Apple Intelligence Foundation Language Models

We present foundation language models developed to power Apple Intelligence features, including a ~3 billion parameter model designed to run efficiently on devices and a large server-based language model designed for Private Cloud Compute. These models are designed to perform a wide range of tasks efficiently, accurately, and responsibly. This report describes the model architecture, the data used to train the model, the training process, how the models are optimized for inference, and the evaluation results. We highlight our focus on Responsible AI and how the principles are applied throughout the model development.

UPSCALE: Unconstrained Channel Pruning

As neural networks grow in size and complexity, inference speeds decline. To combat this, one of the most effective compression techniques -- channel pruning -- removes channels from weights. However, for multi-branch segments of a model, channel removal can introduce inference-time memory copies. In turn, these copies increase inference latency -- so much so that the pruned model can be slower than the unpruned model. As a workaround, pruners conventionally constrain certain channels to be pruned together. This fully eliminates memory copies but, as we show, significantly impairs accuracy. We now have a dilemma: Remove constraints but increase latency, or add constraints and impair accuracy. In response, our insight is to reorder channels at export time, (1) reducing latency by reducing memory copies and (2) improving accuracy by removing constraints. Using this insight, we design a generic algorithm UPSCALE to prune models with any pruning pattern. By removing constraints from existing pruners, we improve ImageNet accuracy for post-training pruned models by 2.1 points on average -- benefiting DenseNet (+16.9), EfficientNetV2 (+7.9), and ResNet (+6.2). Furthermore, by reordering channels, UPSCALE improves inference speeds by up to 2x over a baseline export.

AutoFocusFormer: Image Segmentation off the Grid

Real world images often have highly imbalanced content density. Some areas are very uniform, e.g., large patches of blue sky, while other areas are scattered with many small objects. Yet, the commonly used successive grid downsampling strategy in convolutional deep networks treats all areas equally. Hence, small objects are represented in very few spatial locations, leading to worse results in tasks such as segmentation. Intuitively, retaining more pixels representing small objects during downsampling helps to preserve important information. To achieve this, we propose AutoFocusFormer (AFF), a local-attention transformer image recognition backbone, which performs adaptive downsampling by learning to retain the most important pixels for the task. Since adaptive downsampling generates a set of pixels irregularly distributed on the image plane, we abandon the classic grid structure. Instead, we develop a novel point-based local attention block, facilitated by a balanced clustering module and a learnable neighborhood merging module, which yields representations for our point-based versions of state-of-the-art segmentation heads. Experiments show that our AutoFocusFormer (AFF) improves significantly over baseline models of similar sizes.

CathAI: Fully Automated Interpretation of Coronary Angiograms Using Neural Networks

Coronary heart disease (CHD) is the leading cause of adult death in the United States and worldwide, and for which the coronary angiography procedure is the primary gateway for diagnosis and clinical management decisions. The standard-of-care for interpretation of coronary angiograms depends upon ad-hoc visual assessment by the physician operator. However, ad-hoc visual interpretation of angiograms is poorly reproducible, highly variable and bias prone. Here we show for the first time that fully-automated angiogram interpretation to estimate coronary artery stenosis is possible using a sequence of deep neural network algorithms. The algorithmic pipeline we developed--called CathAI--achieves state-of-the art performance across the sequence of tasks required to accomplish automated interpretation of unselected, real-world angiograms. CathAI (Algorithms 1-2) demonstrated positive predictive value, sensitivity and F1 score of >=90% to identify the projection angle overall and >=93% for left or right coronary artery angiogram detection, the primary anatomic structures of interest. To predict obstructive coronary artery stenosis (>=70% stenosis), CathAI (Algorithm 4) exhibited an area under the receiver operating characteristic curve (AUC) of 0.862 (95% CI: 0.843-0.880). When externally validated in a healthcare system in another country, CathAI AUC was 0.869 (95% CI: 0.830-0.907) to predict obstructive coronary artery stenosis. Our results demonstrate that multiple purpose-built neural networks can function in sequence to accomplish the complex series of tasks required for automated analysis of real-world angiograms. Deployment of CathAI may serve to increase standardization and reproducibility in coronary stenosis assessment, while providing a robust foundation to accomplish future tasks for algorithmic angiographic interpretation.

Visual Transformers: Token-based Image Representation and Processing for Computer Vision

Computer vision has achieved great success using standardized image representations -- pixel arrays, and the corresponding deep learning operators -- convolutions. In this work, we challenge this paradigm: we instead (a) represent images as a set of visual tokens and (b) apply visual transformers to find relationships between visual semantic concepts. Given an input image, we dynamically extract a set of visual tokens from the image to obtain a compact representation for high-level semantics. We then use visual transformers to operate over the visual tokens to densely model relationships between them. We find that this paradigm of token-based image representation and processing drastically outperforms its convolutional counterparts on image classification and semantic segmentation. To demonstrate the power of this approach on ImageNet classification, we use ResNet as a convenient baseline and use visual transformers to replace the last stage of convolutions. This reduces the stage's MACs by up to 6.9x, while attaining up to 4.53 points higher top-1 accuracy. For semantic segmentation, we use a visual-transformer-based FPN (VT-FPN) module to replace a convolution-based FPN, saving 6.5x fewer MACs while achieving up to 0.35 points higher mIoU on LIP and COCO-stuff.

SegNBDT: Visual Decision Rules for Segmentation

The black-box nature of neural networks limits model decision interpretability, in particular for high-dimensional inputs in computer vision and for dense pixel prediction tasks like segmentation. To address this, prior work combines neural networks with decision trees. However, such models (1) perform poorly when compared to state-of-the-art segmentation models or (2) fail to produce decision rules with spatially-grounded semantic meaning. In this work, we build a hybrid neural-network and decision-tree model for segmentation that (1) attains neural network segmentation accuracy and (2) provides semi-automatically constructed visual decision rules such as "Is there a window?". We obtain semantic visual meaning by extending saliency methods to segmentation and attain accuracy by leveraging insights from neural-backed decision trees, a deep learning analog of decision trees for image classification. Our model SegNBDT attains accuracy within ~2-4% of the state-of-the-art HRNetV2 segmentation model while also retaining explainability; we achieve state-of-the-art performance for explainable models on three benchmark datasets -- Pascal-Context (49.12%), Cityscapes (79.01%), and Look Into Person (51.64%). Furthermore, user studies suggest visual decision rules are more interpretable, particularly for incorrect predictions. Code and pretrained models can be found at https://github.com/daniel-ho/SegNBDT.

FBNetV3: Joint Architecture-Recipe Search using Neural Acquisition Function

Neural Architecture Search (NAS) yields state-of-the-art neural networks that outperform their best manually-designed counterparts. However, previous NAS methods search for architectures under one training recipe (i.e., training hyperparameters), ignoring the significance of training recipes and overlooking superior architectures under other training recipes. Thus, they fail to find higher-accuracy architecture-recipe combinations. To address this oversight, we present JointNAS to search both (a) architectures and (b) their corresponding training recipes. To accomplish this, we introduce a neural acquisition function that scores architectures and training recipes jointly. Following pre-training on a proxy dataset, this acquisition function guides both coarse-grained and fine-grained searches to produce FBNetV3. FBNetV3 is a family of state-of-the-art compact ImageNet models, outperforming both automatically and manually-designed architectures. For example, FBNetV3 matches both EfficientNet and ResNeSt accuracy with 1.4x and 5.0x fewer FLOPs, respectively. Furthermore, the JointNAS-searched training recipe yields significant performance gains across different networks and tasks.

FBNetV2: Differentiable Neural Architecture Search for Spatial and Channel Dimensions

Differentiable Neural Architecture Search (DNAS) has demonstrated great success in designing state-of-the-art, efficient neural networks. However, DARTS-based DNAS's search space is small when compared to other search methods', since all candidate network layers must be explicitly instantiated in memory. To address this bottleneck, we propose a memory and computationally efficient DNAS variant: DMaskingNAS. This algorithm expands the search space by up to $10^{14}\times$ over conventional DNAS, supporting searches over spatial and channel dimensions that are otherwise prohibitively expensive: input resolution and number of filters. We propose a masking mechanism for feature map reuse, so that memory and computational costs stay nearly constant as the search space expands. Furthermore, we employ effective shape propagation to maximize per-FLOP or per-parameter accuracy. The searched FBNetV2s yield state-of-the-art performance when compared with all previous architectures. With up to 421$\times$ less search cost, DMaskingNAS finds models with 0.9% higher accuracy, 15% fewer FLOPs than MobileNetV3-Small; and with similar accuracy but 20% fewer FLOPs than Efficient-B0. Furthermore, our FBNetV2 outperforms MobileNetV3 by 2.6% in accuracy, with equivalent model size. FBNetV2 models are open-sourced at https://github.com/facebookresearch/mobile-vision.

NBDT: Neural-Backed Decision Trees

Deep learning is being adopted in settings where accurate and justifiable predictions are required, ranging from finance to medical imaging. While there has been recent work providing post-hoc explanations for model predictions, there has been relatively little work exploring more directly interpretable models that can match state-of-the-art accuracy. Historically, decision trees have been the gold standard in balancing interpretability and accuracy. However, recent attempts to combine decision trees with deep learning have resulted in models that (1) achieve accuracies far lower than that of modern neural networks (e.g. ResNet) even on small datasets (e.g. MNIST), and (2) require significantly different architectures, forcing practitioners pick between accuracy and interpretability. We forgo this dilemma by creating Neural-Backed Decision Trees (NBDTs) that (1) achieve neural network accuracy and (2) require no architectural changes to a neural network. NBDTs achieve accuracy within 1% of the base neural network on CIFAR10, CIFAR100, TinyImageNet, using recently state-of-the-art WideResNet; and within 2% of EfficientNet on ImageNet. This yields state-of-the-art explainable models on ImageNet, with NBDTs improving the baseline by ~14% to 75.30% top-1 accuracy. Furthermore, we show interpretability of our model's decisions both qualitatively and quantitatively via a semi-automatic process. Code and pretrained NBDTs can be found at https://github.com/alvinwan/neural-backed-decision-trees.

Model-Based Value Estimation for Efficient Model-Free Reinforcement Learning

Recent model-free reinforcement learning algorithms have proposed incorporating learned dynamics models as a source of additional data with the intention of reducing sample complexity. Such methods hold the promise of incorporating imagined data coupled with a notion of model uncertainty to accelerate the learning of continuous control tasks. Unfortunately, they rely on heuristics that limit usage of the dynamics model. We present model-based value expansion, which controls for uncertainty in the model by only allowing imagination to fixed depth. By enabling wider use of learned dynamics models within a model-free reinforcement learning algorithm, we improve value estimation, which, in turn, reduces the sample complexity of learning.