Length-Induced Embedding Collapse in Transformer-based Models

Text embeddings enable various applications, but their performance deteriorates on longer texts. In this paper, we find that the performance degradation is due to a phenomenon called Length Collapse, where longer text embeddings collapse into a narrow space. This collapse results in a distributional inconsistency between embeddings of different text lengths, ultimately hurting the performance of downstream tasks. Theoretically, by considering the self-attention mechanism inherently functions as a low-pass filter, we prove that long sequences increase the attenuation rate of the low-pass filter effect of the self-attention mechanism. With layers going deeper, excessive low-pass filtering causes the token signals to retain only their Direct-Current (DC) component, which means the input token feature maps will collapse into a narrow space, especially in long texts. Based on the above analysis, we propose to mitigate the undesirable length collapse limitation by introducing a temperature in softmax(), which achieves a higher low-filter attenuation rate. The tuning-free method, called TempScale, can be plugged into multiple transformer-based embedding models. Empirically, we demonstrate that TempScale can improve existing embedding models, especially on long text inputs, bringing up to 0.53% performance gains on 40 datasets from Massive Text Embedding Benchmark (MTEB) and 0.82% performance gains on 4 datasets from LongEmbed, which specifically focuses on long context retrieval.

DiffPAD: Denoising Diffusion-based Adversarial Patch Decontamination

In the ever-evolving adversarial machine learning landscape, developing effective defenses against patch attacks has become a critical challenge, necessitating reliable solutions to safeguard real-world AI systems. Although diffusion models have shown remarkable capacity in image synthesis and have been recently utilized to counter $\ell_p$-norm bounded attacks, their potential in mitigating localized patch attacks remains largely underexplored. In this work, we propose DiffPAD, a novel framework that harnesses the power of diffusion models for adversarial patch decontamination. DiffPAD first performs super-resolution restoration on downsampled input images, then adopts binarization, dynamic thresholding scheme and sliding window for effective localization of adversarial patches. Such a design is inspired by the theoretically derived correlation between patch size and diffusion restoration error that is generalized across diverse patch attack scenarios. Finally, DiffPAD applies inpainting techniques to the original input images with the estimated patch region being masked. By integrating closed-form solutions for super-resolution restoration and image inpainting into the conditional reverse sampling process of a pre-trained diffusion model, DiffPAD obviates the need for text guidance or fine-tuning. Through comprehensive experiments, we demonstrate that DiffPAD not only achieves state-of-the-art adversarial robustness against patch attacks but also excels in recovering naturalistic images without patch remnants.

UCFE: A User-Centric Financial Expertise Benchmark for Large Language Models

This paper introduces the UCFE: User-Centric Financial Expertise benchmark, an innovative framework designed to evaluate the ability of large language models (LLMs) to handle complex real-world financial tasks. UCFE benchmark adopts a hybrid approach that combines human expert evaluations with dynamic, task-specific interactions to simulate the complexities of evolving financial scenarios. Firstly, we conducted a user study involving 804 participants, collecting their feedback on financial tasks. Secondly, based on this feedback, we created our dataset that encompasses a wide range of user intents and interactions. This dataset serves as the foundation for benchmarking 12 LLM services using the LLM-as-Judge methodology. Our results show a significant alignment between benchmark scores and human preferences, with a Pearson correlation coefficient of 0.78, confirming the effectiveness of the UCFE dataset and our evaluation approach. UCFE benchmark not only reveals the potential of LLMs in the financial sector but also provides a robust framework for assessing their performance and user satisfaction. The benchmark dataset and evaluation code are available.

Predicting time-varying flux and balance in metabolic systems using structured neural-ODE processes

We develop a novel data-driven framework as an alternative to dynamic flux balance analysis, bypassing the demand for deep domain knowledge and manual efforts to formulate the optimization problem. The proposed framework is end-to-end, which trains a structured neural ODE process (SNODEP) model to estimate flux and balance samples using gene-expression time-series data. SNODEP is designed to circumvent the limitations of the standard neural ODE process model, including restricting the latent and decoder sampling distributions to be normal and lacking structure between context points for calculating the latent, thus more suitable for modeling the underlying dynamics of a metabolic system. Through comprehensive experiments ($156$ in total), we demonstrate that SNODEP not only predicts the unseen time points of real-world gene-expression data and the flux and balance estimates well but can even generalize to more challenging unseen knockout configurations and irregular data sampling scenarios, all essential for metabolic pathway analysis. We hope our work can serve as a catalyst for building more scalable and powerful models for genome-scale metabolic analysis. Our code is available at: \url{https://github.com/TrustMLRG/SNODEP}.

ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability

Retrieval-Augmented Generation (RAG) models are designed to incorporate external knowledge, reducing hallucinations caused by insufficient parametric (internal) knowledge. However, even with accurate and relevant retrieved content, RAG models can still produce hallucinations by generating outputs that conflict with the retrieved information. Detecting such hallucinations requires disentangling how Large Language Models (LLMs) utilize external and parametric knowledge. Current detection methods often focus on one of these mechanisms or without decoupling their intertwined effects, making accurate detection difficult. In this paper, we investigate the internal mechanisms behind hallucinations in RAG scenarios. We discover hallucinations occur when the Knowledge FFNs in LLMs overemphasize parametric knowledge in the residual stream, while Copying Heads fail to effectively retain or integrate external knowledge from retrieved content. Based on these findings, we propose ReDeEP, a novel method that detects hallucinations by decoupling LLM's utilization of external context and parametric knowledge. Our experiments show that ReDeEP significantly improves RAG hallucination detection accuracy. Additionally, we introduce AARF, which mitigates hallucinations by modulating the contributions of Knowledge FFNs and Copying Heads.

Fast Second-Order Online Kernel Learning through Incremental Matrix Sketching and Decomposition

Online Kernel Learning (OKL) has attracted considerable research interest due to its promising predictive performance in streaming environments. Second-order approaches are particularly appealing for OKL as they often offer substantial improvements in regret guarantees. However, existing second-order OKL approaches suffer from at least quadratic time complexity with respect to the pre-set budget, rendering them unsuitable for meeting the real-time demands of large-scale streaming recommender systems. The singular value decomposition required to obtain explicit feature mapping is also computationally expensive due to the complete decomposition process. Moreover, the absence of incremental updates to manage approximate kernel space causes these algorithms to perform poorly in adversarial environments and real-world streaming recommendation datasets. To address these issues, we propose FORKS, a fast incremental matrix sketching and decomposition approach tailored for second-order OKL. FORKS constructs an incremental maintenance paradigm for second-order kernelized gradient descent, which includes incremental matrix sketching for kernel approximation and incremental matrix decomposition for explicit feature mapping construction. Theoretical analysis demonstrates that FORKS achieves a logarithmic regret guarantee on par with other second-order approaches while maintaining a linear time complexity w.r.t. the budget, significantly enhancing efficiency over existing approaches. We validate the performance of FORKS through extensive experiments conducted on real-world streaming recommendation datasets, demonstrating its superior scalability and robustness against adversarial attacks.

LargePiG: Your Large Language Model is Secretly a Pointer Generator

Recent research on query generation has focused on using Large Language Models (LLMs), which despite bringing state-of-the-art performance, also introduce issues with hallucinations in the generated queries. In this work, we introduce relevance hallucination and factuality hallucination as a new typology for hallucination problems brought by query generation based on LLMs. We propose an effective way to separate content from form in LLM-generated queries, which preserves the factual knowledge extracted and integrated from the inputs and compiles the syntactic structure, including function words, using the powerful linguistic capabilities of the LLM. Specifically, we introduce a model-agnostic and training-free method that turns the Large Language Model into a Pointer-Generator (LargePiG), where the pointer attention distribution leverages the LLM's inherent attention weights, and the copy probability is derived from the difference between the vocabulary distribution of the model's high layers and the last layer. To validate the effectiveness of LargePiG, we constructed two datasets for assessing the hallucination problems in query generation, covering both document and video scenarios. Empirical studies on various LLMs demonstrated the superiority of LargePiG on both datasets. Additional experiments also verified that LargePiG could reduce hallucination in large vision language models and improve the accuracy of document-based question-answering and factuality evaluation tasks.

Matrix Sketching in Bandits: Current Pitfalls and New Framework

The utilization of sketching techniques has progressively emerged as a pivotal method for enhancing the efficiency of online learning. In linear bandit settings, current sketch-based approaches leverage matrix sketching to reduce the per-round time complexity from \(\Omega\left(d^2\right)\) to \(O(d)\), where \(d\) is the input dimension. Despite this improved efficiency, these approaches encounter critical pitfalls: if the spectral tail of the covariance matrix does not decrease rapidly, it can lead to linear regret. In this paper, we revisit the regret analysis and algorithm design concerning approximating the covariance matrix using matrix sketching in linear bandits. We illustrate how inappropriate sketch sizes can result in unbounded spectral loss, thereby causing linear regret. To prevent this issue, we propose Dyadic Block Sketching, an innovative streaming matrix sketching approach that adaptively manages sketch size to constrain global spectral loss. This approach effectively tracks the best rank-\( k \) approximation in an online manner, ensuring efficiency when the geometry of the covariance matrix is favorable. Then, we apply the proposed Dyadic Block Sketching to linear bandits and demonstrate that the resulting bandit algorithm can achieve sublinear regret without prior knowledge of the covariance matrix, even under the worst case. Our method is a general framework for efficient sketch-based linear bandits, applicable to all existing sketch-based approaches, and offers improved regret bounds accordingly. Additionally, we conduct comprehensive empirical studies using both synthetic and real-world data to validate the accuracy of our theoretical findings and to highlight the effectiveness of our algorithm.

Generating Model Parameters for Controlling: Parameter Diffusion for Controllable Multi-Task Recommendation

Commercial recommender systems face the challenge that task requirements from platforms or users often change dynamically (e.g., varying preferences for accuracy or diversity). Ideally, the model should be re-trained after resetting a new objective function, adapting to these changes in task requirements. However, in practice, the high computational costs associated with retraining make this process impractical for models already deployed to online environments. This raises a new challenging problem: how to efficiently adapt the learning model to different task requirements by controlling model parameters after deployment, without the need for retraining. To address this issue, we propose a novel controllable learning approach via Parameter Diffusion for controllable multi-task Recommendation (PaDiRec), which allows the customization and adaptation of recommendation model parameters to new task requirements without retraining. Specifically, we first obtain the optimized model parameters through adapter tunning based on the feasible task requirements. Then, we utilize the diffusion model as a parameter generator, employing classifier-free guidance in conditional training to learn the distribution of optimized model parameters under various task requirements. Finally, the diffusion model is applied to effectively generate model parameters in a test-time adaptation manner given task requirements. As a model-agnostic approach, PaDiRec can leverage existing recommendation models as backbones to enhance their controllability. Extensive experiments on public datasets and a dataset from a commercial app, indicate that PaDiRec can effectively enhance controllability through efficient model parameter generation. The code is released at https://anonymous.4open.science/r/PaDiRec-DD13.

Unity is Power: Semi-Asynchronous Collaborative Training of Large-Scale Models with Structured Pruning in Resource-Limited Clients

In this work, we study to release the potential of massive heterogeneous weak computing power to collaboratively train large-scale models on dispersed datasets. In order to improve both efficiency and accuracy in resource-adaptive collaborative learning, we take the first step to consider the \textit{unstructured pruning}, \textit{varying submodel architectures}, \textit{knowledge loss}, and \textit{straggler} challenges simultaneously. We propose a novel semi-asynchronous collaborative training framework, namely ${Co\text{-}S}^2{P}$, with data distribution-aware structured pruning and cross-block knowledge transfer mechanism to address the above concerns. Furthermore, we provide theoretical proof that ${Co\text{-}S}^2{P}$ can achieve asymptotic optimal convergence rate of $O(1/\sqrt{N^*EQ})$. Finally, we conduct extensive experiments on a real-world hardware testbed, in which 16 heterogeneous Jetson devices can be united to train large-scale models with parameters up to 0.11 billion. The experimental results demonstrate that $Co\text{-}S^2P$ improves accuracy by up to 8.8\% and resource utilization by up to 1.2$\times$ compared to state-of-the-art methods, while reducing memory consumption by approximately 22\% and training time by about 24\% on all resource-limited devices.