RALI@TREC iKAT 2024: Achieving Personalization via Retrieval Fusion in Conversational Search

The Recherche Appliquee en Linguistique Informatique (RALI) team participated in the 2024 TREC Interactive Knowledge Assistance (iKAT) Track. In personalized conversational search, effectively capturing a user's complex search intent requires incorporating both contextual information and key elements from the user profile into query reformulation. The user profile often contains many relevant pieces, and each could potentially complement the user's information needs. It is difficult to disregard any of them, whereas introducing an excessive number of these pieces risks drifting from the original query and hinders search performance. This is a challenge we denote as over-personalization. To address this, we propose different strategies by fusing ranking lists generated from the queries with different levels of personalization.

Thought Space Explorer: Navigating and Expanding Thought Space for Large Language Model Reasoning

Recent advances in large language models (LLMs) have demonstrated their potential in handling complex reasoning tasks, which are usually achieved by constructing a thought chain to guide the model to solve the problem with multi-step thinking. However, existing methods often remain confined to previously explored solution spaces and thus overlook the critical blind spot within LLMs' cognitive range. To address these issues, we design the Thought Space Explorer (TSE), a novel framework to expand and optimize thought structures to guide LLMs to explore their blind spots of thinking. By generating new reasoning steps and branches based on the original thought structure with various designed strategies, TSE broadens the thought space and alleviates the impact of blind spots for LLM reasoning. Experimental results on multiple levels of reasoning tasks demonstrate the efficacy of TSE. We also conduct extensive analysis to understand how structured and expansive thought can contribute to unleashing the potential of LLM reasoning capabilities.

A Survey of Conversational Search

As a cornerstone of modern information access, search engines have become indispensable in everyday life. With the rapid advancements in AI and natural language processing (NLP) technologies, particularly large language models (LLMs), search engines have evolved to support more intuitive and intelligent interactions between users and systems. Conversational search, an emerging paradigm for next-generation search engines, leverages natural language dialogue to facilitate complex and precise information retrieval, thus attracting significant attention. Unlike traditional keyword-based search engines, conversational search systems enhance user experience by supporting intricate queries, maintaining context over multi-turn interactions, and providing robust information integration and processing capabilities. Key components such as query reformulation, search clarification, conversational retrieval, and response generation work in unison to enable these sophisticated interactions. In this survey, we explore the recent advancements and potential future directions in conversational search, examining the critical modules that constitute a conversational search system. We highlight the integration of LLMs in enhancing these systems and discuss the challenges and opportunities that lie ahead in this dynamic field. Additionally, we provide insights into real-world applications and robust evaluations of current conversational search systems, aiming to guide future research and development in conversational search.

Aligning Query Representation with Rewritten Query and Relevance Judgments in Conversational Search

Conversational search supports multi-turn user-system interactions to solve complex information needs. Different from the traditional single-turn ad-hoc search, conversational search encounters a more challenging problem of context-dependent query understanding with the lengthy and long-tail conversational history context. While conversational query rewriting methods leverage explicit rewritten queries to train a rewriting model to transform the context-dependent query into a stand-stone search query, this is usually done without considering the quality of search results. Conversational dense retrieval methods use fine-tuning to improve a pre-trained ad-hoc query encoder, but they are limited by the conversational search data available for training. In this paper, we leverage both rewritten queries and relevance judgments in the conversational search data to train a better query representation model. The key idea is to align the query representation with those of rewritten queries and relevant documents. The proposed model -- Query Representation Alignment Conversational Dense Retriever, QRACDR, is tested on eight datasets, including various settings in conversational search and ad-hoc search. The results demonstrate the strong performance of QRACDR compared with state-of-the-art methods, and confirm the effectiveness of representation alignment.

How to Leverage Personal Textual Knowledge for Personalized Conversational Information Retrieval

Personalized conversational information retrieval (CIR) combines conversational and personalizable elements to satisfy various users' complex information needs through multi-turn interaction based on their backgrounds. The key promise is that the personal textual knowledge base (PTKB) can improve the CIR effectiveness because the retrieval results can be more related to the user's background. However, PTKB is noisy: not every piece of knowledge in PTKB is relevant to the specific query at hand. In this paper, we explore and test several ways to select knowledge from PTKB and use it for query reformulation by using a large language model (LLM). The experimental results show the PTKB might not always improve the search results when used alone, but LLM can help generate a more appropriate personalized query when high-quality guidance is provided.

Boosting Biomedical Concept Extraction by Rule-Based Data Augmentation

Document-level biomedical concept extraction is the task of identifying biomedical concepts mentioned in a given document. Recent advancements have adapted pre-trained language models for this task. However, the scarcity of domain-specific data and the deviation of concepts from their canonical names often hinder these models' effectiveness. To tackle this issue, we employ MetaMapLite, an existing rule-based concept mapping system, to generate additional pseudo-annotated data from PubMed and PMC. The annotated data are used to augment the limited training data. Through extensive experiments, this study demonstrates the utility of a manually crafted concept mapping tool for training a better concept extraction model.

Unifying Graph Convolution and Contrastive Learning in Collaborative Filtering

Graph-based models and contrastive learning have emerged as prominent methods in Collaborative Filtering (CF). While many existing models in CF incorporate these methods in their design, there seems to be a limited depth of analysis regarding the foundational principles behind them. This paper bridges graph convolution, a pivotal element of graph-based models, with contrastive learning through a theoretical framework. By examining the learning dynamics and equilibrium of the contrastive loss, we offer a fresh lens to understand contrastive learning via graph theory, emphasizing its capability to capture high-order connectivity. Building on this analysis, we further show that the graph convolutional layers often used in graph-based models are not essential for high-order connectivity modeling and might contribute to the risk of oversmoothing. Stemming from our findings, we introduce Simple Contrastive Collaborative Filtering (SCCF), a simple and effective algorithm based on a naive embedding model and a modified contrastive loss. The efficacy of the algorithm is demonstrated through extensive experiments across four public datasets. The experiment code is available at \url{https://github.com/wu1hong/SCCF}. \end{abstract}

TIFG: Text-Informed Feature Generation with Large Language Models

Textual information of data is of vital importance for data mining and feature engineering. However, existing methods focus on learning the data structures and overlook the textual information along with the data. Consequently, they waste this valuable resource and miss out on the deeper data relationships embedded within the texts. In this paper, we introduce Text-Informed Feature Generation (TIFG), a novel LLM-based text-informed feature generation framework. TIFG utilizes the textual information to generate features by retrieving possible relevant features within external knowledge with Retrieval Augmented Generation (RAG) technology. In this approach, the TIFG can generate new explainable features to enrich the feature space and further mine feature relationships. We design the TIFG to be an automated framework that continuously optimizes the feature generation process, adapts to new data inputs, and improves downstream task performance over iterations. A broad range of experiments in various downstream tasks showcases that our approach can generate high-quality and meaningful features, and is significantly superior to existing methods.

CHIQ: Contextual History Enhancement for Improving Query Rewriting in Conversational Search

In this paper, we study how open-source large language models (LLMs) can be effectively deployed for improving query rewriting in conversational search, especially for ambiguous queries. We introduce CHIQ, a two-step method that leverages the capabilities of LLMs to resolve ambiguities in the conversation history before query rewriting. This approach contrasts with prior studies that predominantly use closed-source LLMs to directly generate search queries from conversation history. We demonstrate on five well-established benchmarks that CHIQ leads to state-of-the-art results across most settings, showing highly competitive performances with systems leveraging closed-source LLMs. Our study provides a first step towards leveraging open-source LLMs in conversational search, as a competitive alternative to the prevailing reliance on commercial LLMs. Data, models, and source code will be publicly available upon acceptance at https://github.com/fengranMark/CHIQ.

DoRA: Enhancing Parameter-Efficient Fine-Tuning with Dynamic Rank Distribution

Fine-tuning large-scale pre-trained models is inherently a resource-intensive task. While it can enhance the capabilities of the model, it also incurs substantial computational costs, posing challenges to the practical application of downstream tasks. Existing parameter-efficient fine-tuning (PEFT) methods such as Low-Rank Adaptation (LoRA) rely on a bypass framework that ignores the differential parameter budget requirements across weight matrices, which may lead to suboptimal fine-tuning outcomes. To address this issue, we introduce the Dynamic Low-Rank Adaptation (DoRA) method. DoRA decomposes high-rank LoRA layers into structured single-rank components, allowing for dynamic pruning of parameter budget based on their importance to specific tasks during training, which makes the most of the limited parameter budget. Experimental results demonstrate that DoRA can achieve competitive performance compared with LoRA and full model fine-tuning, and outperform various strong baselines with the same storage parameter budget. Our code is available at https://github.com/MIkumikumi0116/DoRA