Few-shot Policy (de)composition in Conversational Question Answering

The task of policy compliance detection (PCD) is to determine if a scenario is in compliance with respect to a set of written policies. In a conversational setting, the results of PCD can indicate if clarifying questions must be asked to determine compliance status. Existing approaches usually claim to have reasoning capabilities that are latent or require a large amount of annotated data. In this work, we propose logical decomposition for policy compliance (LDPC): a neuro-symbolic framework to detect policy compliance using large language models (LLMs) in a few-shot setting. By selecting only a few exemplars alongside recently developed prompting techniques, we demonstrate that our approach soundly reasons about policy compliance conversations by extracting sub-questions to be answered, assigning truth values from contextual information, and explicitly producing a set of logic statements from the given policies. The formulation of explicit logic graphs can in turn help answer PCDrelated questions with increased transparency and explainability. We apply this approach to the popular PCD and conversational machine reading benchmark, ShARC, and show competitive performance with no task-specific finetuning. We also leverage the inherently interpretable architecture of LDPC to understand where errors occur, revealing ambiguities in the ShARC dataset and highlighting the challenges involved with reasoning for conversational question answering.

Policy Agnostic RL: Offline RL and Online RL Fine-Tuning of Any Class and Backbone

Recent advances in learning decision-making policies can largely be attributed to training expressive policy models, largely via imitation learning. While imitation learning discards non-expert data, reinforcement learning (RL) can still learn from suboptimal data. However, instantiating RL training of a new policy class often presents a different challenge: most deep RL machinery is co-developed with assumptions on the policy class and backbone, resulting in poor performance when the policy class changes. For instance, SAC utilizes a low-variance reparameterization policy gradient for Gaussian policies, but this is unstable for diffusion policies and intractable for autoregressive categorical policies. To address this issue, we develop an offline RL and online fine-tuning approach called policy-agnostic RL (PA-RL) that can effectively train multiple policy classes, with varying architectures and sizes. We build off the basic idea that a universal supervised learning loss can replace the policy improvement step in RL, as long as it is applied on "optimized" actions. To obtain these optimized actions, we first sample multiple actions from a base policy, and run global optimization (i.e., re-ranking multiple action samples using the Q-function) and local optimization (i.e., running gradient steps on an action sample) to maximize the critic on these candidates. PA-RL enables fine-tuning diffusion and transformer policies with either autoregressive tokens or continuous action outputs, at different sizes, entirely via actor-critic RL. Moreover, PA-RL improves the performance and sample-efficiency by up to 2 times compared to existing offline RL and online fine-tuning methods. We show the first result that successfully fine-tunes OpenVLA, a 7B generalist robot policy, autonomously with Cal-QL, an online RL fine-tuning algorithm, improving from 40% to 70% in the real world in 40 minutes.

DCF-DS: Deep Cascade Fusion of Diarization and Separation for Speech Recognition under Realistic Single-Channel Conditions

We propose a single-channel Deep Cascade Fusion of Diarization and Separation (DCF-DS) framework for back-end speech recognition, combining neural speaker diarization (NSD) and speech separation (SS). First, we sequentially integrate the NSD and SS modules within a joint training framework, enabling the separation module to leverage speaker time boundaries from the diarization module effectively. Then, to complement DCF-DS training, we introduce a window-level decoding scheme that allows the DCF-DS framework to handle the sparse data convergence instability (SDCI) problem. We also explore using an NSD system trained on real datasets to provide more accurate speaker boundaries during decoding. Additionally, we incorporate an optional multi-input multi-output speech enhancement module (MIMO-SE) within the DCF-DS framework, which offers further performance gains. Finally, we enhance diarization results by re-clustering DCF-DS outputs, improving ASR accuracy. By incorporating the DCF-DS method, we achieved first place in the realistic single-channel track of the CHiME-8 NOTSOFAR-1 challenge. We also perform the evaluation on the open LibriCSS dataset, achieving a new state-of-the-art performance on single-channel speech recognition.

Identifying Sub-networks in Neural Networks via Functionally Similar Representations

Mechanistic interpretability aims to provide human-understandable insights into the inner workings of neural network models by examining their internals. Existing approaches typically require significant manual effort and prior knowledge, with strategies tailored to specific tasks. In this work, we take a step toward automating the understanding of the network by investigating the existence of distinct sub-networks. Specifically, we explore a novel automated and task-agnostic approach based on the notion of functionally similar representations within neural networks, reducing the need for human intervention. Our method identifies similar and dissimilar layers in the network, revealing potential sub-components. We achieve this by proposing, for the first time to our knowledge, the use of Gromov-Wasserstein distance, which overcomes challenges posed by varying distributions and dimensionalities across intermediate representations, issues that complicate direct layer-to-layer comparisons. Through experiments on algebraic and language tasks, we observe the emergence of sub-groups within neural network layers corresponding to functional abstractions. Additionally, we find that different training strategies influence the positioning of these sub-groups. Our approach offers meaningful insights into the behavior of neural networks with minimal human and computational cost.

Enhancing Multimodal Sentiment Analysis for Missing Modality through Self-Distillation and Unified Modality Cross-Attention

In multimodal sentiment analysis, collecting text data is often more challenging than video or audio due to higher annotation costs and inconsistent automatic speech recognition (ASR) quality. To address this challenge, our study has developed a robust model that effectively integrates multimodal sentiment information, even in the absence of text modality. Specifically, we have developed a Double-Flow Self-Distillation Framework, including Unified Modality Cross-Attention (UMCA) and Modality Imagination Autoencoder (MIA), which excels at processing both scenarios with complete modalities and those with missing text modality. In detail, when the text modality is missing, our framework uses the LLM-based model to simulate the text representation from the audio modality, while the MIA module supplements information from the other two modalities to make the simulated text representation similar to the real text representation. To further align the simulated and real representations, and to enable the model to capture the continuous nature of sample orders in sentiment valence regression tasks, we have also introduced the Rank-N Contrast (RNC) loss function. When testing on the CMU-MOSEI, our model achieved outstanding performance on MAE and significantly outperformed other models when text modality is missing. The code is available at: https://github.com/WarmCongee/SDUMC

LabSafety Bench: Benchmarking LLMs on Safety Issues in Scientific Labs

Laboratory accidents pose significant risks to human life and property, underscoring the importance of robust safety protocols. Despite advancements in safety training, laboratory personnel may still unknowingly engage in unsafe practices. With the increasing reliance on large language models (LLMs) for guidance in various fields, including laboratory settings, there is a growing concern about their reliability in critical safety-related decision-making. Unlike trained human researchers, LLMs lack formal lab safety education, raising questions about their ability to provide safe and accurate guidance. Existing research on LLM trustworthiness primarily focuses on issues such as ethical compliance, truthfulness, and fairness but fails to fully cover safety-critical real-world applications, like lab safety. To address this gap, we propose the Laboratory Safety Benchmark (LabSafety Bench), a comprehensive evaluation framework based on a new taxonomy aligned with Occupational Safety and Health Administration (OSHA) protocols. This benchmark includes 765 multiple-choice questions verified by human experts, assessing LLMs and vision language models (VLMs) performance in lab safety contexts. Our evaluations demonstrate that while GPT-4o outperforms human participants, it is still prone to critical errors, highlighting the risks of relying on LLMs in safety-critical environments. Our findings emphasize the need for specialized benchmarks to accurately assess the trustworthiness of LLMs in real-world safety applications.

Justice or Prejudice? Quantifying Biases in LLM-as-a-Judge

LLM-as-a-Judge has been widely utilized as an evaluation method in various benchmarks and served as supervised rewards in model training. However, despite their excellence in many domains, potential issues are under-explored, undermining their reliability and the scope of their utility. Therefore, we identify 12 key potential biases and propose a new automated bias quantification framework-CALM-which systematically quantifies and analyzes each type of bias in LLM-as-a-Judge by using automated and principle-guided modification. Our experiments cover multiple popular language models, and the results indicate that while advanced models have achieved commendable overall performance, significant biases persist in certain specific tasks. Empirical results suggest that there remains room for improvement in the reliability of LLM-as-a-Judge. Moreover, we also discuss the explicit and implicit influence of these biases and give some suggestions for the reliable application of LLM-as-a-Judge. Our work highlights the need for stakeholders to address these issues and remind users to exercise caution in LLM-as-a-Judge applications.

Incorporating Spatial Cues in Modular Speaker Diarization for Multi-channel Multi-party Meetings

Although fully end-to-end speaker diarization systems have made significant progress in recent years, modular systems often achieve superior results in real-world scenarios due to their greater adaptability and robustness. Historically, modular speaker diarization methods have seldom discussed how to leverage spatial cues from multi-channel speech. This paper proposes a three-stage modular system to enhance single-channel neural speaker diarization systems and recognition performance by utilizing spatial cues from multi-channel speech to provide more accurate initialization for each stage of neural speaker diarization (NSD) decoding: (1) Overlap detection and continuous speech separation (CSS) on multi-channel speech are used to obtain cleaner single speaker speech segments for clustering, followed by the first NSD decoding pass. (2) The results from the first pass initialize a complex Angular Central Gaussian Mixture Model (cACGMM) to estimate speaker-wise masks on multi-channel speech, and through Overlap-add and Mask-to-VAD, achieve initialization with lower speaker error (SpkErr), followed by the second NSD decoding pass. (3) The second decoding results are used for guided source separation (GSS), recognizing and filtering short segments containing less one word to obtain cleaner speech segments, followed by re-clustering and the final NSD decoding pass. We presented the progressively explored evaluation results from the CHiME-8 NOTSOFAR-1 (Natural Office Talkers in Settings Of Far-field Audio Recordings) challenge, demonstrating the effectiveness of our system and its contribution to improving recognition performance. Our final system achieved the first place in the challenge.

Pathfinder for Low-altitude Aircraft with Binary Neural Network

A prior global topological map (e.g., the OpenStreetMap, OSM) can boost the performance of autonomous mapping by a ground mobile robot. However, the prior map is usually incomplete due to lacking labeling in partial paths. To solve this problem, this paper proposes an OSM maker using airborne sensors carried by low-altitude aircraft, where the core of the OSM maker is a novel efficient pathfinder approach based on LiDAR and camera data, i.e., a binary dual-stream road segmentation model. Specifically, a multi-scale feature extraction based on the UNet architecture is implemented for images and point clouds. To reduce the effect caused by the sparsity of point cloud, an attention-guided gated block is designed to integrate image and point-cloud features. For enhancing the efficiency of the model, we propose a binarization streamline to each model component, including a variant of vision transformer (ViT) architecture as the encoder of the image branch, and new focal and perception losses to optimize the model training. The experimental results on two datasets demonstrate that our pathfinder method achieves SOTA accuracy with high efficiency in finding paths from the low-level airborne sensors, and we can create complete OSM prior maps based on the segmented road skeletons. Code and data are available at:https://github.com/IMRL/Pathfinder}{https://github.com/IMRL/Pathfinder.

The USTC-NERCSLIP Systems for the CHiME-8 NOTSOFAR-1 Challenge

This technical report outlines our submission system for the CHiME-8 NOTSOFAR-1 Challenge. The primary difficulty of this challenge is the dataset recorded across various conference rooms, which captures real-world complexities such as high overlap rates, background noises, a variable number of speakers, and natural conversation styles. To address these issues, we optimized the system in several aspects: For front-end speech signal processing, we introduced a data-driven joint training method for diarization and separation (JDS) to enhance audio quality. Additionally, we also integrated traditional guided source separation (GSS) for multi-channel track to provide complementary information for the JDS. For back-end speech recognition, we enhanced Whisper with WavLM, ConvNeXt, and Transformer innovations, applying multi-task training and Noise KLD augmentation, to significantly advance ASR robustness and accuracy. Our system attained a Time-Constrained minimum Permutation Word Error Rate (tcpWER) of 14.265% and 22.989% on the CHiME-8 NOTSOFAR-1 Dev-set-2 multi-channel and single-channel tracks, respectively.