A-MEM: Agentic Memory for LLM Agents

While large language model (LLM) agents can effectively use external tools for complex real-world tasks, they require memory systems to leverage historical experiences. Current memory systems enable basic storage and retrieval but lack sophisticated memory organization, despite recent attempts to incorporate graph databases. Moreover, these systems' fixed operations and structures limit their adaptability across diverse tasks. To address this limitation, this paper proposes a novel agentic memory system for LLM agents that can dynamically organize memories in an agentic way. Following the basic principles of the Zettelkasten method, we designed our memory system to create interconnected knowledge networks through dynamic indexing and linking. When a new memory is added, we generate a comprehensive note containing multiple structured attributes, including contextual descriptions, keywords, and tags. The system then analyzes historical memories to identify relevant connections, establishing links where meaningful similarities exist. Additionally, this process enables memory evolution - as new memories are integrated, they can trigger updates to the contextual representations and attributes of existing historical memories, allowing the memory network to continuously refine its understanding. Our approach combines the structured organization principles of Zettelkasten with the flexibility of agent-driven decision making, allowing for more adaptive and context-aware memory management. Empirical experiments on six foundation models show superior improvement against existing SOTA baselines. The source code is available at https://github.com/WujiangXu/AgenticMemory.

Massive Values in Self-Attention Modules are the Key to Contextual Knowledge Understanding

Large language models (LLMs) have achieved remarkable success in contextual knowledge understanding. In this paper, we show that these concentrated massive values consistently emerge in specific regions of attention queries (Q) and keys (K) while not having such patterns in values (V) in various modern transformer-based LLMs (Q, K, and V mean the representations output by the query, key, and value layers respectively). Through extensive experiments, we further demonstrate that these massive values play a critical role in interpreting contextual knowledge (knowledge obtained from the current context window) rather than in retrieving parametric knowledge stored within the model's parameters. Our further investigation of quantization strategies reveals that ignoring these massive values leads to a pronounced drop in performance on tasks requiring rich contextual understanding, aligning with our analysis. Finally, we trace the emergence of concentrated massive values and find that such concentration is caused by Rotary Positional Encoding (RoPE), which has appeared since the first layers. These findings shed new light on how Q and K operate in LLMs and offer practical insights for model design and optimization. The Code is Available at https://github.com/MingyuJ666/Rope_with_LLM.

APEER: Automatic Prompt Engineering Enhances Large Language Model Reranking

Large Language Models (LLMs) have significantly enhanced Information Retrieval (IR) across various modules, such as reranking. Despite impressive performance, current zero-shot relevance ranking with LLMs heavily relies on human prompt engineering. Existing automatic prompt engineering algorithms primarily focus on language modeling and classification tasks, leaving the domain of IR, particularly reranking, underexplored. Directly applying current prompt engineering algorithms to relevance ranking is challenging due to the integration of query and long passage pairs in the input, where the ranking complexity surpasses classification tasks. To reduce human effort and unlock the potential of prompt optimization in reranking, we introduce a novel automatic prompt engineering algorithm named APEER. APEER iteratively generates refined prompts through feedback and preference optimization. Extensive experiments with four LLMs and ten datasets demonstrate the substantial performance improvement of APEER over existing state-of-the-art (SoTA) manual prompts. Furthermore, we find that the prompts generated by APEER exhibit better transferability across diverse tasks and LLMs. Code is available at https://github.com/jincan333/APEER.

MoralBench: Moral Evaluation of LLMs

In the rapidly evolving field of artificial intelligence, large language models (LLMs) have emerged as powerful tools for a myriad of applications, from natural language processing to decision-making support systems. However, as these models become increasingly integrated into societal frameworks, the imperative to ensure they operate within ethical and moral boundaries has never been more critical. This paper introduces a novel benchmark designed to measure and compare the moral reasoning capabilities of LLMs. We present the first comprehensive dataset specifically curated to probe the moral dimensions of LLM outputs, addressing a wide range of ethical dilemmas and scenarios reflective of real-world complexities. The main contribution of this work lies in the development of benchmark datasets and metrics for assessing the moral identity of LLMs, which accounts for nuance, contextual sensitivity, and alignment with human ethical standards. Our methodology involves a multi-faceted approach, combining quantitative analysis with qualitative insights from ethics scholars to ensure a thorough evaluation of model performance. By applying our benchmark across several leading LLMs, we uncover significant variations in moral reasoning capabilities of different models. These findings highlight the importance of considering moral reasoning in the development and evaluation of LLMs, as well as the need for ongoing research to address the biases and limitations uncovered in our study. We publicly release the benchmark at https://drive.google.com/drive/u/0/folders/1k93YZJserYc2CkqP8d4B3M3sgd3kA8W7 and also open-source the code of the project at https://github.com/agiresearch/MoralBench.

Information Maximization via Variational Autoencoders for Cross-Domain Recommendation

Cross-Domain Sequential Recommendation (CDSR) methods aim to address the data sparsity and cold-start problems present in Single-Domain Sequential Recommendation (SDSR). Existing CDSR methods typically rely on overlapping users, designing complex cross-domain modules to capture users' latent interests that can propagate across different domains. However, their propagated informative information is limited to the overlapping users and the users who have rich historical behavior records. As a result, these methods often underperform in real-world scenarios, where most users are non-overlapping (cold-start) and long-tailed. In this research, we introduce a new CDSR framework named Information Maximization Variational Autoencoder (\textbf{\texttt{IM-VAE}}). Here, we suggest using a Pseudo-Sequence Generator to enhance the user's interaction history input for downstream fine-grained CDSR models to alleviate the cold-start issues. We also propose a Generative Recommendation Framework combined with three regularizers inspired by the mutual information maximization (MIM) theory \cite{mcgill1954multivariate} to capture the semantic differences between a user's interests shared across domains and those specific to certain domains, as well as address the informational gap between a user's actual interaction sequences and the pseudo-sequences generated. To the best of our knowledge, this paper is the first CDSR work that considers the information disentanglement and denoising of pseudo-sequences in the open-world recommendation scenario. Empirical experiments illustrate that \texttt{IM-VAE} outperforms the state-of-the-art approaches on two real-world cross-domain datasets on all sorts of users, including cold-start and tailed users, demonstrating the effectiveness of \texttt{IM-VAE} in open-world recommendation.

SLMRec: Empowering Small Language Models for Sequential Recommendation

The sequential Recommendation (SR) task involves predicting the next item a user is likely to interact with, given their past interactions. The SR models examine the sequence of a user's actions to discern more complex behavioral patterns and temporal dynamics. Recent research demonstrates the great impact of LLMs on sequential recommendation systems, either viewing sequential recommendation as language modeling or serving as the backbone for user representation. Although these methods deliver outstanding performance, there is scant evidence of the necessity of a large language model and how large the language model is needed, especially in the sequential recommendation scene. Meanwhile, due to the huge size of LLMs, it is inefficient and impractical to apply a LLM-based model in real-world platforms that often need to process billions of traffic logs daily. In this paper, we explore the influence of LLMs' depth by conducting extensive experiments on large-scale industry datasets. Surprisingly, we discover that most intermediate layers of LLMs are redundant. Motivated by this insight, we empower small language models for SR, namely SLMRec, which adopt a simple yet effective knowledge distillation method. Moreover, SLMRec is orthogonal to other post-training efficiency techniques, such as quantization and pruning, so that they can be leveraged in combination. Comprehensive experimental results illustrate that the proposed SLMRec model attains the best performance using only 13% of the parameters found in LLM-based recommendation models, while simultaneously achieving up to 6.6x and 8.0x speedups in training and inference time costs, respectively.

Fine-Grained Dynamic Framework for Bias-Variance Joint Optimization on Data Missing Not at Random

In most practical applications such as recommendation systems, display advertising, and so forth, the collected data often contains missing values and those missing values are generally missing-not-at-random, which deteriorates the prediction performance of models. Some existing estimators and regularizers attempt to achieve unbiased estimation to improve the predictive performance. However, variances and generalization bound of these methods are generally unbounded when the propensity scores tend to zero, compromising their stability and robustness. In this paper, we first theoretically reveal that limitations of regularization techniques. Besides, we further illustrate that, for more general estimators, unbiasedness will inevitably lead to unbounded variance. These general laws inspire us that the estimator designs is not merely about eliminating bias, reducing variance, or simply achieve a bias-variance trade-off. Instead, it involves a quantitative joint optimization of bias and variance. Then, we develop a systematic fine-grained dynamic learning framework to jointly optimize bias and variance, which adaptively selects an appropriate estimator for each user-item pair according to the predefined objective function. With this operation, the generalization bounds and variances of models are reduced and bounded with theoretical guarantees. Extensive experiments are conducted to verify the theoretical results and the effectiveness of the proposed dynamic learning framework.

Towards Open-world Cross-Domain Sequential Recommendation: A Model-Agnostic Contrastive Denoising Approach

Cross-domain sequential recommendation (CDSR) aims to address the data sparsity problems that exist in traditional sequential recommendation (SR) systems. The existing approaches aim to design a specific cross-domain unit that can transfer and propagate information across multiple domains by relying on overlapping users with abundant behaviors. However, in real-world recommender systems, CDSR scenarios usually consist of a majority of long-tailed users with sparse behaviors and cold-start users who only exist in one domain. This leads to a drop in the performance of existing CDSR methods in the real-world industry platform. Therefore, improving the consistency and effectiveness of models in open-world CDSR scenarios is crucial for constructing CDSR models (\textit{1st} CH). Recently, some SR approaches have utilized auxiliary behaviors to complement the information for long-tailed users. However, these multi-behavior SR methods cannot deliver promising performance in CDSR, as they overlook the semantic gap between target and auxiliary behaviors, as well as user interest deviation across domains (\textit{2nd} CH).

Rethinking Cross-Domain Sequential Recommendation under Open-World Assumptions

Cross-Domain Sequential Recommendation (CDSR) methods aim to tackle the data sparsity and cold-start problems present in Single-Domain Sequential Recommendation (SDSR). Existing CDSR works design their elaborate structures relying on overlapping users to propagate the cross-domain information. However, current CDSR methods make closed-world assumptions, assuming fully overlapping users across multiple domains and that the data distribution remains unchanged from the training environment to the test environment. As a result, these methods typically result in lower performance on online real-world platforms due to the data distribution shifts. To address these challenges under open-world assumptions, we design an \textbf{A}daptive \textbf{M}ulti-\textbf{I}nterest \textbf{D}ebiasing framework for cross-domain sequential recommendation (\textbf{AMID}), which consists of a multi-interest information module (\textbf{MIM}) and a doubly robust estimator (\textbf{DRE}). Our framework is adaptive for open-world environments and can improve the model of most off-the-shelf single-domain sequential backbone models for CDSR. Our MIM establishes interest groups that consider both overlapping and non-overlapping users, allowing us to effectively explore user intent and explicit interest. To alleviate biases across multiple domains, we developed the DRE for the CDSR methods. We also provide a theoretical analysis that demonstrates the superiority of our proposed estimator in terms of bias and tail bound, compared to the IPS estimator used in previous work.

Neural Node Matching for Multi-Target Cross Domain Recommendation

Multi-Target Cross Domain Recommendation(CDR) has attracted a surge of interest recently, which intends to improve the recommendation performance in multiple domains (or systems) simultaneously. Most existing multi-target CDR frameworks primarily rely on the existence of the majority of overlapped users across domains. However, general practical CDR scenarios cannot meet the strictly overlapping requirements and only share a small margin of common users across domains}. Additionally, the majority of users have quite a few historical behaviors in such small-overlapping CDR scenarios}. To tackle the aforementioned issues, we propose a simple-yet-effective neural node matching based framework for more general CDR settings, i.e., only (few) partially overlapped users exist across domains and most overlapped as well as non-overlapped users do have sparse interactions. The present framework} mainly contains two modules: (i) intra-to-inter node matching module, and (ii) intra node complementing module. Concretely, the first module conducts intra-knowledge fusion within each domain and subsequent inter-knowledge fusion across domains by fully connected user-user homogeneous graph information aggregating.