Integrating Planning into Single-Turn Long-Form Text Generation

Generating high-quality, in-depth textual documents, such as academic papers, news articles, Wikipedia entries, and books, remains a significant challenge for Large Language Models (LLMs). In this paper, we propose to use planning to generate long form content. To achieve our goal, we generate intermediate steps via an auxiliary task that teaches the LLM to plan, reason and structure before generating the final text. Our main novelty lies in a single auxiliary task that does not require multiple rounds of prompting or planning. To overcome the scarcity of training data for these intermediate steps, we leverage LLMs to generate synthetic intermediate writing data such as outlines, key information and summaries from existing full articles. Our experiments demonstrate on two datasets from different domains, namely the scientific news dataset SciNews and Wikipedia datasets in KILT-Wiki and FreshWiki, that LLMs fine-tuned with the auxiliary task generate higher quality documents. We observed +2.5% improvement in ROUGE-Lsum, and a strong 3.60 overall win/loss ratio via human SxS evaluation, with clear wins in organization, relevance, and verifiability.

Inference Scaling for Long-Context Retrieval Augmented Generation

The scaling of inference computation has unlocked the potential of long-context large language models (LLMs) across diverse settings. For knowledge-intensive tasks, the increased compute is often allocated to incorporate more external knowledge. However, without effectively utilizing such knowledge, solely expanding context does not always enhance performance. In this work, we investigate inference scaling for retrieval augmented generation (RAG), exploring strategies beyond simply increasing the quantity of knowledge. We focus on two inference scaling strategies: in-context learning and iterative prompting. These strategies provide additional flexibility to scale test-time computation (e.g., by increasing retrieved documents or generation steps), thereby enhancing LLMs' ability to effectively acquire and utilize contextual information. We address two key questions: (1) How does RAG performance benefit from the scaling of inference computation when optimally configured? (2) Can we predict the optimal test-time compute allocation for a given budget by modeling the relationship between RAG performance and inference parameters? Our observations reveal that increasing inference computation leads to nearly linear gains in RAG performance when optimally allocated, a relationship we describe as the inference scaling laws for RAG. Building on this, we further develop the computation allocation model to estimate RAG performance across different inference configurations. The model predicts optimal inference parameters under various computation constraints, which align closely with the experimental results. By applying these optimal configurations, we demonstrate that scaling inference compute on long-context LLMs achieves up to 58.9% gains on benchmark datasets compared to standard RAG.

Multimodal Reranking for Knowledge-Intensive Visual Question Answering

Knowledge-intensive visual question answering requires models to effectively use external knowledge to help answer visual questions. A typical pipeline includes a knowledge retriever and an answer generator. However, a retriever that utilizes local information, such as an image patch, may not provide reliable question-candidate relevance scores. Besides, the two-tower architecture also limits the relevance score modeling of a retriever to select top candidates for answer generator reasoning. In this paper, we introduce an additional module, a multi-modal reranker, to improve the ranking quality of knowledge candidates for answer generation. Our reranking module takes multi-modal information from both candidates and questions and performs cross-item interaction for better relevance score modeling. Experiments on OK-VQA and A-OKVQA show that multi-modal reranker from distant supervision provides consistent improvements. We also find a training-testing discrepancy with reranking in answer generation, where performance improves if training knowledge candidates are similar to or noisier than those used in testing.

Generating Diverse Criteria On-the-Fly to Improve Point-wise LLM Rankers

The most recent pointwise Large Language Model (LLM) rankers have achieved remarkable ranking results. However, these rankers are hindered by two major drawbacks: (1) they fail to follow a standardized comparison guidance during the ranking process, and (2) they struggle with comprehensive considerations when dealing with complicated passages. To address these shortcomings, we propose to build a ranker that generates ranking scores based on a set of criteria from various perspectives. These criteria are intended to direct each perspective in providing a distinct yet synergistic evaluation. Our research, which examines eight datasets from the BEIR benchmark demonstrates that incorporating this multi-perspective criteria ensemble approach markedly enhanced the performance of pointwise LLM rankers.

Consolidating Ranking and Relevance Predictions of Large Language Models through Post-Processing

The powerful generative abilities of large language models (LLMs) show potential in generating relevance labels for search applications. Previous work has found that directly asking about relevancy, such as ``How relevant is document A to query Q?", results in sub-optimal ranking. Instead, the pairwise ranking prompting (PRP) approach produces promising ranking performance through asking about pairwise comparisons, e.g., ``Is document A more relevant than document B to query Q?". Thus, while LLMs are effective at their ranking ability, this is not reflected in their relevance label generation. In this work, we propose a post-processing method to consolidate the relevance labels generated by an LLM with its powerful ranking abilities. Our method takes both LLM generated relevance labels and pairwise preferences. The labels are then altered to satisfy the pairwise preferences of the LLM, while staying as close to the original values as possible. Our experimental results indicate that our approach effectively balances label accuracy and ranking performance. Thereby, our work shows it is possible to combine both the ranking and labeling abilities of LLMs through post-processing.

Generate, Filter, and Fuse: Query Expansion via Multi-Step Keyword Generation for Zero-Shot Neural Rankers

Query expansion has been proved to be effective in improving recall and precision of first-stage retrievers, and yet its influence on a complicated, state-of-the-art cross-encoder ranker remains under-explored. We first show that directly applying the expansion techniques in the current literature to state-of-the-art neural rankers can result in deteriorated zero-shot performance. To this end, we propose GFF, a pipeline that includes a large language model and a neural ranker, to Generate, Filter, and Fuse query expansions more effectively in order to improve the zero-shot ranking metrics such as nDCG@10. Specifically, GFF first calls an instruction-following language model to generate query-related keywords through a reasoning chain. Leveraging self-consistency and reciprocal rank weighting, GFF further filters and combines the ranking results of each expanded query dynamically. By utilizing this pipeline, we show that GFF can improve the zero-shot nDCG@10 on BEIR and TREC DL 2019/2020. We also analyze different modelling choices in the GFF pipeline and shed light on the future directions in query expansion for zero-shot neural rankers.

PaRaDe: Passage Ranking using Demonstrations with Large Language Models

Recent studies show that large language models (LLMs) can be instructed to effectively perform zero-shot passage re-ranking, in which the results of a first stage retrieval method, such as BM25, are rated and reordered to improve relevance. In this work, we improve LLM-based re-ranking by algorithmically selecting few-shot demonstrations to include in the prompt. Our analysis investigates the conditions where demonstrations are most helpful, and shows that adding even one demonstration is significantly beneficial. We propose a novel demonstration selection strategy based on difficulty rather than the commonly used semantic similarity. Furthermore, we find that demonstrations helpful for ranking are also effective at question generation. We hope our work will spur more principled research into question generation and passage ranking.

Beyond Yes and No: Improving Zero-Shot LLM Rankers via Scoring Fine-Grained Relevance Labels

Zero-shot text rankers powered by recent LLMs achieve remarkable ranking performance by simply prompting. Existing prompts for pointwise LLM rankers mostly ask the model to choose from binary relevance labels like "Yes" and "No". However, the lack of intermediate relevance label options may cause the LLM to provide noisy or biased answers for documents that are partially relevant to the query. We propose to incorporate fine-grained relevance labels into the prompt for LLM rankers, enabling them to better differentiate among documents with different levels of relevance to the query and thus derive a more accurate ranking. We study two variants of the prompt template, coupled with different numbers of relevance levels. Our experiments on 8 BEIR data sets show that adding fine-grained relevance labels significantly improves the performance of LLM rankers.

A Setwise Approach for Effective and Highly Efficient Zero-shot Ranking with Large Language Models

Large Language Models (LLMs) demonstrate impressive effectiveness in zero-shot document ranking tasks. Pointwise, Pairwise, and Listwise prompting approaches have been proposed for LLM-based zero-shot ranking. Our study begins by thoroughly evaluating these existing approaches within a consistent experimental framework, considering factors like model size, token consumption, latency, among others. This first-of-its-kind comparative evaluation of these approaches allows us to identify the trade-offs between effectiveness and efficiency inherent in each approach. We find that while Pointwise approaches score high on efficiency, they suffer from poor effectiveness. Conversely, Pairwise approaches demonstrate superior effectiveness but incur high computational overhead. To further enhance the efficiency of LLM-based zero-shot ranking, we propose a novel Setwise prompting approach. Our approach reduces the number of LLM inferences and the amount of prompt token consumption during the ranking procedure, significantly improving the efficiency of LLM-based zero-shot ranking. We test our method using the TREC DL datasets and the BEIR zero-shot document ranking benchmark. The empirical results indicate that our approach considerably reduces computational costs while also retaining high zero-shot ranking effectiveness.

Large Language Models are Effective Text Rankers with Pairwise Ranking Prompting

Ranking documents using Large Language Models (LLMs) by directly feeding the query and candidate documents into the prompt is an interesting and practical problem. However, there has been limited success so far, as researchers have found it difficult to outperform fine-tuned baseline rankers on benchmark datasets. We analyze pointwise and listwise ranking prompts used by existing methods and argue that off-the-shelf LLMs do not fully understand these ranking formulations, possibly due to the nature of how LLMs are trained. In this paper, we propose to significantly reduce the burden on LLMs by using a new technique called Pairwise Ranking Prompting (PRP). Our results are the first in the literature to achieve state-of-the-art ranking performance on standard benchmarks using moderate-sized open-sourced LLMs. On TREC-DL2020, PRP based on the Flan-UL2 model with 20B parameters outperforms the previous best approach in the literature, which is based on the blackbox commercial GPT-4 that has 50x (estimated) model size, by over 5% at NDCG@1. On TREC-DL2019, PRP is only inferior to the GPT-4 solution on the NDCG@5 and NDCG@10 metrics, while outperforming other existing solutions, such as InstructGPT which has 175B parameters, by over 10% for nearly all ranking metrics. Furthermore, we propose several variants of PRP to improve efficiency and show that it is possible to achieve competitive results even with linear complexity. We also discuss other benefits of PRP, such as supporting both generation and scoring LLM APIs, as well as being insensitive to input ordering.