Controlling Large Language Models Through Concept Activation Vectors

As large language models (LLMs) are widely deployed across various domains, the ability to control their generated outputs has become more critical. This control involves aligning LLMs outputs with human values and ethical principles or customizing LLMs on specific topics or styles for individual users. Existing controlled generation methods either require significant computational resources and extensive trial-and-error or provide coarse-grained control. In this paper, we propose Generation with Concept Activation Vector (GCAV), a lightweight model control framework that ensures accurate control without requiring resource-extensive fine-tuning. Specifically, GCAV first trains a concept activation vector for specified concepts to be controlled, such as toxicity. During inference, GCAV steers the concept vector in LLMs, for example, by removing the toxicity concept vector from the activation layers. Control experiments from different perspectives, including toxicity reduction, sentiment control, linguistic style, and topic control, demonstrate that our framework achieves state-of-the-art performance with granular control, allowing for fine-grained adjustments of both the steering layers and the steering magnitudes for individual samples.

Large Language Models show both individual and collective creativity comparable to humans

Artificial intelligence has, so far, largely automated routine tasks, but what does it mean for the future of work if Large Language Models (LLMs) show creativity comparable to humans? To measure the creativity of LLMs holistically, the current study uses 13 creative tasks spanning three domains. We benchmark the LLMs against individual humans, and also take a novel approach by comparing them to the collective creativity of groups of humans. We find that the best LLMs (Claude and GPT-4) rank in the 52nd percentile against humans, and overall LLMs excel in divergent thinking and problem solving but lag in creative writing. When questioned 10 times, an LLM's collective creativity is equivalent to 8-10 humans. When more responses are requested, two additional responses of LLMs equal one extra human. Ultimately, LLMs, when optimally applied, may compete with a small group of humans in the future of work.

Thought Space Explorer: Navigating and Expanding Thought Space for Large Language Model Reasoning

Recent advances in large language models (LLMs) have demonstrated their potential in handling complex reasoning tasks, which are usually achieved by constructing a thought chain to guide the model to solve the problem with multi-step thinking. However, existing methods often remain confined to previously explored solution spaces and thus overlook the critical blind spot within LLMs' cognitive range. To address these issues, we design the Thought Space Explorer (TSE), a novel framework to expand and optimize thought structures to guide LLMs to explore their blind spots of thinking. By generating new reasoning steps and branches based on the original thought structure with various designed strategies, TSE broadens the thought space and alleviates the impact of blind spots for LLM reasoning. Experimental results on multiple levels of reasoning tasks demonstrate the efficacy of TSE. We also conduct extensive analysis to understand how structured and expansive thought can contribute to unleashing the potential of LLM reasoning capabilities.

BSharedRAG: Backbone Shared Retrieval-Augmented Generation for the E-commerce Domain

Retrieval Augmented Generation (RAG) system is important in domains such as e-commerce, which has many long-tail entities and frequently updated information. Most existing works adopt separate modules for retrieval and generation, which may be suboptimal since the retrieval task and the generation task cannot benefit from each other to improve performance. We propose a novel Backbone Shared RAG framework (BSharedRAG). It first uses a domain-specific corpus to continually pre-train a base model as a domain-specific backbone model and then trains two plug-and-play Low-Rank Adaptation (LoRA) modules based on the shared backbone to minimize retrieval and generation losses respectively. Experimental results indicate that our proposed BSharedRAG outperforms baseline models by 5% and 13% in Hit@3 upon two datasets in retrieval evaluation and by 23% in terms of BLEU-3 in generation evaluation. Our codes, models, and dataset are available at https://bsharedrag.github.io.

See or Guess: Counterfactually Regularized Image Captioning

Image captioning, which generates natural language descriptions of the visual information in an image, is a crucial task in vision-language research. Previous models have typically addressed this task by aligning the generative capabilities of machines with human intelligence through statistical fitting of existing datasets. While effective for normal images, they may struggle to accurately describe those where certain parts of the image are obscured or edited, unlike humans who excel in such cases. These weaknesses they exhibit, including hallucinations and limited interpretability, often hinder performance in scenarios with shifted association patterns. In this paper, we present a generic image captioning framework that employs causal inference to make existing models more capable of interventional tasks, and counterfactually explainable. Our approach includes two variants leveraging either total effect or natural direct effect. Integrating them into the training process enables models to handle counterfactual scenarios, increasing their generalizability. Extensive experiments on various datasets show that our method effectively reduces hallucinations and improves the model's faithfulness to images, demonstrating high portability across both small-scale and large-scale image-to-text models. The code is available at https://github.com/Aman-4-Real/See-or-Guess.

RATT: A Thought Structure for Coherent and Correct LLM Reasoning

Large Language Models (LLMs) gain substantial reasoning and decision-making capabilities from thought structures. However, existing methods such as Tree of Thought and Retrieval Augmented Thoughts often fall short in complex tasks due to the limitations of insufficient local retrieval of factual knowledge and inadequate global selection of strategies. These limitations make it challenging for these methods to balance factual accuracy and comprehensive logical optimization effectively. To address these limitations, we introduce the Retrieval Augmented Thought Tree (RATT), a novel thought structure that considers both overall logical soundness and factual correctness at each step of the thinking process. Specifically, at every point of a thought branch, RATT performs planning and lookahead to explore and evaluate multiple potential reasoning steps, and integrate the fact-checking ability of Retrieval-Augmented Generation (RAG) with LLM's ability to assess overall strategy. Through this combination of factual knowledge and strategic feasibility, the RATT adjusts and integrates the thought tree structure to search for the most promising branches within the search space. This thought structure significantly enhances the model's coherence in logical inference and efficiency in decision-making, and thus increases the limit of the capacity of LLM to generate reliable inferences and decisions based on thought structures. A broad range of experiments on different types of tasks showcases that the RATT structure significantly outperforms existing methods in factual correctness and logical coherence.

Prototypical Reward Network for Data-Efficient RLHF

The reward model for Reinforcement Learning from Human Feedback (RLHF) has proven effective in fine-tuning Large Language Models (LLMs). Notably, collecting human feedback for RLHF can be resource-intensive and lead to scalability issues for LLMs and complex tasks. Our proposed framework Proto-RM leverages prototypical networks to enhance reward models under limited human feedback. By enabling stable and reliable structural learning from fewer samples, Proto-RM significantly enhances LLMs' adaptability and accuracy in interpreting human preferences. Extensive experiments on various datasets demonstrate that Proto-RM significantly improves the performance of reward models and LLMs in human feedback tasks, achieving comparable and usually better results than traditional methods, while requiring significantly less data. in data-limited scenarios. This research offers a promising direction for enhancing the efficiency of reward models and optimizing the fine-tuning of language models under restricted feedback conditions.

RATT: AThought Structure for Coherent and Correct LLMReasoning

Large Language Models (LLMs) gain substantial reasoning and decision-making capabilities from thought structures. However, existing methods such as Tree of Thought and Retrieval Augmented Thoughts often fall short in complex tasks due to the limitations of insufficient local retrieval of factual knowledge and inadequate global selection of strategies. These limitations make it challenging for these methods to balance factual accuracy and comprehensive logical optimization effectively. To address these limitations, we introduce the Retrieval Augmented Thought Tree (RATT), a novel thought structure that considers both overall logical soundness and factual correctness at each step of the thinking process. Specifically, at every point of a thought branch, RATT performs planning and lookahead to explore and evaluate multiple potential reasoning steps, and integrate the fact-checking ability of Retrieval-Augmented Generation (RAG) with LLM's ability to assess overall strategy. Through this combination of factual knowledge and strategic feasibility, the RATT adjusts and integrates the thought tree structure to search for the most promising branches within the search space. This thought structure significantly enhances the model's coherence in logical inference and efficiency in decision-making, and thus increases the limit of the capacity of LLM to generate reliable inferences and decisions based on thought structures. A broad range of experiments on different types of tasks showcases that the RATT structure significantly outperforms existing methods in factual correctness and logical coherence.

Evaluating Concept-based Explanations of Language Models: A Study on Faithfulness and Readability

Despite the surprisingly high intelligence exhibited by Large Language Models (LLMs), we are somehow intimidated to fully deploy them into real-life applications considering their black-box nature. Concept-based explanations arise as a promising avenue for explaining what the LLMs have learned, making them more transparent to humans. However, current evaluations for concepts tend to be heuristic and non-deterministic, e.g. case study or human evaluation, hindering the development of the field. To bridge the gap, we approach concept-based explanation evaluation via faithfulness and readability. We first introduce a formal definition of concept generalizable to diverse concept-based explanations. Based on this, we quantify faithfulness via the difference in the output upon perturbation. We then provide an automatic measure for readability, by measuring the coherence of patterns that maximally activate a concept. This measure serves as a cost-effective and reliable substitute for human evaluation. Finally, based on measurement theory, we describe a meta-evaluation method for evaluating the above measures via reliability and validity, which can be generalized to other tasks as well. Extensive experimental analysis has been conducted to validate and inform the selection of concept evaluation measures.

Uncovering Safety Risks in Open-source LLMs through Concept Activation Vector

Current open-source large language models (LLMs) are often undergone careful safety alignment before public release. Some attack methods have also been proposed that help check for safety vulnerabilities in LLMs to ensure alignment robustness. However, many of these methods have moderate attack success rates. Even when successful, the harmfulness of their outputs cannot be guaranteed, leading to suspicions that these methods have not accurately identified the safety vulnerabilities of LLMs. In this paper, we introduce a LLM attack method utilizing concept-based model explanation, where we extract safety concept activation vectors (SCAVs) from LLMs' activation space, enabling efficient attacks on well-aligned LLMs like LLaMA-2, achieving near 100% attack success rate as if LLMs are completely unaligned. This suggests that LLMs, even after thorough safety alignment, could still pose potential risks to society upon public release. To evaluate the harmfulness of outputs resulting with various attack methods, we propose a comprehensive evaluation method that reduces the potential inaccuracies of existing evaluations, and further validate that our method causes more harmful content. Additionally, we discover that the SCAVs show some transferability across different open-source LLMs.