Advancing Sustainability via Recommender Systems: A Survey

Human behavioral patterns and consumption paradigms have emerged as pivotal determinants in environmental degradation and climate change, with quotidian decisions pertaining to transportation, energy utilization, and resource consumption collectively precipitating substantial ecological impacts. Recommender systems, which generate personalized suggestions based on user preferences and historical interaction data, exert considerable influence on individual behavioral trajectories. However, conventional recommender systems predominantly optimize for user engagement and economic metrics, inadvertently neglecting the environmental and societal ramifications of their recommendations, potentially catalyzing over-consumption and reinforcing unsustainable behavioral patterns. Given their instrumental role in shaping user decisions, there exists an imperative need for sustainable recommender systems that incorporate sustainability principles to foster eco-conscious and socially responsible choices. This comprehensive survey addresses this critical research gap by presenting a systematic analysis of sustainable recommender systems. As these systems can simultaneously advance multiple sustainability objectives--including resource conservation, sustainable consumer behavior, and social impact enhancement--examining their implementations across distinct application domains provides a more rigorous analytical framework. Through a methodological analysis of domain-specific implementations encompassing transportation, food, buildings, and auxiliary sectors, we can better elucidate how these systems holistically advance sustainability objectives while addressing sector-specific constraints and opportunities. Moreover, we delineate future research directions for evolving recommender systems beyond sustainability advocacy toward fostering environmental resilience and social consciousness in society.

Competitive Learning for Achieving Content-specific Filters in Video Coding for Machines

This paper investigates the efficacy of jointly optimizing content-specific post-processing filters to adapt a human oriented video/image codec into a codec suitable for machine vision tasks. By observing that artifacts produced by video/image codecs are content-dependent, we propose a novel training strategy based on competitive learning principles. This strategy assigns training samples to filters dynamically, in a fuzzy manner, which further optimizes the winning filter on the given sample. Inspired by simulated annealing optimization techniques, we employ a softmax function with a temperature variable as the weight allocation function to mitigate the effects of random initialization. Our evaluation, conducted on a system utilizing multiple post-processing filters within a Versatile Video Coding (VVC) codec framework, demonstrates the superiority of content-specific filters trained with our proposed strategies, specifically, when images are processed in blocks. Using VVC reference software VTM 12.0 as the anchor, experiments on the OpenImages dataset show an improvement in the BD-rate reduction from -41.3% and -44.6% to -42.3% and -44.7% for object detection and instance segmentation tasks, respectively, compared to independently trained filters. The statistics of the filter usage align with our hypothesis and underscore the importance of jointly optimizing filters for both content and reconstruction quality. Our findings pave the way for further improving the performance of video/image codecs.

Beyond Similarity: Personalized Federated Recommendation with Composite Aggregation

Federated recommendation aims to collect global knowledge by aggregating local models from massive devices, to provide recommendations while ensuring privacy. Current methods mainly leverage aggregation functions invented by federated vision community to aggregate parameters from similar clients, e.g., clustering aggregation. Despite considerable performance, we argue that it is suboptimal to apply them to federated recommendation directly. This is mainly reflected in the disparate model architectures. Different from structured parameters like convolutional neural networks in federated vision, federated recommender models usually distinguish itself by employing one-to-one item embedding table. Such a discrepancy induces the challenging embedding skew issue, which continually updates the trained embeddings but ignores the non-trained ones during aggregation, thus failing to predict future items accurately. To this end, we propose a personalized Federated recommendation model with Composite Aggregation (FedCA), which not only aggregates similar clients to enhance trained embeddings, but also aggregates complementary clients to update non-trained embeddings. Besides, we formulate the overall learning process into a unified optimization algorithm to jointly learn the similarity and complementarity. Extensive experiments on several real-world datasets substantiate the effectiveness of our proposed model. The source codes are available at https://github.com/hongleizhang/FedCA.

TransFR: Transferable Federated Recommendation with Pre-trained Language Models

Federated recommendations (FRs), facilitating multiple local clients to collectively learn a global model without disclosing user private data, have emerged as a prevalent architecture for privacy-preserving recommendations. In conventional FRs, a dominant paradigm is to utilize discrete identities to represent users/clients and items, which are subsequently mapped to domain-specific embeddings to participate in model training. Despite considerable performance, we reveal three inherent limitations that can not be ignored in federated settings, i.e., non-transferability across domains, unavailability in cold-start settings, and potential privacy violations during federated training. To this end, we propose a transferable federated recommendation model with universal textual representations, TransFR, which delicately incorporates the general capabilities empowered by pre-trained language models and the personalized abilities by fine-tuning local private data. Specifically, it first learns domain-agnostic representations of items by exploiting pre-trained models with public textual corpora. To tailor for federated recommendation, we further introduce an efficient federated fine-tuning and a local training mechanism. This facilitates personalized local heads for each client by utilizing their private behavior data. By incorporating pre-training and fine-tuning within FRs, it greatly improves the adaptation efficiency transferring to a new domain and the generalization capacity to address cold-start issues. Through extensive experiments on several datasets, we demonstrate that our TransFR model surpasses several state-of-the-art FRs in terms of accuracy, transferability, and privacy.

NN-VVC: Versatile Video Coding boosted by self-supervisedly learned image coding for machines

The recent progress in artificial intelligence has led to an ever-increasing usage of images and videos by machine analysis algorithms, mainly neural networks. Nonetheless, compression, storage and transmission of media have traditionally been designed considering human beings as the viewers of the content. Recent research on image and video coding for machine analysis has progressed mainly in two almost orthogonal directions. The first is represented by end-to-end (E2E) learned codecs which, while offering high performance on image coding, are not yet on par with state-of-the-art conventional video codecs and lack interoperability. The second direction considers using the Versatile Video Coding (VVC) standard or any other conventional video codec (CVC) together with pre- and post-processing operations targeting machine analysis. While the CVC-based methods benefit from interoperability and broad hardware and software support, the machine task performance is often lower than the desired level, particularly in low bitrates. This paper proposes a hybrid codec for machines called NN-VVC, which combines the advantages of an E2E-learned image codec and a CVC to achieve high performance in both image and video coding for machines. Our experiments show that the proposed system achieved up to -43.20% and -26.8% Bj{\o}ntegaard Delta rate reduction over VVC for image and video data, respectively, when evaluated on multiple different datasets and machine vision tasks. To the best of our knowledge, this is the first research paper showing a hybrid video codec that outperforms VVC on multiple datasets and multiple machine vision tasks.

Bridging the gap between image coding for machines and humans

Image coding for machines (ICM) aims at reducing the bitrate required to represent an image while minimizing the drop in machine vision analysis accuracy. In many use cases, such as surveillance, it is also important that the visual quality is not drastically deteriorated by the compression process. Recent works on using neural network (NN) based ICM codecs have shown significant coding gains against traditional methods; however, the decompressed images, especially at low bitrates, often contain checkerboard artifacts. We propose an effective decoder finetuning scheme based on adversarial training to significantly enhance the visual quality of ICM codecs, while preserving the machine analysis accuracy, without adding extra bitcost or parameters at the inference phase. The results show complete removal of the checkerboard artifacts at the negligible cost of -1.6% relative change in task performance score. In the cases where some amount of artifacts is tolerable, such as when machine consumption is the primary target, this technique can enhance both pixel-fidelity and feature-fidelity scores without losing task performance.

SSC3OD: Sparsely Supervised Collaborative 3D Object Detection from LiDAR Point Clouds

Collaborative 3D object detection, with its improved interaction advantage among multiple agents, has been widely explored in autonomous driving. However, existing collaborative 3D object detectors in a fully supervised paradigm heavily rely on large-scale annotated 3D bounding boxes, which is labor-intensive and time-consuming. To tackle this issue, we propose a sparsely supervised collaborative 3D object detection framework SSC3OD, which only requires each agent to randomly label one object in the scene. Specifically, this model consists of two novel components, i.e., the pillar-based masked autoencoder (Pillar-MAE) and the instance mining module. The Pillar-MAE module aims to reason over high-level semantics in a self-supervised manner, and the instance mining module generates high-quality pseudo labels for collaborative detectors online. By introducing these simple yet effective mechanisms, the proposed SSC3OD can alleviate the adverse impacts of incomplete annotations. We generate sparse labels based on collaborative perception datasets to evaluate our method. Extensive experiments on three large-scale datasets reveal that our proposed SSC3OD can effectively improve the performance of sparsely supervised collaborative 3D object detectors.

Leveraging progressive model and overfitting for efficient learned image compression

Deep learning is overwhelmingly dominant in the field of computer vision and image/video processing for the last decade. However, for image and video compression, it lags behind the traditional techniques based on discrete cosine transform (DCT) and linear filters. Built on top of an autoencoder architecture, learned image compression (LIC) systems have drawn enormous attention in recent years. Nevertheless, the proposed LIC systems are still inferior to the state-of-the-art traditional techniques, for example, the Versatile Video Coding (VVC/H.266) standard, due to either their compression performance or decoding complexity. Although claimed to outperform the VVC/H.266 on a limited bit rate range, some proposed LIC systems take over 40 seconds to decode a 2K image on a GPU system. In this paper, we introduce a powerful and flexible LIC framework with multi-scale progressive (MSP) probability model and latent representation overfitting (LOF) technique. With different predefined profiles, the proposed framework can achieve various balance points between compression efficiency and computational complexity. Experiments show that the proposed framework achieves 2.5%, 1.0%, and 1.3% Bjontegaard delta bit rate (BD-rate) reduction over the VVC/H.266 standard on three benchmark datasets on a wide bit rate range. More importantly, the decoding complexity is reduced from O(n) to O(1) compared to many other LIC systems, resulting in over 20 times speedup when decoding 2K images.

LightFR: Lightweight Federated Recommendation with Privacy-preserving Matrix Factorization

Federated recommender system (FRS), which enables many local devices to train a shared model jointly without transmitting local raw data, has become a prevalent recommendation paradigm with privacy-preserving advantages. However, previous work on FRS performs similarity search via inner product in continuous embedding space, which causes an efficiency bottleneck when the scale of items is extremely large. We argue that such a scheme in federated settings ignores the limited capacities in resource-constrained user devices (i.e., storage space, computational overhead, and communication bandwidth), and makes it harder to be deployed in large-scale recommender systems. Besides, it has been shown that the transmission of local gradients in real-valued form between server and clients may leak users' private information. To this end, we propose a lightweight federated recommendation framework with privacy-preserving matrix factorization, LightFR, that is able to generate high-quality binary codes by exploiting learning to hash techniques under federated settings, and thus enjoys both fast online inference and economic memory consumption. Moreover, we devise an efficient federated discrete optimization algorithm to collaboratively train model parameters between the server and clients, which can effectively prevent real-valued gradient attacks from malicious parties. Through extensive experiments on four real-world datasets, we show that our LightFR model outperforms several state-of-the-art FRS methods in terms of recommendation accuracy, inference efficiency and data privacy.

Adaptation and Attention for Neural Video Coding

Neural image coding represents now the state-of-the-art image compression approach. However, a lot of work is still to be done in the video domain. In this work, we propose an end-to-end learned video codec that introduces several architectural novelties as well as training novelties, revolving around the concepts of adaptation and attention. Our codec is organized as an intra-frame codec paired with an inter-frame codec. As one architectural novelty, we propose to train the inter-frame codec model to adapt the motion estimation process based on the resolution of the input video. A second architectural novelty is a new neural block that combines concepts from split-attention based neural networks and from DenseNets. Finally, we propose to overfit a set of decoder-side multiplicative parameters at inference time. Through ablation studies and comparisons to prior art, we show the benefits of our proposed techniques in terms of coding gains. We compare our codec to VVC/H.266 and RLVC, which represent the state-of-the-art traditional and end-to-end learned codecs, respectively, and to the top performing end-to-end learned approach in 2021 CLIC competition, E2E_T_OL. Our codec clearly outperforms E2E_T_OL, and compare favorably to VVC and RLVC in some settings.