A Tutorial of Personalized Federated Recommender Systems: Recent Advances and Future Directions

Personalization stands as the cornerstone of recommender systems (RecSys), striving to sift out redundant information and offer tailor-made services for users. However, the conventional cloud-based RecSys necessitates centralized data collection, posing significant risks of user privacy breaches. In response to this challenge, federated recommender systems (FedRecSys) have emerged, garnering considerable attention. FedRecSys enable users to retain personal data locally and solely share model parameters with low privacy sensitivity for global model training, significantly bolstering the system's privacy protection capabilities. Within the distributed learning framework, the pronounced non-iid nature of user behavior data introduces fresh hurdles to federated optimization. Meanwhile, the ability of federated learning to concurrently learn multiple models presents an opportunity for personalized user modeling. Consequently, the development of personalized FedRecSys (PFedRecSys) is crucial and holds substantial significance. This tutorial seeks to provide an introduction to PFedRecSys, encompassing (1) an overview of existing studies on PFedRecSys, (2) a comprehensive taxonomy of PFedRecSys spanning four pivotal research directions-client-side adaptation, server-side aggregation, communication efficiency, privacy and protection, and (3) exploration of open challenges and promising future directions in PFedRecSys. This tutorial aims to establish a robust foundation and spark new perspectives for subsequent exploration and practical implementations in the evolving realm of RecSys.

Efficient and Robust Regularized Federated Recommendation

Recommender systems play a pivotal role across practical scenarios, showcasing remarkable capabilities in user preference modeling. However, the centralized learning paradigm predominantly used raises serious privacy concerns. The federated recommender system (FedRS) addresses this by updating models on clients, while a central server orchestrates training without accessing private data. Existing FedRS approaches, however, face unresolved challenges, including non-convex optimization, vulnerability, potential privacy leakage risk, and communication inefficiency. This paper addresses these challenges by reformulating the federated recommendation problem as a convex optimization issue, ensuring convergence to the global optimum. Based on this, we devise a novel method, RFRec, to tackle this optimization problem efficiently. In addition, we propose RFRecF, a highly efficient version that incorporates non-uniform stochastic gradient descent to improve communication efficiency. In user preference modeling, both methods learn local and global models, collaboratively learning users' common and personalized interests under the federated learning setting. Moreover, both methods significantly enhance communication efficiency, robustness, and privacy protection, with theoretical support. Comprehensive evaluations on four benchmark datasets demonstrate RFRec and RFRecF's superior performance compared to diverse baselines.

Federated Adaptation for Foundation Model-based Recommendations

With the recent success of large language models, particularly foundation models with generalization abilities, applying foundation models for recommendations becomes a new paradigm to improve existing recommendation systems. It becomes a new open challenge to enable the foundation model to capture user preference changes in a timely manner with reasonable communication and computation costs while preserving privacy. This paper proposes a novel federated adaptation mechanism to enhance the foundation model-based recommendation system in a privacy-preserving manner. Specifically, each client will learn a lightweight personalized adapter using its private data. The adapter then collaborates with pre-trained foundation models to provide recommendation service efficiently with fine-grained manners. Importantly, users' private behavioral data remains secure as it is not shared with the server. This data localization-based privacy preservation is embodied via the federated learning framework. The model can ensure that shared knowledge is incorporated into all adapters while simultaneously preserving each user's personal preferences. Experimental results on four benchmark datasets demonstrate our method's superior performance. Implementation code is available to ease reproducibility.

M3oE: Multi-Domain Multi-Task Mixture-of Experts Recommendation Framework

Multi-domain recommendation and multi-task recommendation have demonstrated their effectiveness in leveraging common information from different domains and objectives for comprehensive user modeling. Nonetheless, the practical recommendation usually faces multiple domains and tasks simultaneously, which cannot be well-addressed by current methods. To this end, we introduce M3oE, an adaptive multi-domain multi-task mixture-of-experts recommendation framework. M3oE integrates multi-domain information, maps knowledge across domains and tasks, and optimizes multiple objectives. We leverage three mixture-of-experts modules to learn common, domain-aspect, and task-aspect user preferences respectively to address the complex dependencies among multiple domains and tasks in a disentangled manner. Additionally, we design a two-level fusion mechanism for precise control over feature extraction and fusion across diverse domains and tasks. The framework's adaptability is further enhanced by applying AutoML technique, which allows dynamic structure optimization. To the best of the authors' knowledge, our M3oE is the first effort to solve multi-domain multi-task recommendation self-adaptively. Extensive experiments on two benchmark datasets against diverse baselines demonstrate M3oE's superior performance. The implementation code is available to ensure reproducibility.

PromptST: Prompt-Enhanced Spatio-Temporal Multi-Attribute Prediction

In the era of information explosion, spatio-temporal data mining serves as a critical part of urban management. Considering the various fields demanding attention, e.g., traffic state, human activity, and social event, predicting multiple spatio-temporal attributes simultaneously can alleviate regulatory pressure and foster smart city construction. However, current research can not handle the spatio-temporal multi-attribute prediction well due to the complex relationships between diverse attributes. The key challenge lies in how to address the common spatio-temporal patterns while tackling their distinctions. In this paper, we propose an effective solution for spatio-temporal multi-attribute prediction, PromptST. We devise a spatio-temporal transformer and a parameter-sharing training scheme to address the common knowledge among different spatio-temporal attributes. Then, we elaborate a spatio-temporal prompt tuning strategy to fit the specific attributes in a lightweight manner. Through the pretrain and prompt tuning phases, our PromptST is able to enhance the specific spatio-temoral characteristic capture by prompting the backbone model to fit the specific target attribute while maintaining the learned common knowledge. Extensive experiments on real-world datasets verify that our PromptST attains state-of-the-art performance. Furthermore, we also prove PromptST owns good transferability on unseen spatio-temporal attributes, which brings promising application potential in urban computing. The implementation code is available to ease reproducibility.

IFedRec: Item-Guided Federated Aggregation for Cold-Start

Federated recommendation system is a recently emerging architecture, which provides recommendation services without exposing users' private data. Existing methods are mainly designed to recommend items already existing in the system. In practical scenarios, the system continuously introduces new items and recommends them to users, i.e., cold-start recommendation. To recommend cold items, existing federated recommendation models require collecting new interactions from users and retraining the model, which is time-consuming and poses a privacy threat to users' sensitive information. This paper presents a novel Item-guided Federated aggregation for cold-start Recommendation (IFedRec) framework. The IFedRec exchanges the item embedding to learn the common item preference semantic and preserves other model parameters locally to capture user personalization. Besides, it deploys a meta attribute network on the server to learn the item feature semantic, and a semantic alignment mechanism is presented to align both kinds of item semantic. When the new items arrive, each client can make recommendations with item feature semantic learned from the meta attribute network by incorporating the locally personalized model without retraining. Experiments on four benchmark datasets demonstrate IFedRec's outstanding performance for cold-start recommendation. Besides, in-depth analysis verifies IFedRec's learning ability for cold items while protecting user's privacy.

Graph-guided Personalization for Federated Recommendation

Federated Recommendation is a new service architecture providing recommendations without sharing user data with the server. Existing methods deploy a recommendation model on each client and coordinate their training by synchronizing and aggregating item embeddings. However, while users usually hold diverse preferences toward certain items, these methods indiscriminately aggregate item embeddings from all clients, neutralizing underlying user-specific preferences. Such neglect will leave the aggregated embedding less discriminative and hinder personalized recommendations. This paper proposes a novel Graph-guided Personalization framework (GPFedRec) for the federated recommendation. The GPFedRec enhances cross-client collaboration by leveraging an adaptive graph structure to capture the correlation of user preferences. Besides, it guides training processes on clients by formulating them into a unified federated optimization framework, where models can simultaneously use shared and personalized user preferences. Experiments on five benchmark datasets demonstrate GPFedRec's superior performance in providing personalized recommendations.

AutoSTL: Automated Spatio-Temporal Multi-Task Learning

Spatio-Temporal prediction plays a critical role in smart city construction. Jointly modeling multiple spatio-temporal tasks can further promote an intelligent city life by integrating their inseparable relationship. However, existing studies fail to address this joint learning problem well, which generally solve tasks individually or a fixed task combination. The challenges lie in the tangled relation between different properties, the demand for supporting flexible combinations of tasks and the complex spatio-temporal dependency. To cope with the problems above, we propose an Automated Spatio-Temporal multi-task Learning (AutoSTL) method to handle multiple spatio-temporal tasks jointly. Firstly, we propose a scalable architecture consisting of advanced spatio-temporal operations to exploit the complicated dependency. Shared modules and feature fusion mechanism are incorporated to further capture the intrinsic relationship between tasks. Furthermore, our model automatically allocates the operations and fusion weight. Extensive experiments on benchmark datasets verified that our model achieves state-of-the-art performance. As we can know, AutoSTL is the first automated spatio-temporal multi-task learning method.

Dual Personalization on Federated Recommendation

Federated recommendation is a new Internet service architecture that aims to provide privacy-preserving recommendation services in federated settings. Existing solutions are used to combine distributed recommendation algorithms and privacy-preserving mechanisms. Thus it inherently takes the form of heavyweight models at the server and hinders the deployment of on-device intelligent models to end-users. This paper proposes a novel Personalized Federated Recommendation (PFedRec) framework to learn many user-specific lightweight models to be deployed on smart devices rather than a heavyweight model on a server. Moreover, we propose a new dual personalization mechanism to effectively learn fine-grained personalization on both users and items. The overall learning process is formulated into a unified federated optimization framework. Specifically, unlike previous methods that share exactly the same item embeddings across users in a federated system, dual personalization allows mild finetuning of item embeddings for each user to generate user-specific views for item representations which can be integrated into existing federated recommendation methods to gain improvements immediately. Experiments on multiple benchmark datasets have demonstrated the effectiveness of PFedRec and the dual personalization mechanism. Moreover, we provide visualizations and in-depth analysis of the personalization techniques in item embedding, which shed novel insights on the design of RecSys in federated settings.

Curvature Regularization to Prevent Distortion in Graph Embedding

Recent research on graph embedding has achieved success in various applications. Most graph embedding methods preserve the proximity in a graph into a manifold in an embedding space. We argue an important but neglected problem about this proximity-preserving strategy: Graph topology patterns, while preserved well into an embedding manifold by preserving proximity, may distort in the ambient embedding Euclidean space, and hence to detect them becomes difficult for machine learning models. To address the problem, we propose curvature regularization, to enforce flatness for embedding manifolds, thereby preventing the distortion. We present a novel angle-based sectional curvature, termed ABS curvature, and accordingly three kinds of curvature regularization to induce flat embedding manifolds during graph embedding. We integrate curvature regularization into five popular proximity-preserving embedding methods, and empirical results in two applications show significant improvements on a wide range of open graph datasets.