A Survey of Personalization: From RAG to Agent

Personalization has become an essential capability in modern AI systems, enabling customized interactions that align with individual user preferences, contexts, and goals. Recent research has increasingly concentrated on Retrieval-Augmented Generation (RAG) frameworks and their evolution into more advanced agent-based architectures within personalized settings to enhance user satisfaction. Building on this foundation, this survey systematically examines personalization across the three core stages of RAG: pre-retrieval, retrieval, and generation. Beyond RAG, we further extend its capabilities into the realm of Personalized LLM-based Agents, which enhance traditional RAG systems with agentic functionalities, including user understanding, personalized planning and execution, and dynamic generation. For both personalization in RAG and agent-based personalization, we provide formal definitions, conduct a comprehensive review of recent literature, and summarize key datasets and evaluation metrics. Additionally, we discuss fundamental challenges, limitations, and promising research directions in this evolving field. Relevant papers and resources are continuously updated at https://github.com/Applied-Machine-Learning-Lab/Awesome-Personalized-RAG-Agent.

Chain of Correction for Full-text Speech Recognition with Large Language Models

Full-text error correction with Large Language Models (LLMs) for Automatic Speech Recognition (ASR) has gained increased attention due to its potential to correct errors across long contexts and address a broader spectrum of error types, including punctuation restoration and inverse text normalization. Nevertheless, many challenges persist, including issues related to stability, controllability, completeness, and fluency. To mitigate these challenges, this paper proposes the Chain of Correction (CoC) for full-text error correction with LLMs, which corrects errors segment by segment using pre-recognized text as guidance within a regular multi-turn chat format. The CoC also uses pre-recognized full text for context, allowing the model to better grasp global semantics and maintain a comprehensive overview of the entire content. Utilizing the open-sourced full-text error correction dataset ChFT, we fine-tune a pre-trained LLM to evaluate the performance of the CoC framework. Experimental results demonstrate that the CoC effectively corrects errors in full-text ASR outputs, significantly outperforming baseline and benchmark systems. We further analyze how to set the correction threshold to balance under-correction and over-rephrasing, extrapolate the CoC model on extremely long ASR outputs, and investigate whether other types of information can be employed to guide the error correction process.

L2COcc: Lightweight Camera-Centric Semantic Scene Completion via Distillation of LiDAR Model

Semantic Scene Completion (SSC) constitutes a pivotal element in autonomous driving perception systems, tasked with inferring the 3D semantic occupancy of a scene from sensory data. To improve accuracy, prior research has implemented various computationally demanding and memory-intensive 3D operations, imposing significant computational requirements on the platform during training and testing. This paper proposes L2COcc, a lightweight camera-centric SSC framework that also accommodates LiDAR inputs. With our proposed efficient voxel transformer (EVT) and cross-modal knowledge modules, including feature similarity distillation (FSD), TPV distillation (TPVD) and prediction alignment distillation (PAD), our method substantially reduce computational burden while maintaining high accuracy. The experimental evaluations demonstrate that our proposed method surpasses the current state-of-the-art vision-based SSC methods regarding accuracy on both the SemanticKITTI and SSCBench-KITTI-360 benchmarks, respectively. Additionally, our method is more lightweight, exhibiting a reduction in both memory consumption and inference time by over 23% compared to the current state-of-the-arts method. Code is available at our project page:https://studyingfufu.github.io/L2COcc/.

Benchmarking LLMs in Recommendation Tasks: A Comparative Evaluation with Conventional Recommenders

In recent years, integrating large language models (LLMs) into recommender systems has created new opportunities for improving recommendation quality. However, a comprehensive benchmark is needed to thoroughly evaluate and compare the recommendation capabilities of LLMs with traditional recommender systems. In this paper, we introduce RecBench, which systematically investigates various item representation forms (including unique identifier, text, semantic embedding, and semantic identifier) and evaluates two primary recommendation tasks, i.e., click-through rate prediction (CTR) and sequential recommendation (SeqRec). Our extensive experiments cover up to 17 large models and are conducted across five diverse datasets from fashion, news, video, books, and music domains. Our findings indicate that LLM-based recommenders outperform conventional recommenders, achieving up to a 5% AUC improvement in the CTR scenario and up to a 170% NDCG@10 improvement in the SeqRec scenario. However, these substantial performance gains come at the expense of significantly reduced inference efficiency, rendering the LLM-as-RS paradigm impractical for real-time recommendation environments. We aim for our findings to inspire future research, including recommendation-specific model acceleration methods. We will release our code, data, configurations, and platform to enable other researchers to reproduce and build upon our experimental results.

Partially Supervised Unpaired Multi-Modal Learning for Label-Efficient Medical Image Segmentation

Unpaired Multi-Modal Learning (UMML) which leverages unpaired multi-modal data to boost model performance on each individual modality has attracted a lot of research interests in medical image analysis. However, existing UMML methods require multi-modal datasets to be fully labeled, which incurs tremendous annotation cost. In this paper, we investigate the use of partially labeled data for label-efficient unpaired multi-modal learning, which can reduce the annotation cost by up to one half. We term the new learning paradigm as Partially Supervised Unpaired Multi-Modal Learning (PSUMML) and propose a novel Decomposed partial class adaptation with snapshot Ensembled Self-Training (DEST) framework for it. Specifically, our framework consists of a compact segmentation network with modality specific normalization layers for learning with partially labeled unpaired multi-modal data. The key challenge in PSUMML lies in the complex partial class distribution discrepancy due to partial class annotation, which hinders effective knowledge transfer across modalities. We theoretically analyze this phenomenon with a decomposition theorem and propose a decomposed partial class adaptation technique to precisely align the partially labeled classes across modalities to reduce the distribution discrepancy. We further propose a snapshot ensembled self-training technique to leverage the valuable snapshot models during training to assign pseudo-labels to partially labeled pixels for self-training to boost model performance. We perform extensive experiments under different scenarios of PSUMML for two medical image segmentation tasks, namely cardiac substructure segmentation and abdominal multi-organ segmentation. Our framework outperforms existing methods significantly.

LoRA-Null: Low-Rank Adaptation via Null Space for Large Language Models

Low-Rank Adaptation (LoRA) is the leading parameter-efficient fine-tuning method for Large Language Models (LLMs). However, the fine-tuned LLMs encounter the issue of catastrophic forgetting of the pre-trained world knowledge. To address this issue, inspired by theoretical insights of null space, we propose LoRA-Null, i.e., Low-Rank Adaptation via null space, which builds adapters initialized from the null space of the pre-trained knowledge activation. Concretely, we randomly collect a few data samples and capture their activations after passing through the LLM layer. We perform Singular Value Decomposition on the input activations to obtain their null space. We use the projection of the pre-trained weights onto the null space as the initialization for adapters. Experimental results demonstrate that this initialization approach can effectively preserve the original pre-trained world knowledge of the LLMs during fine-tuning. Additionally, if we freeze the values of the down-projection matrices during fine-tuning, it achieves even better preservation of the pre-trained world knowledge. LoRA-Null effectively preserves pre-trained world knowledge while maintaining strong fine-tuning performance, as validated by extensive experiments on LLaMA series (LLaMA2, LLaMA3, LLaMA3.1, and LLaMA3.2) across Code, Math, and Instruction Following tasks. We also provide a theoretical guarantee for the capacity of LoRA-Null to retain pre-trained knowledge. Code is in https://github.com/HungerPWAY/LoRA-Null.

IteRPrimE: Zero-shot Referring Image Segmentation with Iterative Grad-CAM Refinement and Primary Word Emphasis

Zero-shot Referring Image Segmentation (RIS) identifies the instance mask that best aligns with a specified referring expression without training and fine-tuning, significantly reducing the labor-intensive annotation process. Despite achieving commendable results, previous CLIP-based models have a critical drawback: the models exhibit a notable reduction in their capacity to discern relative spatial relationships of objects. This is because they generate all possible masks on an image and evaluate each masked region for similarity to the given expression, often resulting in decreased sensitivity to direct positional clues in text inputs. Moreover, most methods have weak abilities to manage relationships between primary words and their contexts, causing confusion and reduced accuracy in identifying the correct target region. To address these challenges, we propose IteRPrimE (Iterative Grad-CAM Refinement and Primary word Emphasis), which leverages a saliency heatmap through Grad-CAM from a Vision-Language Pre-trained (VLP) model for image-text matching. An iterative Grad-CAM refinement strategy is introduced to progressively enhance the model's focus on the target region and overcome positional insensitivity, creating a self-correcting effect. Additionally, we design the Primary Word Emphasis module to help the model handle complex semantic relations, enhancing its ability to attend to the intended object. Extensive experiments conducted on the RefCOCO/+/g, and PhraseCut benchmarks demonstrate that IteRPrimE outperforms previous state-of-the-art zero-shot methods, particularly excelling in out-of-domain scenarios.

Disentangling Feature Structure: A Mathematically Provable Two-Stage Training Dynamics in Transformers

Transformers may exhibit two-stage training dynamics during the real-world training process. For instance, when training GPT-2 on the Counterfact dataset, the answers progress from syntactically incorrect to syntactically correct to semantically correct. However, existing theoretical analyses hardly account for this two-stage phenomenon. In this paper, we theoretically demonstrate how such two-stage training dynamics occur in transformers. Specifically, we analyze the dynamics of transformers using feature learning techniques under in-context learning regimes, based on a disentangled two-type feature structure. Such disentanglement of feature structure is general in practice, e.g., natural languages contain syntax and semantics, and proteins contain primary and secondary structures. To our best known, this is the first rigorous result regarding a two-stage optimization process in transformers. Additionally, a corollary indicates that such a two-stage process is closely related to the spectral properties of the attention weights, which accords well with empirical findings.

TimesBERT: A BERT-Style Foundation Model for Time Series Understanding

Time series analysis is crucial in diverse scenarios. Beyond forecasting, considerable real-world tasks are categorized into classification, imputation, and anomaly detection, underscoring different capabilities termed time series understanding in this paper. While GPT-style models have been positioned as foundation models for time series forecasting, the BERT-style architecture, which has made significant advances in natural language understanding, has not been fully unlocked for time series understanding, possibly attributed to the undesirable dropout of essential elements of BERT. In this paper, inspired by the shared multi-granularity structure between multivariate time series and multisentence documents, we design TimesBERT to learn generic representations of time series including temporal patterns and variate-centric characteristics. In addition to a natural adaptation of masked modeling, we propose a parallel task of functional token prediction to embody vital multi-granularity structures. Our model is pre-trained on 260 billion time points across diverse domains. Leveraging multi-granularity representations, TimesBERT achieves state-of-the-art performance across four typical downstream understanding tasks, outperforming task-specific models and language pre-trained backbones, positioning it as a versatile foundation model for time series understanding.

Towards Auto-Regressive Next-Token Prediction: In-Context Learning Emerges from Generalization

Large language models (LLMs) have demonstrated remarkable in-context learning (ICL) abilities. However, existing theoretical analysis of ICL primarily exhibits two limitations: (a) Limited i.i.d. Setting. Most studies focus on supervised function learning tasks where prompts are constructed with i.i.d. input-label pairs. This i.i.d. assumption diverges significantly from real language learning scenarios where prompt tokens are interdependent. (b) Lack of Emergence Explanation. Most literature answers what ICL does from an implicit optimization perspective but falls short in elucidating how ICL emerges and the impact of pre-training phase on ICL. In our paper, to extend (a), we adopt a more practical paradigm, auto-regressive next-token prediction (AR-NTP), which closely aligns with the actual training of language models. Specifically, within AR-NTP, we emphasize prompt token-dependency, which involves predicting each subsequent token based on the preceding sequence. To address (b), we formalize a systematic pre-training and ICL framework, highlighting the layer-wise structure of sequences and topics, alongside a two-level expectation. In conclusion, we present data-dependent, topic-dependent and optimization-dependent PAC-Bayesian generalization bounds for pre-trained LLMs, investigating that ICL emerges from the generalization of sequences and topics. Our theory is supported by experiments on numerical linear dynamic systems, synthetic GINC and real-world language datasets.