The Stochastic Parrot on LLM's Shoulder: A Summative Assessment of Physical Concept Understanding

In a systematic way, we investigate a widely asked question: Do LLMs really understand what they say?, which relates to the more familiar term Stochastic Parrot. To this end, we propose a summative assessment over a carefully designed physical concept understanding task, PhysiCo. Our task alleviates the memorization issue via the usage of grid-format inputs that abstractly describe physical phenomena. The grids represents varying levels of understanding, from the core phenomenon, application examples to analogies to other abstract patterns in the grid world. A comprehensive study on our task demonstrates: (1) state-of-the-art LLMs, including GPT-4o, o1 and Gemini 2.0 flash thinking, lag behind humans by ~40%; (2) the stochastic parrot phenomenon is present in LLMs, as they fail on our grid task but can describe and recognize the same concepts well in natural language; (3) our task challenges the LLMs due to intrinsic difficulties rather than the unfamiliar grid format, as in-context learning and fine-tuning on same formatted data added little to their performance.

Understanding LLMs' Fluid Intelligence Deficiency: An Analysis of the ARC Task

While LLMs have exhibited strong performance on various NLP tasks, it is noteworthy that most of these tasks rely on utilizing the vast amount of knowledge encoded in LLMs' parameters, rather than solving new problems without prior knowledge. In cognitive research, the latter ability is referred to as fluid intelligence, which is considered to be critical for assessing human intelligence. Recent research on fluid intelligence assessments has highlighted significant deficiencies in LLMs' abilities. In this paper, we analyze the challenges LLMs face in demonstrating fluid intelligence through controlled experiments, using the most representative ARC task as an example. Our study revealed three major limitations in existing LLMs: limited ability for skill composition, unfamiliarity with abstract input formats, and the intrinsic deficiency of left-to-right decoding. Our data and code can be found in https://wujunjie1998.github.io/araoc-benchmark.github.io/.

Large Language Models Can Self-Improve in Long-context Reasoning

Large language models (LLMs) have achieved substantial progress in processing long contexts but still struggle with long-context reasoning. Existing approaches typically involve fine-tuning LLMs with synthetic data, which depends on annotations from human experts or advanced models like GPT-4, thus restricting further advancements. To address this issue, we investigate the potential for LLMs to self-improve in long-context reasoning and propose \ours, an approach specifically designed for this purpose. This approach is straightforward: we sample multiple outputs for each question, score them with Minimum Bayes Risk, and then apply supervised fine-tuning or preference optimization based on these outputs. Extensive experiments on several leading LLMs demonstrate the effectiveness of \ours, with an absolute improvement of $4.2$ points for Llama-3.1-8B-Instruct. Furthermore, \ours achieves superior performance compared to prior approaches that depend on data produced by human experts or advanced models. We anticipate that this work will open new avenues for self-improvement techniques in long-context scenarios, which are essential for the continual advancement of LLMs.

Selection-p: Self-Supervised Task-Agnostic Prompt Compression for Faithfulness and Transferability

Large Language Models (LLMs) have demonstrated impressive capabilities in a wide range of natural language processing tasks when leveraging in-context learning. To mitigate the additional computational and financial costs associated with in-context learning, several prompt compression methods have been proposed to compress the in-context learning prompts. Despite their success, these methods face challenges with transferability due to model-specific compression, or rely on external training data, such as GPT-4. In this paper, we investigate the ability of LLMs to develop a unified compression method that discretizes uninformative tokens, utilizing a self-supervised pre-training technique. By introducing a small number of parameters during the continual pre-training, the proposed Selection-p produces a probability for each input token, indicating whether to preserve or discard it. Experiments show Selection-p achieves state-of-the-art performance across numerous classification tasks, achieving compression rates of up to 10 times while experiencing only a marginal 0.8% decrease in performance. Moreover, it exhibits superior transferability to different models compared to prior work. Additionally, we further analyze how Selection-p helps maintain performance on in-context learning with long contexts.

A Survey on the Honesty of Large Language Models

Honesty is a fundamental principle for aligning large language models (LLMs) with human values, requiring these models to recognize what they know and don't know and be able to faithfully express their knowledge. Despite promising, current LLMs still exhibit significant dishonest behaviors, such as confidently presenting wrong answers or failing to express what they know. In addition, research on the honesty of LLMs also faces challenges, including varying definitions of honesty, difficulties in distinguishing between known and unknown knowledge, and a lack of comprehensive understanding of related research. To address these issues, we provide a survey on the honesty of LLMs, covering its clarification, evaluation approaches, and strategies for improvement. Moreover, we offer insights for future research, aiming to inspire further exploration in this important area.

TF-Attack: Transferable and Fast Adversarial Attacks on Large Language Models

With the great advancements in large language models (LLMs), adversarial attacks against LLMs have recently attracted increasing attention. We found that pre-existing adversarial attack methodologies exhibit limited transferability and are notably inefficient, particularly when applied to LLMs. In this paper, we analyze the core mechanisms of previous predominant adversarial attack methods, revealing that 1) the distributions of importance score differ markedly among victim models, restricting the transferability; 2) the sequential attack processes induces substantial time overheads. Based on the above two insights, we introduce a new scheme, named TF-Attack, for Transferable and Fast adversarial attacks on LLMs. TF-Attack employs an external LLM as a third-party overseer rather than the victim model to identify critical units within sentences. Moreover, TF-Attack introduces the concept of Importance Level, which allows for parallel substitutions of attacks. We conduct extensive experiments on 6 widely adopted benchmarks, evaluating the proposed method through both automatic and human metrics. Results show that our method consistently surpasses previous methods in transferability and delivers significant speed improvements, up to 20 times faster than earlier attack strategies.

An Energy-based Model for Word-level AutoCompletion in Computer-aided Translation

Word-level AutoCompletion(WLAC) is a rewarding yet challenging task in Computer-aided Translation. Existing work addresses this task through a classification model based on a neural network that maps the hidden vector of the input context into its corresponding label (i.e., the candidate target word is treated as a label). Since the context hidden vector itself does not take the label into account and it is projected to the label through a linear classifier, the model can not sufficiently leverage valuable information from the source sentence as verified in our experiments, which eventually hinders its overall performance. To alleviate this issue, this work proposes an energy-based model for WLAC, which enables the context hidden vector to capture crucial information from the source sentence. Unfortunately, training and inference suffer from efficiency and effectiveness challenges, thereby we employ three simple yet effective strategies to put our model into practice. Experiments on four standard benchmarks demonstrate that our reranking-based approach achieves substantial improvements (about 6.07%) over the previous state-of-the-art model. Further analyses show that each strategy of our approach contributes to the final performance.

Rethinking Targeted Adversarial Attacks For Neural Machine Translation

Targeted adversarial attacks are widely used to evaluate the robustness of neural machine translation systems. Unfortunately, this paper first identifies a critical issue in the existing settings of NMT targeted adversarial attacks, where their attacking results are largely overestimated. To this end, this paper presents a new setting for NMT targeted adversarial attacks that could lead to reliable attacking results. Under the new setting, it then proposes a Targeted Word Gradient adversarial Attack (TWGA) method to craft adversarial examples. Experimental results demonstrate that our proposed setting could provide faithful attacking results for targeted adversarial attacks on NMT systems, and the proposed TWGA method can effectively attack such victim NMT systems. In-depth analyses on a large-scale dataset further illustrate some valuable findings. 1 Our code and data are available at https://github.com/wujunjie1998/TWGA.

On the Transformations across Reward Model, Parameter Update, and In-Context Prompt

Despite the general capabilities of pre-trained large language models (LLMs), they still need further adaptation to better serve practical applications. In this paper, we demonstrate the interchangeability of three popular and distinct adaptation tools: parameter updating, reward modeling, and in-context prompting. This interchangeability establishes a triangular framework with six transformation directions, each of which facilitates a variety of applications. Our work offers a holistic view that unifies numerous existing studies and suggests potential research directions. We envision our work as a useful roadmap for future research on LLMs.

On the Hallucination in Simultaneous Machine Translation

It is widely known that hallucination is a critical issue in Simultaneous Machine Translation (SiMT) due to the absence of source-side information. While many efforts have been made to enhance performance for SiMT, few of them attempt to understand and analyze hallucination in SiMT. Therefore, we conduct a comprehensive analysis of hallucination in SiMT from two perspectives: understanding the distribution of hallucination words and the target-side context usage of them. Intensive experiments demonstrate some valuable findings and particularly show that it is possible to alleviate hallucination by decreasing the over usage of target-side information for SiMT.