Foundations of Large Language Models

This is a book about large language models. As indicated by the title, it primarily focuses on foundational concepts rather than comprehensive coverage of all cutting-edge technologies. The book is structured into four main chapters, each exploring a key area: pre-training, generative models, prompting techniques, and alignment methods. It is intended for college students, professionals, and practitioners in natural language processing and related fields, and can serve as a reference for anyone interested in large language models.

Optimizing Speech Multi-View Feature Fusion through Conditional Computation

Recent advancements have highlighted the efficacy of self-supervised learning (SSL) features in various speech-related tasks, providing lightweight and versatile multi-view speech representations. However, our study reveals that while SSL features expedite model convergence, they conflict with traditional spectral features like FBanks in terms of update directions. In response, we propose a novel generalized feature fusion framework grounded in conditional computation, featuring a gradient-sensitive gating network and a multi-stage dropout strategy. This framework mitigates feature conflicts and bolsters model robustness to multi-view input features. By integrating SSL and spectral features, our approach accelerates convergence and maintains performance on par with spectral models across multiple speech translation tasks on the MUSTC dataset.

Boosting Text-To-Image Generation via Multilingual Prompting in Large Multimodal Models

Previous work on augmenting large multimodal models (LMMs) for text-to-image (T2I) generation has focused on enriching the input space of in-context learning (ICL). This includes providing a few demonstrations and optimizing image descriptions to be more detailed and logical. However, as demand for more complex and flexible image descriptions grows, enhancing comprehension of input text within the ICL paradigm remains a critical yet underexplored area. In this work, we extend this line of research by constructing parallel multilingual prompts aimed at harnessing the multilingual capabilities of LMMs. More specifically, we translate the input text into several languages and provide the models with both the original text and the translations. Experiments on two LMMs across 3 benchmarks show that our method, PMT2I, achieves superior performance in general, compositional, and fine-grained assessments, especially in human preference alignment. Additionally, with its advantage of generating more diverse images, PMT2I significantly outperforms baseline prompts when incorporated with reranking methods. Our code and parallel multilingual data can be found at https://github.com/takagi97/PMT2I.

SLAM: Towards Efficient Multilingual Reasoning via Selective Language Alignment

Despite the significant improvements achieved by large language models (LLMs) in English reasoning tasks, these models continue to struggle with multilingual reasoning. Recent studies leverage a full-parameter and two-stage training paradigm to teach models to first understand non-English questions and then reason. However, this method suffers from both substantial computational resource computing and catastrophic forgetting. The fundamental cause is that, with the primary goal of enhancing multilingual comprehension, an excessive number of irrelevant layers and parameters are tuned during the first stage. Given our findings that the representation learning of languages is merely conducted in lower-level layers, we propose an efficient multilingual reasoning alignment approach that precisely identifies and fine-tunes the layers responsible for handling multilingualism. Experimental results show that our method, SLAM, only tunes 6 layers' feed-forward sub-layers including 6.5-8% of all parameters within 7B and 13B LLMs, achieving superior average performance than all strong baselines across 10 languages. Meanwhile, SLAM only involves one training stage, reducing training time by 4.1-11.9 compared to the two-stage method.

Early Exit Is a Natural Capability in Transformer-based Models: An Empirical Study on Early Exit without Joint Optimization

Large language models (LLMs) exhibit exceptional performance across various downstream tasks. However, they encounter limitations due to slow inference speeds stemming from their extensive parameters. The early exit (EE) is an approach that aims to accelerate auto-regressive decoding. EE generates outputs from intermediate layers instead of using the whole model, which offers a promising solution to this challenge. However, additional output layers and joint optimization used in conventional EE hinder the application of EE in LLMs. In this paper, we explore the possibility of LLMs EE without additional output layers and joint optimization. Our findings indicate that EE is a natural capability within transformer-based models. While joint optimization does not give model EE capability, it must be employed to address challenges by improving the accuracy of locating the optimal EE layer through gating functions. Additionally, our study reveals patterns in EE behavior from a sub-word perspective based on the LLaMA model and the potential possibility for EE based on sub-layers.

Predictor-Corrector Enhanced Transformers with Exponential Moving Average Coefficient Learning

Residual networks, as discrete approximations of Ordinary Differential Equations (ODEs), have inspired significant advancements in neural network design, including multistep methods, high-order methods, and multi-particle dynamical systems. The precision of the solution to ODEs significantly affects parameter optimization, thereby impacting model performance. In this work, we present a series of advanced explorations of Transformer architecture design to minimize the error compared to the true ``solution.'' First, we introduce a predictor-corrector learning framework to minimize truncation errors, which consists of a high-order predictor and a multistep corrector. Second, we propose an exponential moving average-based coefficient learning method to strengthen our higher-order predictor. Extensive experiments on large-scale machine translation, abstractive summarization, language modeling, and natural language understanding benchmarks demonstrate the superiority of our approach. On the WMT'14 English-German and English-French tasks, our model achieved BLEU scores of 30.95 and 44.27, respectively. Furthermore, on the OPUS multilingual machine translation task, our model surpasses a robust 3.8B DeepNet by an average of 2.9 SacreBLEU, using only 1/3 parameters. Notably, it also beats LLama models by 5.7 accuracy points on the LM Harness Evaluation.

Forgetting Curve: A Reliable Method for Evaluating Memorization Capability for Long-context Models

Numerous recent works target to extend effective context length for language models and various methods, tasks and benchmarks exist to measure model's effective memorization length. However, through thorough investigations, we find limitations for currently existing evaluations on model's memorization capability. We provide an extensive survey for limitations in this work and propose a new method called forgetting curve to measure the memorization capability of long-context models. We show that forgetting curve has the advantage of being robust to the tested corpus and the experimental settings, of not relying on prompts and can be applied to any model size. We apply our forgetting curve to a large variety of models involving both transformer and RNN/SSM based architectures. Our measurement provides empirical evidence for the effectiveness of transformer extension techniques while raises questions for the effective length of RNN/SSM based models. We also examine the difference between our measurement and existing benchmarks as well as popular metrics for various models. Our code and results can be found at https://github.com/1azybug/ForgettingCurve.

LRHP: Learning Representations for Human Preferences via Preference Pairs

To improve human-preference alignment training, current research has developed numerous preference datasets consisting of preference pairs labeled as "preferred" or "dispreferred". These preference pairs are typically used to encode human preferences into a single numerical value through reward modeling, which acts as a reward signal during reinforcement learning from human feedback (RLHF). However, representing these human preferences as a numerical value complicates the analysis of these preferences and restricts their broader applications other than RLHF. In contrast, in this work, we introduce a preference representation learning task that aims to construct a richer and more structured representation of human preferences. We further develop a more generalizable framework, Learning Representations for Human Preferences via preference pairs (namely LRHP), which extends beyond traditional reward modeling to tackle this task. We verify the utility of preference representations in two downstream tasks: preference data selection and preference margin prediction. Building upon the human preferences in representations, we achieve strong performance in both tasks, significantly outperforming baselines.

A Modular-based Strategy for Mitigating Gradient Conflicts in Simultaneous Speech Translation

Simultaneous Speech Translation (SimulST) involves generating target language text while continuously processing streaming speech input, presenting significant real-time challenges. Multi-task learning is often employed to enhance SimulST performance but introduces optimization conflicts between primary and auxiliary tasks, potentially compromising overall efficiency. The existing model-level conflict resolution methods are not well-suited for this task which exacerbates inefficiencies and leads to high GPU memory consumption. To address these challenges, we propose a Modular Gradient Conflict Mitigation (MGCM) strategy that detects conflicts at a finer-grained modular level and resolves them utilizing gradient projection. Experimental results demonstrate that MGCM significantly improves SimulST performance, particularly under medium and high latency conditions, achieving a 0.68 BLEU score gain in offline tasks. Additionally, MGCM reduces GPU memory consumption by over 95\% compared to other conflict mitigation methods, establishing it as a robust solution for SimulST tasks.

More Effective LLM Compressed Tokens with Uniformly Spread Position Identifiers and Compression Loss

Compressing Transformer inputs into compressd tokens allows running LLMs with improved speed and cost efficiency. Based on the compression method ICAE, we carefully examine the position identifier choices for compressed tokens and also propose a new compression loss. We demonstrate empirically that our proposed methods achieve significantly higher compression ratios (15x compared to 4x for ICAE), while being able to attain comparable reconstruction performance.