Agent Security Bench (ASB): Formalizing and Benchmarking Attacks and Defenses in LLM-based Agents

Although LLM-based agents, powered by Large Language Models (LLMs), can use external tools and memory mechanisms to solve complex real-world tasks, they may also introduce critical security vulnerabilities. However, the existing literature does not comprehensively evaluate attacks and defenses against LLM-based agents. To address this, we introduce Agent Security Bench (ASB), a comprehensive framework designed to formalize, benchmark, and evaluate the attacks and defenses of LLM-based agents, including 10 scenarios (e.g., e-commerce, autonomous driving, finance), 10 agents targeting the scenarios, over 400 tools, 23 different types of attack/defense methods, and 8 evaluation metrics. Based on ASB, we benchmark 10 prompt injection attacks, a memory poisoning attack, a novel Plan-of-Thought backdoor attack, a mixed attack, and 10 corresponding defenses across 13 LLM backbones with nearly 90,000 testing cases in total. Our benchmark results reveal critical vulnerabilities in different stages of agent operation, including system prompt, user prompt handling, tool usage, and memory retrieval, with the highest average attack success rate of 84.30\%, but limited effectiveness shown in current defenses, unveiling important works to be done in terms of agent security for the community. Our code can be found at https://github.com/agiresearch/ASB.

CoRE: LLM as Interpreter for Natural Language Programming, Pseudo-Code Programming, and Flow Programming of AI Agents

Since their inception, programming languages have trended towards greater readability and lower barriers for programmers. Following this trend, natural language can be a promising type of programming language that provides great flexibility and usability and helps towards the democracy of programming. However, the inherent vagueness, ambiguity, and verbosity of natural language pose significant challenges in developing an interpreter that can accurately understand the programming logic and execute instructions written in natural language. Fortunately, recent advancements in Large Language Models (LLMs) have demonstrated remarkable proficiency in interpreting complex natural language. Inspired by this, we develop a novel system for Code Representation and Execution (CoRE), which employs LLM as interpreter to interpret and execute natural language instructions. The proposed system unifies natural language programming, pseudo-code programming, and flow programming under the same representation for constructing language agents, while LLM serves as the interpreter to interpret and execute the agent programs. In this paper, we begin with defining the programming syntax that structures natural language instructions logically. During the execution, we incorporate external memory to minimize redundancy. Furthermore, we equip the designed interpreter with the capability to invoke external tools, compensating for the limitations of LLM in specialized domains or when accessing real-time information. This work is open-source at https://github.com/agiresearch/CoRE.

Exploring Concept Depth: How Large Language Models Acquire Knowledge at Different Layers?

This paper studies the phenomenon that different concepts are learned in different layers of large language models, i.e. more difficult concepts are fully acquired with deeper layers. We define the difficulty of concepts by the level of abstraction, and here it is crudely categorized by factual, emotional, and inferential. Each category contains a spectrum of tasks, arranged from simple to complex. For example, within the factual dimension, tasks range from lie detection to categorizing mathematical problems. We employ a probing technique to extract representations from different layers of the model and apply these to classification tasks. Our findings reveal that models tend to efficiently classify simpler tasks, indicating that these concepts are learned in shallower layers. Conversely, more complex tasks may only be discernible at deeper layers, if at all. This paper explores the implications of these findings for our understanding of model learning processes and internal representations. Our implementation is available at \url{https://github.com/Luckfort/CD}.

AIOS: LLM Agent Operating System

The integration and deployment of large language model (LLM)-based intelligent agents have been fraught with challenges that compromise their efficiency and efficacy. Among these issues are sub-optimal scheduling and resource allocation of agent requests over the LLM, the difficulties in maintaining context during interactions between agent and LLM, and the complexities inherent in integrating heterogeneous agents with different capabilities and specializations. The rapid increase of agent quantity and complexity further exacerbates these issues, often leading to bottlenecks and sub-optimal utilization of resources. Inspired by these challenges, this paper presents AIOS, an LLM agent operating system, which embeds large language model into operating systems (OS) as the brain of the OS, enabling an operating system "with soul" -- an important step towards AGI. Specifically, AIOS is designed to optimize resource allocation, facilitate context switch across agents, enable concurrent execution of agents, provide tool service for agents, and maintain access control for agents. We present the architecture of such an operating system, outline the core challenges it aims to resolve, and provide the basic design and implementation of the AIOS. Our experiments on concurrent execution of multiple agents demonstrate the reliability and efficiency of our AIOS modules. Through this, we aim to not only improve the performance and efficiency of LLM agents but also to pioneer for better development and deployment of the AIOS ecosystem in the future. The project is open-source at https://github.com/agiresearch/AIOS.

What if LLMs Have Different World Views: Simulating Alien Civilizations with LLM-based Agents

In this study, we introduce "CosmoAgent," an innovative artificial intelligence framework utilizing Large Language Models (LLMs) to simulate complex interactions between human and extraterrestrial civilizations, with a special emphasis on Stephen Hawking's cautionary advice about not sending radio signals haphazardly into the universe. The goal is to assess the feasibility of peaceful coexistence while considering potential risks that could threaten well-intentioned civilizations. Employing mathematical models and state transition matrices, our approach quantitatively evaluates the development trajectories of civilizations, offering insights into future decision-making at critical points of growth and saturation. Furthermore, the paper acknowledges the vast diversity in potential living conditions across the universe, which could foster unique cosmologies, ethical codes, and worldviews among various civilizations. Recognizing the Earth-centric bias inherent in current LLM designs, we propose the novel concept of using LLMs with diverse ethical paradigms and simulating interactions between entities with distinct moral principles. This innovative research provides a new way to understand complex inter-civilizational dynamics, expanding our perspective while pioneering novel strategies for conflict resolution, crucial for preventing interstellar conflicts. We have also released the code and datasets to enable further academic investigation into this interesting area of research. The code is available at https://github.com/agiresearch/AlienAgent.

War and Peace : Large Language Model-based Multi-Agent Simulation of World Wars

Can we avoid wars at the crossroads of history? This question has been pursued by individuals, scholars, policymakers, and organizations throughout human history. In this research, we attempt to answer the question based on the recent advances of Artificial Intelligence (AI) and Large Language Models (LLMs). We propose \textbf{WarAgent}, an LLM-powered multi-agent AI system, to simulate the participating countries, their decisions, and the consequences, in historical international conflicts, including the World War I (WWI), the World War II (WWII), and the Warring States Period (WSP) in Ancient China. By evaluating the simulation effectiveness, we examine the advancements and limitations of cutting-edge AI systems' abilities in studying complex collective human behaviors such as international conflicts under diverse settings. In these simulations, the emergent interactions among agents also offer a novel perspective for examining the triggers and conditions that lead to war. Our findings offer data-driven and AI-augmented insights that can redefine how we approach conflict resolution and peacekeeping strategies. The implications stretch beyond historical analysis, offering a blueprint for using AI to understand human history and possibly prevent future international conflicts. Code and data are available at \url{https://github.com/agiresearch/WarAgent}.

LightLM: A Lightweight Deep and Narrow Language Model for Generative Recommendation

This paper presents LightLM, a lightweight Transformer-based language model for generative recommendation. While Transformer-based generative modeling has gained importance in various AI sub-fields such as NLP and vision, generative recommendation is still in its infancy due to its unique demand on personalized generative modeling. Existing works on generative recommendation often use NLP-oriented Transformer architectures such as T5, GPT, LLaMA and M6, which are heavy-weight and are not specifically designed for recommendation tasks. LightLM tackles the issue by introducing a light-weight deep and narrow Transformer architecture, which is specifically tailored for direct generation of recommendation items. This structure is especially apt for straightforward generative recommendation and stems from the observation that language model does not have to be too wide for this task, as the input predominantly consists of short tokens that are well-suited for the model's capacity. We also show that our devised user and item ID indexing methods, i.e., Spectral Collaborative Indexing (SCI) and Graph Collaborative Indexing (GCI), enables the deep and narrow Transformer architecture to outperform large-scale language models for recommendation. Besides, to address the hallucination problem of generating items as output, we propose the constrained generation process for generative recommenders. Experiments on real-world datasets show that LightLM outperforms various competitive baselines in terms of both recommendation accuracy and efficiency. The code can be found at https://github.com/dongyuanjushi/LightLM.

NOTABLE: Transferable Backdoor Attacks Against Prompt-based NLP Models

Prompt-based learning is vulnerable to backdoor attacks. Existing backdoor attacks against prompt-based models consider injecting backdoors into the entire embedding layers or word embedding vectors. Such attacks can be easily affected by retraining on downstream tasks and with different prompting strategies, limiting the transferability of backdoor attacks. In this work, we propose transferable backdoor attacks against prompt-based models, called NOTABLE, which is independent of downstream tasks and prompting strategies. Specifically, NOTABLE injects backdoors into the encoders of PLMs by utilizing an adaptive verbalizer to bind triggers to specific words (i.e., anchors). It activates the backdoor by pasting input with triggers to reach adversary-desired anchors, achieving independence from downstream tasks and prompting strategies. We conduct experiments on six NLP tasks, three popular models, and three prompting strategies. Empirical results show that NOTABLE achieves superior attack performance (i.e., attack success rate over 90% on all the datasets), and outperforms two state-of-the-art baselines. Evaluations on three defenses show the robustness of NOTABLE. Our code can be found at https://github.com/RU-System-Software-and-Security/Notable.

UNICORN: A Unified Backdoor Trigger Inversion Framework

The backdoor attack, where the adversary uses inputs stamped with triggers (e.g., a patch) to activate pre-planted malicious behaviors, is a severe threat to Deep Neural Network (DNN) models. Trigger inversion is an effective way of identifying backdoor models and understanding embedded adversarial behaviors. A challenge of trigger inversion is that there are many ways of constructing the trigger. Existing methods cannot generalize to various types of triggers by making certain assumptions or attack-specific constraints. The fundamental reason is that existing work does not consider the trigger's design space in their formulation of the inversion problem. This work formally defines and analyzes the triggers injected in different spaces and the inversion problem. Then, it proposes a unified framework to invert backdoor triggers based on the formalization of triggers and the identified inner behaviors of backdoor models from our analysis. Our prototype UNICORN is general and effective in inverting backdoor triggers in DNNs. The code can be found at https://github.com/RU-System-Software-and-Security/UNICORN.

Rethinking the Reverse-engineering of Trojan Triggers

Deep Neural Networks are vulnerable to Trojan (or backdoor) attacks. Reverse-engineering methods can reconstruct the trigger and thus identify affected models. Existing reverse-engineering methods only consider input space constraints, e.g., trigger size in the input space. Expressly, they assume the triggers are static patterns in the input space and fail to detect models with feature space triggers such as image style transformations. We observe that both input-space and feature-space Trojans are associated with feature space hyperplanes. Based on this observation, we design a novel reverse-engineering method that exploits the feature space constraint to reverse-engineer Trojan triggers. Results on four datasets and seven different attacks demonstrate that our solution effectively defends both input-space and feature-space Trojans. It outperforms state-of-the-art reverse-engineering methods and other types of defenses in both Trojaned model detection and mitigation tasks. On average, the detection accuracy of our method is 93\%. For Trojan mitigation, our method can reduce the ASR (attack success rate) to only 0.26\% with the BA (benign accuracy) remaining nearly unchanged. Our code can be found at https://github.com/RU-System-Software-and-Security/FeatureRE.