the existing diffusion models for 3D generation suffer from slow generation and poor generalization. To address this issue, we propose a two-stage approach named Hunyuan3D-1.0 including a lite version and a standard version, that both support text- and image-conditioned generation. In the first stage, we employ a multi-view diffusion model that efficiently generates multi-view RGB in approximately 4 seconds. These multi-view images capture rich details of the 3D asset from different viewpoints, relaxing the tasks from single-view to multi-view reconstruction. In the second stage, we introduce a feed-forward reconstruction model that rapidly and faithfully reconstructs the 3D asset given the generated multi-view images in approximately 7 seconds. The reconstruction network learns to handle noises and in-consistency introduced by the multi-view diffusion and leverages the available information from the condition image to efficiently recover the 3D structure. Our framework involves the text-to-image model, i.e., Hunyuan-DiT, making it a unified framework to support both text- and image-conditioned 3D generation. Our standard version has 3x more parameters than our lite and other existing model. Our Hunyuan3D-1.0 achieves an impressive balance between speed and quality, significantly reducing generation time while maintaining the quality and diversity of the produced assets.

Hunyuan-Large: An Open-Source MoE Model with 52 Billion Activated Parameters by Tencent

In this paper, we introduce Hunyuan-Large, which is currently the largest open-source Transformer-based mixture of experts model, with a total of 389 billion parameters and 52 billion activation parameters, capable of handling up to 256K tokens. We conduct a thorough evaluation of Hunyuan-Large's superior performance across various benchmarks including language understanding and generation, logical reasoning, mathematical problem-solving, coding, long-context, and aggregated tasks, where it outperforms LLama3.1-70B and exhibits comparable performance when compared to the significantly larger LLama3.1-405B model. Key practice of Hunyuan-Large include large-scale synthetic data that is orders larger than in previous literature, a mixed expert routing strategy, a key-value cache compression technique, and an expert-specific learning rate strategy. Additionally, we also investigate the scaling laws and learning rate schedule of mixture of experts models, providing valuable insights and guidances for future model development and optimization. The code and checkpoints of Hunyuan-Large are released to facilitate future innovations and applications. Codes: https://github.com/Tencent/Hunyuan-Large Models: https://huggingface.co/tencent/Tencent-Hunyuan-Large

Denial-of-Service Poisoning Attacks against Large Language Models

Recent studies have shown that LLMs are vulnerable to denial-of-service (DoS) attacks, where adversarial inputs like spelling errors or non-semantic prompts trigger endless outputs without generating an [EOS] token. These attacks can potentially cause high latency and make LLM services inaccessible to other users or tasks. However, when there are speech-to-text interfaces (e.g., voice commands to a robot), executing such DoS attacks becomes challenging, as it is difficult to introduce spelling errors or non-semantic prompts through speech. A simple DoS attack in these scenarios would be to instruct the model to "Keep repeating Hello", but we observe that relying solely on natural instructions limits output length, which is bounded by the maximum length of the LLM's supervised finetuning (SFT) data. To overcome this limitation, we propose poisoning-based DoS (P-DoS) attacks for LLMs, demonstrating that injecting a single poisoned sample designed for DoS purposes can break the output length limit. For example, a poisoned sample can successfully attack GPT-4o and GPT-4o mini (via OpenAI's finetuning API) using less than $1, causing repeated outputs up to the maximum inference length (16K tokens, compared to 0.5K before poisoning). Additionally, we perform comprehensive ablation studies on open-source LLMs and extend our method to LLM agents, where attackers can control both the finetuning dataset and algorithm. Our findings underscore the urgent need for defenses against P-DoS attacks to secure LLMs. Our code is available at https://github.com/sail-sg/P-DoS.

Large Language Model-Augmented Auto-Delineation of Treatment Target Volume in Radiation Therapy

Radiation therapy (RT) is one of the most effective treatments for cancer, and its success relies on the accurate delineation of targets. However, target delineation is a comprehensive medical decision that currently relies purely on manual processes by human experts. Manual delineation is time-consuming, laborious, and subject to interobserver variations. Although the advancements in artificial intelligence (AI) techniques have significantly enhanced the auto-contouring of normal tissues, accurate delineation of RT target volumes remains a challenge. In this study, we propose a visual language model-based RT target volume auto-delineation network termed Radformer. The Radformer utilizes a hierarichal vision transformer as the backbone and incorporates large language models to extract text-rich features from clinical data. We introduce a visual language attention module (VLAM) for integrating visual and linguistic features for language-aware visual encoding (LAVE). The Radformer has been evaluated on a dataset comprising 2985 patients with head-and-neck cancer who underwent RT. Metrics, including the Dice similarity coefficient (DSC), intersection over union (IOU), and 95th percentile Hausdorff distance (HD95), were used to evaluate the performance of the model quantitatively. Our results demonstrate that the Radformer has superior segmentation performance compared to other state-of-the-art models, validating its potential for adoption in RT practice.

Automated radiotherapy treatment planning guided by GPT-4Vision

Radiotherapy treatment planning is a time-consuming and potentially subjective process that requires the iterative adjustment of model parameters to balance multiple conflicting objectives. Recent advancements in large foundation models offer promising avenues for addressing the challenges in planning and clinical decision-making. This study introduces GPT-RadPlan, a fully automated treatment planning framework that harnesses prior radiation oncology knowledge encoded in multi-modal large language models, such as GPT-4Vision (GPT-4V) from OpenAI. GPT-RadPlan is made aware of planning protocols as context and acts as an expert human planner, capable of guiding a treatment planning process. Via in-context learning, we incorporate clinical protocols for various disease sites as prompts to enable GPT-4V to acquire treatment planning domain knowledge. The resulting GPT-RadPlan agent is integrated into our in-house inverse treatment planning system through an API. The efficacy of the automated planning system is showcased using multiple prostate and head & neck cancer cases, where we compared GPT-RadPlan results to clinical plans. In all cases, GPT-RadPlan either outperformed or matched the clinical plans, demonstrating superior target coverage and organ-at-risk sparing. Consistently satisfying the dosimetric objectives in the clinical protocol, GPT-RadPlan represents the first multimodal large language model agent that mimics the behaviors of human planners in radiation oncology clinics, achieving remarkable results in automating the treatment planning process without the need for additional training.

Not All Prompts Are Secure: A Switchable Backdoor Attack Against Pre-trained Vision Transformers

Given the power of vision transformers, a new learning paradigm, pre-training and then prompting, makes it more efficient and effective to address downstream visual recognition tasks. In this paper, we identify a novel security threat towards such a paradigm from the perspective of backdoor attacks. Specifically, an extra prompt token, called the switch token in this work, can turn the backdoor mode on, i.e., converting a benign model into a backdoored one. Once under the backdoor mode, a specific trigger can force the model to predict a target class. It poses a severe risk to the users of cloud API, since the malicious behavior can not be activated and detected under the benign mode, thus making the attack very stealthy. To attack a pre-trained model, our proposed attack, named SWARM, learns a trigger and prompt tokens including a switch token. They are optimized with the clean loss which encourages the model always behaves normally even the trigger presents, and the backdoor loss that ensures the backdoor can be activated by the trigger when the switch is on. Besides, we utilize the cross-mode feature distillation to reduce the effect of the switch token on clean samples. The experiments on diverse visual recognition tasks confirm the success of our switchable backdoor attack, i.e., achieving 95%+ attack success rate, and also being hard to be detected and removed. Our code is available at https://github.com/20000yshust/SWARM.

Adversarial Robustness for Visual Grounding of Multimodal Large Language Models

Multi-modal Large Language Models (MLLMs) have recently achieved enhanced performance across various vision-language tasks including visual grounding capabilities. However, the adversarial robustness of visual grounding remains unexplored in MLLMs. To fill this gap, we use referring expression comprehension (REC) as an example task in visual grounding and propose three adversarial attack paradigms as follows. Firstly, untargeted adversarial attacks induce MLLMs to generate incorrect bounding boxes for each object. Besides, exclusive targeted adversarial attacks cause all generated outputs to the same target bounding box. In addition, permuted targeted adversarial attacks aim to permute all bounding boxes among different objects within a single image. Extensive experiments demonstrate that the proposed methods can successfully attack visual grounding capabilities of MLLMs. Our methods not only provide a new perspective for designing novel attacks but also serve as a strong baseline for improving the adversarial robustness for visual grounding of MLLMs.

Hunyuan-DiT: A Powerful Multi-Resolution Diffusion Transformer with Fine-Grained Chinese Understanding

We present Hunyuan-DiT, a text-to-image diffusion transformer with fine-grained understanding of both English and Chinese. To construct Hunyuan-DiT, we carefully design the transformer structure, text encoder, and positional encoding. We also build from scratch a whole data pipeline to update and evaluate data for iterative model optimization. For fine-grained language understanding, we train a Multimodal Large Language Model to refine the captions of the images. Finally, Hunyuan-DiT can perform multi-turn multimodal dialogue with users, generating and refining images according to the context. Through our holistic human evaluation protocol with more than 50 professional human evaluators, Hunyuan-DiT sets a new state-of-the-art in Chinese-to-image generation compared with other open-source models. Code and pretrained models are publicly available at github.com/Tencent/HunyuanDiT

Special Characters Attack: Toward Scalable Training Data Extraction From Large Language Models

Large language models (LLMs) have achieved remarkable performance on a wide range of tasks. However, recent studies have shown that LLMs can memorize training data and simple repeated tokens can trick the model to leak the data. In this paper, we take a step further and show that certain special characters or their combinations with English letters are stronger memory triggers, leading to more severe data leakage. The intuition is that, since LLMs are trained with massive data that contains a substantial amount of special characters (e.g. structural symbols {, } of JSON files, and @, # in emails and online posts), the model may memorize the co-occurrence between these special characters and the raw texts. This motivates us to propose a simple but effective Special Characters Attack (SCA) to induce training data leakage. Our experiments verify the high effectiveness of SCA against state-of-the-art LLMs: they can leak diverse training data, such as code corpus, web pages, and personally identifiable information, and sometimes generate non-stop outputs as a byproduct. We further show that the composition of the training data corpus can be revealed by inspecting the leaked data -- one crucial piece of information for pre-training high-performance LLMs. Our work can help understand the sensitivity of LLMs to special characters and identify potential areas for improvement.