Survey of User Interface Design and Interaction Techniques in Generative AI Applications

The applications of generative AI have become extremely impressive, and the interplay between users and AI is even more so. Current human-AI interaction literature has taken a broad look at how humans interact with generative AI, but it lacks specificity regarding the user interface designs and patterns used to create these applications. Therefore, we present a survey that comprehensively presents taxonomies of how a human interacts with AI and the user interaction patterns designed to meet the needs of a variety of relevant use cases. We focus primarily on user-guided interactions, surveying interactions that are initiated by the user and do not include any implicit signals given by the user. With this survey, we aim to create a compendium of different user-interaction patterns that can be used as a reference for designers and developers alike. In doing so, we also strive to lower the entry barrier for those attempting to learn more about the design of generative AI applications.

A Survey of Small Language Models

Small Language Models (SLMs) have become increasingly important due to their efficiency and performance to perform various language tasks with minimal computational resources, making them ideal for various settings including on-device, mobile, edge devices, among many others. In this article, we present a comprehensive survey on SLMs, focusing on their architectures, training techniques, and model compression techniques. We propose a novel taxonomy for categorizing the methods used to optimize SLMs, including model compression, pruning, and quantization techniques. We summarize the benchmark datasets that are useful for benchmarking SLMs along with the evaluation metrics commonly used. Additionally, we highlight key open challenges that remain to be addressed. Our survey aims to serve as a valuable resource for researchers and practitioners interested in developing and deploying small yet efficient language models.

Quantifying reliance on external information over parametric knowledge during Retrieval Augmented Generation (RAG) using mechanistic analysis

Retrieval Augmented Generation (RAG) is a widely used approach for leveraging external context in several natural language applications such as question answering and information retrieval. Yet, the exact nature in which a Language Model (LM) leverages this non-parametric memory or retrieved context isn't clearly understood. This paper mechanistically examines the RAG pipeline to highlight that LMs demonstrate a "shortcut'' effect and have a strong bias towards utilizing the retrieved context to answer questions, while relying minimally on model priors. We propose (a) Causal Mediation Analysis; for proving that parametric memory is minimally utilized when answering a question and (b) Attention Contributions and Knockouts for showing the last token residual stream do not get enriched from the subject token in the question, but gets enriched from tokens of RAG-context. We find this pronounced "shortcut'' behaviour to be true across both LLMs (e.g.,LlaMa) and SLMs (e.g., Phi)

IntCoOp: Interpretability-Aware Vision-Language Prompt Tuning

Image-text contrastive models such as CLIP learn transferable and robust representations for zero-shot transfer to a variety of downstream tasks. However, to obtain strong downstream performances, prompts need to be carefully curated, which can be a tedious engineering task. To address the issue of manual prompt engineering, prompt-tuning is used where a set of contextual vectors are learned by leveraging information from the training data. Despite their effectiveness, existing prompt-tuning frameworks often lack interpretability, thus limiting their ability to understand the compositional nature of images. In this work, we first identify that incorporating compositional attributes (e.g., a "green" tree frog) in the design of manual prompts can significantly enhance image-text alignment scores. Building upon this observation, we propose a novel and interpretable prompt-tuning method named IntCoOp, which learns to jointly align attribute-level inductive biases and class embeddings during prompt-tuning. To assess the effectiveness of our approach, we evaluate IntCoOp across two representative tasks in a few-shot learning setup: generalization to novel classes, and unseen domain shifts. Through extensive experiments across 10 downstream datasets on CLIP, we find that introducing attribute-level inductive biases leads to superior performance against state-of-the-art prompt tuning frameworks. Notably, in a 16-shot setup, IntCoOp improves CoOp by 7.35% in average performance across 10 diverse datasets.

From RAGs to rich parameters: Probing how language models utilize external knowledge over parametric information for factual queries

Retrieval Augmented Generation (RAG) enriches the ability of language models to reason using external context to augment responses for a given user prompt. This approach has risen in popularity due to practical applications in various applications of language models in search, question/answering, and chat-bots. However, the exact nature of how this approach works isn't clearly understood. In this paper, we mechanistically examine the RAG pipeline to highlight that language models take shortcut and have a strong bias towards utilizing only the context information to answer the question, while relying minimally on their parametric memory. We probe this mechanistic behavior in language models with: (i) Causal Mediation Analysis to show that the parametric memory is minimally utilized when answering a question and (ii) Attention Contributions and Knockouts to show that the last token residual stream do not get enriched from the subject token in the question, but gets enriched from other informative tokens in the context. We find this pronounced shortcut behaviour true across both LLaMa and Phi family of models.

Understanding and Mitigating Compositional Issues in Text-to-Image Generative Models

Recent text-to-image diffusion-based generative models have the stunning ability to generate highly detailed and photo-realistic images and achieve state-of-the-art low FID scores on challenging image generation benchmarks. However, one of the primary failure modes of these text-to-image generative models is in composing attributes, objects, and their associated relationships accurately into an image. In our paper, we investigate this compositionality-based failure mode and highlight that imperfect text conditioning with CLIP text-encoder is one of the primary reasons behind the inability of these models to generate high-fidelity compositional scenes. In particular, we show that (i) there exists an optimal text-embedding space that can generate highly coherent compositional scenes which shows that the output space of the CLIP text-encoder is sub-optimal, and (ii) we observe that the final token embeddings in CLIP are erroneous as they often include attention contributions from unrelated tokens in compositional prompts. Our main finding shows that the best compositional improvements can be achieved (without harming the model's FID scores) by fine-tuning {\it only} a simple linear projection on CLIP's representation space in Stable-Diffusion variants using a small set of compositional image-text pairs. This result demonstrates that the sub-optimality of the CLIP's output space is a major error source. We also show that re-weighting the erroneous attention contributions in CLIP can also lead to improved compositional performances, however these improvements are often less significant than those achieved by solely learning a linear projection head, highlighting erroneous attentions to be only a minor error source.

Understanding Information Storage and Transfer in Multi-modal Large Language Models

Understanding the mechanisms of information storage and transfer in Transformer-based models is important for driving model understanding progress. Recent work has studied these mechanisms for Large Language Models (LLMs), revealing insights on how information is stored in a model's parameters and how information flows to and from these parameters in response to specific prompts. However, these studies have not yet been extended to Multi-modal Large Language Models (MLLMs). Given their expanding capabilities and real-world use, we start by studying one aspect of these models -- how MLLMs process information in a factual visual question answering task. We use a constraint-based formulation which views a visual question as having a set of visual or textual constraints that the model's generated answer must satisfy to be correct (e.g. What movie directed by the director in this photo has won a Golden Globe?). Under this setting, we contribute i) a method that extends causal information tracing from pure language to the multi-modal setting, and ii) VQA-Constraints, a test-bed of 9.7K visual questions annotated with constraints. We use these tools to study two open-source MLLMs, LLaVa and multi-modal Phi-2. Our key findings show that these MLLMs rely on MLP and self-attention blocks in much earlier layers for information storage, compared to LLMs whose mid-layer MLPs are more important. We also show that a consistent small subset of visual tokens output by the vision encoder are responsible for transferring information from the image to these causal blocks. We validate these mechanisms by introducing MultEdit, a model-editing algorithm that can correct errors and insert new long-tailed information into MLLMs by targeting these causal blocks.

Decomposing and Interpreting Image Representations via Text in ViTs Beyond CLIP

Recent works have explored how individual components of the CLIP-ViT model contribute to the final representation by leveraging the shared image-text representation space of CLIP. These components, such as attention heads and MLPs, have been shown to capture distinct image features like shape, color or texture. However, understanding the role of these components in arbitrary vision transformers (ViTs) is challenging. To this end, we introduce a general framework which can identify the roles of various components in ViTs beyond CLIP. Specifically, we (a) automate the decomposition of the final representation into contributions from different model components, and (b) linearly map these contributions to CLIP space to interpret them via text. Additionally, we introduce a novel scoring function to rank components by their importance with respect to specific features. Applying our framework to various ViT variants (e.g. DeiT, DINO, DINOv2, Swin, MaxViT), we gain insights into the roles of different components concerning particular image features.These insights facilitate applications such as image retrieval using text descriptions or reference images, visualizing token importance heatmaps, and mitigating spurious correlations.

On Mechanistic Knowledge Localization in Text-to-Image Generative Models

Identifying layers within text-to-image models which control visual attributes can facilitate efficient model editing through closed-form updates. Recent work, leveraging causal tracing show that early Stable-Diffusion variants confine knowledge primarily to the first layer of the CLIP text-encoder, while it diffuses throughout the UNet.Extending this framework, we observe that for recent models (e.g., SD-XL, DeepFloyd), causal tracing fails in pinpointing localized knowledge, highlighting challenges in model editing. To address this issue, we introduce the concept of Mechanistic Localization in text-to-image models, where knowledge about various visual attributes (e.g., ``style", ``objects", ``facts") can be mechanistically localized to a small fraction of layers in the UNet, thus facilitating efficient model editing. We localize knowledge using our method LocoGen which measures the direct effect of intermediate layers to output generation by performing interventions in the cross-attention layers of the UNet. We then employ LocoEdit, a fast closed-form editing method across popular open-source text-to-image models (including the latest SD-XL)and explore the possibilities of neuron-level model editing. Using Mechanistic Localization, our work offers a better view of successes and failures in localization-based text-to-image model editing. Code will be available at \href{https://github.com/samyadeepbasu/LocoGen}{https://github.com/samyadeepbasu/LocoGen}.

Rethinking Artistic Copyright Infringements in the Era of Text-to-Image Generative Models

Recent text-to-image generative models such as Stable Diffusion are extremely adept at mimicking and generating copyrighted content, raising concerns amongst artists that their unique styles may be improperly copied. Understanding how generative models copy "artistic style" is more complex than duplicating a single image, as style is comprised by a set of elements (or signature) that frequently co-occurs across a body of work, where each individual work may vary significantly. In our paper, we first reformulate the problem of "artistic copyright infringement" to a classification problem over image sets, instead of probing image-wise similarities. We then introduce ArtSavant, a practical (i.e., efficient and easy to understand) tool to (i) determine the unique style of an artist by comparing it to a reference dataset of works from 372 artists curated from WikiArt, and (ii) recognize if the identified style reappears in generated images. We leverage two complementary methods to perform artistic style classification over image sets, includingTagMatch, which is a novel inherently interpretable and attributable method, making it more suitable for broader use by non-technical stake holders (artists, lawyers, judges, etc). Leveraging ArtSavant, we then perform a large-scale empirical study to provide quantitative insight on the prevalence of artistic style copying across 3 popular text-to-image generative models. Namely, amongst a dataset of prolific artists (including many famous ones), only 20% of them appear to have their styles be at a risk of copying via simple prompting of today's popular text-to-image generative models.