Abstract:Clinical trials are the gold standard for assessing the effectiveness and safety of drugs for treating diseases. Given the vast design space of drug molecules, elevated financial cost, and multi-year timeline of these trials, research on clinical trial outcome prediction has gained immense traction. Accurate predictions must leverage data of diverse modes such as drug molecules, target diseases, and eligibility criteria to infer successes and failures. Previous Deep Learning approaches for this task, such as HINT, often require wet lab data from synthesized molecules and/or rely on prior knowledge to encode interactions as part of the model architecture. To address these limitations, we propose a light-weight attention-based model, MEXA-CTP, to integrate readily-available multi-modal data and generate effective representations via specialized modules dubbed "mode experts", while avoiding human biases in model design. We optimize MEXA-CTP with the Cauchy loss to capture relevant interactions across modes. Our experiments on the Trial Outcome Prediction (TOP) benchmark demonstrate that MEXA-CTP improves upon existing approaches by, respectively, up to 11.3% in F1 score, 12.2% in PR-AUC, and 2.5% in ROC-AUC, compared to HINT. Ablation studies are provided to quantify the effectiveness of each component in our proposed method.
Abstract:Retrieval-Augmented Generation (RAG) addresses hallucination and real-time constraints by dynamically retrieving relevant information from a knowledge database to supplement the LLMs' input. When presented with a query, RAG selects the most semantically similar texts from its knowledge bases and uses them as context for the LLMs to generate more accurate responses. RAG also creates a new attack surface, especially since RAG databases are frequently sourced from public domains. While existing studies have predominantly focused on optimizing RAG's performance and efficiency, emerging research has begun addressing the security concerns associated with RAG. However, these works have some limitations, typically focusing on either white-box methodologies or heuristic-based black-box attacks. Furthermore, prior research has mainly targeted simple factoid question answering, which is neither practically challenging nor resistant to correction. In this paper, we unveil a more realistic and threatening scenario: opinion manipulation for controversial topics against RAG. Particularly, we propose a novel RAG black-box attack method, termed FlipedRAG, which is transfer-based. By leveraging instruction engineering, we obtain partial retrieval model outputs from black-box RAG system, facilitating the training of surrogate models to enhance the effectiveness of opinion manipulation attack. Extensive experimental results confirms that our approach significantly enhances the average success rate of opinion manipulation by 16.7%. It achieves an average of a 50% directional change in the opinion polarity of RAG responses across four themes. Additionally, it induces a 20% shift in user cognition. Furthermore, we discuss the efficacy of potential defense mechanisms and conclude that they are insufficient in mitigating this type of attack, highlighting the urgent need to develop novel defensive strategies.
Abstract:Instruction tuning has underscored the significant potential of large language models (LLMs) in producing more human-controllable and effective outputs in various domains. In this work, we focus on the data selection problem for task-specific instruction tuning of LLMs. Prevailing methods primarily rely on the crafted similarity metrics to select training data that aligns with the test data distribution. The goal is to minimize instruction tuning loss on the test data, ultimately improving performance on the target task. However, it has been widely observed that instruction tuning loss (i.e., cross-entropy loss for next token prediction) in LLMs often fails to exhibit a monotonic relationship with actual task performance. This misalignment undermines the effectiveness of current data selection methods for task-specific instruction tuning. To address this issue, we introduce ROSE, a novel Reward-Oriented inStruction data sElection method which leverages pairwise preference loss as a reward signal to optimize data selection for task-specific instruction tuning. Specifically, ROSE adapts an influence formulation to approximate the influence of training data points relative to a few-shot preference validation set to select the most task-related training data points. Experimental results show that by selecting just 5% of the training data using ROSE, our approach can achieve competitive results compared to fine-tuning with the full training dataset, and it surpasses other state-of-the-art data selection methods for task-specific instruction tuning. Our qualitative analysis further confirms the robust generalizability of our method across multiple benchmark datasets and diverse model architectures.
Abstract:A vast amount of scholarly work is published daily, yet much of it remains inaccessible to the general public due to dense jargon and complex language. To address this challenge in science communication, we introduce a reinforcement learning framework that fine-tunes a language model to rewrite scholarly abstracts into more comprehensible versions. Guided by a carefully balanced combination of word- and sentence-level accessibility rewards, our language model effectively substitutes technical terms with more accessible alternatives, a task which models supervised fine-tuned or guided by conventional readability measures struggle to accomplish. Our best model adjusts the readability level of scholarly abstracts by approximately six U.S. grade levels -- in other words, from a postgraduate to a high school level. This translates to roughly a 90% relative boost over the supervised fine-tuning baseline, all while maintaining factual accuracy and high-quality language. An in-depth analysis of our approach shows that balanced rewards lead to systematic modifications in the base model, likely contributing to smoother optimization and superior performance. We envision this work as a step toward bridging the gap between scholarly research and the general public, particularly younger readers and those without a college degree.
Abstract:Graph foundation models (GFMs) have recently gained significant attention. However, the unique data processing and evaluation setups employed by different studies hinder a deeper understanding of their progress. Additionally, current research tends to focus on specific subsets of graph learning tasks, such as structural tasks, node-level tasks, or classification tasks. As a result, they often incorporate specialized modules tailored to particular task types, losing their applicability to other graph learning tasks and contradicting the original intent of foundation models to be universal. Therefore, to enhance consistency, coverage, and diversity across domains, tasks, and research interests within the graph learning community in the evaluation of GFMs, we propose GFMBench-a systematic and comprehensive benchmark comprising 26 datasets. Moreover, we introduce LangGFM, a novel GFM that relies entirely on large language models. By revisiting and exploring the effective graph textualization principles, as well as repurposing successful techniques from graph augmentation and graph self-supervised learning within the language space, LangGFM achieves performance on par with or exceeding the state of the art across GFMBench, which can offer us new perspectives, experiences, and baselines to drive forward the evolution of GFMs.
Abstract:User Satisfaction Estimation is an important task and increasingly being applied in goal-oriented dialogue systems to estimate whether the user is satisfied with the service. It is observed that whether the user's needs are met often triggers various sentiments, which can be pertinent to the successful estimation of user satisfaction, and vice versa. Thus, User Satisfaction Estimation (USE) and Sentiment Analysis (SA) should be treated as a joint, collaborative effort, considering the strong connections between the sentiment states of speakers and the user satisfaction. Existing joint learning frameworks mainly unify the two highly pertinent tasks over cascade or shared-bottom implementations, however they fail to distinguish task-specific and common features, which will produce sub-optimal utterance representations for downstream tasks. In this paper, we propose a novel Speaker Turn-Aware Multi-Task Adversarial Network (STMAN) for dialogue-level USE and utterance-level SA. Specifically, we first introduce a multi-task adversarial strategy which trains a task discriminator to make utterance representation more task-specific, and then utilize a speaker-turn aware multi-task interaction strategy to extract the common features which are complementary to each task. Extensive experiments conducted on two real-world service dialogue datasets show that our model outperforms several state-of-the-art methods.
Abstract:Large Language Models (LLMs) have demonstrated exceptional capabilities in understanding and generating natural language. However, their high deployment costs often pose a barrier to practical applications, especially. Cascading local and server models offers a promising solution to this challenge. While existing studies on LLM cascades have primarily focused on the performance-cost trade-off, real-world scenarios often involve more complex requirements. This paper introduces a novel LLM Cascade strategy with Multi-Objective Optimization, enabling LLM cascades to consider additional objectives (e.g., privacy) and better align with the specific demands of real-world applications while maintaining their original cascading abilities. Extensive experiments on three benchmarks validate the effectiveness and superiority of our approach.
Abstract:Large Language Models (LLMs) could struggle to fully understand legal theories and perform complex legal reasoning tasks. In this study, we introduce a challenging task (confusing charge prediction) to better evaluate LLMs' understanding of legal theories and reasoning capabilities. We also propose a novel framework: Multi-Agent framework for improving complex Legal Reasoning capability (MALR). MALR employs non-parametric learning, encouraging LLMs to automatically decompose complex legal tasks and mimic human learning process to extract insights from legal rules, helping LLMs better understand legal theories and enhance their legal reasoning abilities. Extensive experiments on multiple real-world datasets demonstrate that the proposed framework effectively addresses complex reasoning issues in practical scenarios, paving the way for more reliable applications in the legal domain.
Abstract:The rapid development of LLMs brings both convenience and potential threats. As costumed and private LLMs are widely applied, model copyright protection has become important. Text watermarking is emerging as a promising solution to AI-generated text detection and model protection issues. However, current text watermarks have largely ignored the critical need for injecting different watermarks for different users, which could help attribute the watermark to a specific individual. In this paper, we explore the personalized text watermarking scheme for LLM copyright protection and other scenarios, ensuring accountability and traceability in content generation. Specifically, we propose a novel text watermarking method PersonaMark that utilizes sentence structure as the hidden medium for the watermark information and optimizes the sentence-level generation algorithm to minimize disruption to the model's natural generation process. By employing a personalized hashing function to inject unique watermark signals for different users, personalized watermarked text can be obtained. Since our approach performs on sentence level instead of token probability, the text quality is highly preserved. The injection process of unique watermark signals for different users is time-efficient for a large number of users with the designed multi-user hashing function. As far as we know, we achieved personalized text watermarking for the first time through this. We conduct an extensive evaluation of four different LLMs in terms of perplexity, sentiment polarity, alignment, readability, etc. The results demonstrate that our method maintains performance with minimal perturbation to the model's behavior, allows for unbiased insertion of watermark information, and exhibits strong watermark recognition capabilities.
Abstract:Retrieval-Augmented Generation (RAG) is applied to solve hallucination problems and real-time constraints of large language models, but it also induces vulnerabilities against retrieval corruption attacks. Existing research mainly explores the unreliability of RAG in white-box and closed-domain QA tasks. In this paper, we aim to reveal the vulnerabilities of Retrieval-Enhanced Generative (RAG) models when faced with black-box attacks for opinion manipulation. We explore the impact of such attacks on user cognition and decision-making, providing new insight to enhance the reliability and security of RAG models. We manipulate the ranking results of the retrieval model in RAG with instruction and use these results as data to train a surrogate model. By employing adversarial retrieval attack methods to the surrogate model, black-box transfer attacks on RAG are further realized. Experiments conducted on opinion datasets across multiple topics show that the proposed attack strategy can significantly alter the opinion polarity of the content generated by RAG. This demonstrates the model's vulnerability and, more importantly, reveals the potential negative impact on user cognition and decision-making, making it easier to mislead users into accepting incorrect or biased information.