CLERC: A Dataset for Legal Case Retrieval and Retrieval-Augmented Analysis Generation

Legal professionals need to write analyses that rely on citations to relevant precedents, i.e., previous case decisions. Intelligent systems assisting legal professionals in writing such documents provide great benefits but are challenging to design. Such systems need to help locate, summarize, and reason over salient precedents in order to be useful. To enable systems for such tasks, we work with legal professionals to transform a large open-source legal corpus into a dataset supporting two important backbone tasks: information retrieval (IR) and retrieval-augmented generation (RAG). This dataset CLERC (Case Law Evaluation Retrieval Corpus), is constructed for training and evaluating models on their ability to (1) find corresponding citations for a given piece of legal analysis and to (2) compile the text of these citations (as well as previous context) into a cogent analysis that supports a reasoning goal. We benchmark state-of-the-art models on CLERC, showing that current approaches still struggle: GPT-4o generates analyses with the highest ROUGE F-scores but hallucinates the most, while zero-shot IR models only achieve 48.3% recall@1000.

Researchy Questions: A Dataset of Multi-Perspective, Decompositional Questions for LLM Web Agents

Existing question answering (QA) datasets are no longer challenging to most powerful Large Language Models (LLMs). Traditional QA benchmarks like TriviaQA, NaturalQuestions, ELI5 and HotpotQA mainly study ``known unknowns'' with clear indications of both what information is missing, and how to find it to answer the question. Hence, good performance on these benchmarks provides a false sense of security. A yet unmet need of the NLP community is a bank of non-factoid, multi-perspective questions involving a great deal of unclear information needs, i.e. ``unknown uknowns''. We claim we can find such questions in search engine logs, which is surprising because most question-intent queries are indeed factoid. We present Researchy Questions, a dataset of search engine queries tediously filtered to be non-factoid, ``decompositional'' and multi-perspective. We show that users spend a lot of ``effort'' on these questions in terms of signals like clicks and session length, and that they are also challenging for GPT-4. We also show that ``slow thinking'' answering techniques, like decomposition into sub-questions shows benefit over answering directly. We release $\sim$ 100k Researchy Questions, along with the Clueweb22 URLs that were clicked.

Streaming Sequence Transduction through Dynamic Compression

We introduce STAR (Stream Transduction with Anchor Representations), a novel Transformer-based model designed for efficient sequence-to-sequence transduction over streams. STAR dynamically segments input streams to create compressed anchor representations, achieving nearly lossless compression (12x) in Automatic Speech Recognition (ASR) and outperforming existing methods. Moreover, STAR demonstrates superior segmentation and latency-quality trade-offs in simultaneous speech-to-text tasks, optimizing latency, memory footprint, and quality.

Nugget: Neural Agglomerative Embeddings of Text

Embedding text sequences is a widespread requirement in modern language understanding. Existing approaches focus largely on constant-size representations. This is problematic, as the amount of information contained in text often varies with the length of the input. We propose a solution called Nugget, which encodes language into a representation based on a dynamically selected subset of input tokens. These nuggets are learned through tasks like autoencoding and machine translation, and intuitively segment language into meaningful units. We demonstrate Nugget outperforms related approaches in tasks involving semantic comparison. Finally, we illustrate these compact units allow for expanding the contextual window of a language model (LM), suggesting new future LMs that can condition on significantly larger amounts of content.

Nugget 2D: Dynamic Contextual Compression for Scaling Decoder-only Language Models

Standard Transformer-based language models (LMs) scale poorly to long contexts. We propose a solution based on dynamic contextual compression, which extends the Nugget approach of Qin & Van Durme (2023) from BERT-like frameworks to decoder-only LMs. Our method models history as compressed "nuggets" which are trained to allow for reconstruction, and it can be initialized with off-the-shelf models such as LLaMA. We demonstrate through experiments in language modeling, question answering, and summarization that Nugget2D retains capabilities in these tasks, while drastically reducing the overhead during decoding in terms of time and space. For example, in the experiments of autoencoding, Nugget2D can shrink context at a 20x compression ratio with a BLEU score of 98% for reconstruction, achieving nearly lossless encoding.

The NLP Task Effectiveness of Long-Range Transformers

Transformer models cannot easily scale to long sequences due to their O(N^2) time and space complexity. This has led to Transformer variants seeking to lessen computational complexity, such as Longformer and Performer. While such models have theoretically greater efficiency, their effectiveness on real NLP tasks has not been well studied. We benchmark 7 variants of Transformer models on 5 difficult NLP tasks and 7 datasets. We design experiments to isolate the effect of pretraining and hyperparameter settings, to focus on their capacity for long-range attention. Moreover, we present various methods to investigate attention behaviors, to illuminate model details beyond metric scores. We find that attention of long-range transformers has advantages on content selection and query-guided decoding, but they come with previously unrecognized drawbacks such as insufficient attention to distant tokens.

Everything Is All It Takes: A Multipronged Strategy for Zero-Shot Cross-Lingual Information Extraction

Zero-shot cross-lingual information extraction (IE) describes the construction of an IE model for some target language, given existing annotations exclusively in some other language, typically English. While the advance of pretrained multilingual encoders suggests an easy optimism of "train on English, run on any language", we find through a thorough exploration and extension of techniques that a combination of approaches, both new and old, leads to better performance than any one cross-lingual strategy in particular. We explore techniques including data projection and self-training, and how different pretrained encoders impact them. We use English-to-Arabic IE as our initial example, demonstrating strong performance in this setting for event extraction, named entity recognition, part-of-speech tagging, and dependency parsing. We then apply data projection and self-training to three tasks across eight target languages. Because no single set of techniques performs the best across all tasks, we encourage practitioners to explore various configurations of the techniques described in this work when seeking to improve on zero-shot training.

Learning How to Ask: Querying LMs with Mixtures of Soft Prompts

Natural-language prompts have recently been used to coax pretrained language models into performing other AI tasks, using a fill-in-the-blank paradigm (Petroni et al., 2019) or a few-shot extrapolation paradigm (Brown et al., 2020). For example, language models retain factual knowledge from their training corpora that can be extracted by asking them to "fill in the blank" in a sentential prompt. However, where does this prompt come from? We explore the idea of learning prompts by gradient descent -- either fine-tuning prompts taken from previous work, or starting from random initialization. Our prompts consist of "soft words," i.e., continuous vectors that are not necessarily word type embeddings from the language model. Furthermore, for each task, we optimize a mixture of prompts, learning which prompts are most effective and how to ensemble them. Across multiple English LMs and tasks, our approach hugely outperforms previous methods, showing that the implicit factual knowledge in language models was previously underestimated. Moreover, this knowledge is cheap to elicit: random initialization is nearly as good as informed initialization.

LOME: Large Ontology Multilingual Extraction

We present LOME, a system for performing multilingual information extraction. Given a text document as input, our core system identifies spans of textual entity and event mentions with a FrameNet (Baker et al., 1998) parser. It subsequently performs coreference resolution, fine-grained entity typing, and temporal relation prediction between events. By doing so, the system constructs an event and entity focused knowledge graph. We can further apply third-party modules for other types of annotation, like relation extraction. Our (multilingual) first-party modules either outperform or are competitive with the (monolingual) state-of-the-art. We achieve this through the use of multilingual encoders like XLM-R (Conneau et al., 2020) and leveraging multilingual training data. LOME is available as a Docker container on Docker Hub. In addition, a lightweight version of the system is accessible as a web demo.

CopyNext: Explicit Span Copying and Alignment in Sequence to Sequence Models

Copy mechanisms are employed in sequence to sequence models (seq2seq) to generate reproductions of words from the input to the output. These frameworks, operating at the lexical type level, fail to provide an explicit alignment that records where each token was copied from. Further, they require contiguous token sequences from the input (spans) to be copied individually. We present a model with an explicit token-level copy operation and extend it to copying entire spans. Our model provides hard alignments between spans in the input and output, allowing for nontraditional applications of seq2seq, like information extraction. We demonstrate the approach on Nested Named Entity Recognition, achieving near state-of-the-art accuracy with an order of magnitude increase in decoding speed.