Bias in Large Language Models: Origin, Evaluation, and Mitigation

Large Language Models (LLMs) have revolutionized natural language processing, but their susceptibility to biases poses significant challenges. This comprehensive review examines the landscape of bias in LLMs, from its origins to current mitigation strategies. We categorize biases as intrinsic and extrinsic, analyzing their manifestations in various NLP tasks. The review critically assesses a range of bias evaluation methods, including data-level, model-level, and output-level approaches, providing researchers with a robust toolkit for bias detection. We further explore mitigation strategies, categorizing them into pre-model, intra-model, and post-model techniques, highlighting their effectiveness and limitations. Ethical and legal implications of biased LLMs are discussed, emphasizing potential harms in real-world applications such as healthcare and criminal justice. By synthesizing current knowledge on bias in LLMs, this review contributes to the ongoing effort to develop fair and responsible AI systems. Our work serves as a comprehensive resource for researchers and practitioners working towards understanding, evaluating, and mitigating bias in LLMs, fostering the development of more equitable AI technologies.

CMATH: Cross-Modality Augmented Transformer with Hierarchical Variational Distillation for Multimodal Emotion Recognition in Conversation

Multimodal emotion recognition in conversation (MER) aims to accurately identify emotions in conversational utterances by integrating multimodal information. Previous methods usually treat multimodal information as equal quality and employ symmetric architectures to conduct multimodal fusion. However, in reality, the quality of different modalities usually varies considerably, and utilizing a symmetric architecture is difficult to accurately recognize conversational emotions when dealing with uneven modal information. Furthermore, fusing multi-modality information in a single granularity may fail to adequately integrate modal information, exacerbating the inaccuracy in emotion recognition. In this paper, we propose a novel Cross-Modality Augmented Transformer with Hierarchical Variational Distillation, called CMATH, which consists of two major components, i.e., Multimodal Interaction Fusion and Hierarchical Variational Distillation. The former is comprised of two submodules, including Modality Reconstruction and Cross-Modality Augmented Transformer (CMA-Transformer), where Modality Reconstruction focuses on obtaining high-quality compressed representation of each modality, and CMA-Transformer adopts an asymmetric fusion strategy which treats one modality as the central modality and takes others as auxiliary modalities. The latter first designs a variational fusion network to fuse the fine-grained representations learned by CMA- Transformer into a coarse-grained representations. Then, it introduces a hierarchical distillation framework to maintain the consistency between modality representations with different granularities. Experiments on the IEMOCAP and MELD datasets demonstrate that our proposed model outperforms previous state-of-the-art baselines. Implementation codes can be available at https://github.com/ cjw-MER/CMATH.

A Two-Stage Masked Autoencoder Based Network for Indoor Depth Completion

Depth images have a wide range of applications, such as 3D reconstruction, autonomous driving, augmented reality, robot navigation, and scene understanding. Commodity-grade depth cameras are hard to sense depth for bright, glossy, transparent, and distant surfaces. Although existing depth completion methods have achieved remarkable progress, their performance is limited when applied to complex indoor scenarios. To address these problems, we propose a two-step Transformer-based network for indoor depth completion. Unlike existing depth completion approaches, we adopt a self-supervision pre-training encoder based on the masked autoencoder to learn an effective latent representation for the missing depth value; then we propose a decoder based on a token fusion mechanism to complete (i.e., reconstruct) the full depth from the jointly RGB and incomplete depth image. Compared to the existing methods, our proposed network, achieves the state-of-the-art performance on the Matterport3D dataset. In addition, to validate the importance of the depth completion task, we apply our methods to indoor 3D reconstruction. The code, dataset, and demo are available at https://github.com/kailaisun/Indoor-Depth-Completion.

E-ICL: Enhancing Fine-Grained Emotion Recognition through the Lens of Prototype Theory

In-context learning (ICL) achieves remarkable performance in various domains such as knowledge acquisition, commonsense reasoning, and semantic understanding. However, its performance significantly deteriorates for emotion detection tasks, especially fine-grained emotion recognition. The underlying reasons for this remain unclear. In this paper, we identify the reasons behind ICL's poor performance from the perspective of prototype theory and propose a method to address this issue. Specifically, we conduct extensive pilot experiments and find that ICL conforms to the prototype theory on fine-grained emotion recognition. Based on this theory, we uncover the following deficiencies in ICL: (1) It relies on prototypes (example-label pairs) that are semantically similar but emotionally inaccurate to predict emotions. (2) It is prone to interference from irrelevant categories, affecting the accuracy and robustness of the predictions. To address these issues, we propose an Emotion Context Learning method (E-ICL) on fine-grained emotion recognition. E-ICL relies on more emotionally accurate prototypes to predict categories by referring to emotionally similar examples with dynamic labels. Simultaneously, E-ICL employs an exclusionary emotion prediction strategy to avoid interference from irrelevant categories, thereby increasing its accuracy and robustness. Note that the entire process is accomplished with the assistance of a plug-and-play emotion auxiliary model, without additional training. Experiments on the fine-grained emotion datasets EDOS, Empathetic-Dialogues, EmpatheticIntent, and GoEmotions show that E-ICL achieves superior emotion prediction performance. Furthermore, even when the emotion auxiliary model used is lower than 10% of the LLMs, E-ICL can still boost the performance of LLMs by over 4% on multiple datasets.

Efficient Behavior Tree Planning with Commonsense Pruning and Heuristic

Behavior Tree (BT) planning is crucial for autonomous robot behavior control, yet its application in complex scenarios is hampered by long planning times. Pruning and heuristics are common techniques to accelerate planning, but it is difficult to design general pruning strategies and heuristic functions for BT planning problems. This paper proposes improving BT planning efficiency for everyday service robots leveraging commonsense reasoning provided by Large Language Models (LLMs), leading to model-free pre-planning action space pruning and heuristic generation. This approach takes advantage of the modularity and interpretability of BT nodes, represented by predicate logic, to enable LLMs to predict the task-relevant action predicates and objects, and even the optimal path, without an explicit action model. We propose the Heuristic Optimal Behavior Tree Expansion Algorithm (HOBTEA) with two heuristic variants and provide a formal comparison and discussion of their efficiency and optimality. We introduce a learnable and transferable commonsense library to enhance the LLM's reasoning performance without fine-tuning. The action space expansion based on the commonsense library can further increase the success rate of planning. Experiments show the theoretical bounds of commonsense pruning and heuristic, and demonstrate the actual performance of LLM learning and reasoning with the commonsense library. Results in four datasets showcase the practical effectiveness of our approach in everyday service robot applications.

AI Coders Are Among Us: Rethinking Programming Language Grammar Towards Efficient Code Generation

Besides humans and machines, Artificial Intelligence (AI) models have emerged to be another important audience of programming languages, as we come to the era of large language models (LLMs). LLMs can now excel at coding competitions and even program like developers to address various tasks, such as math calculation. Yet, the grammar and layout of existing programs are designed for humans. Particularly, abundant grammar tokens and formatting tokens are included to make the code more readable to humans. While beneficial, such a human-centric design imposes an unnecessary computational burden on LLMs where each token, either consumed or generated, consumes computational resources. To improve inference efficiency and reduce computational costs, we propose the concept of AI-oriented grammar, which aims to represent the code in a way that better suits the working mechanism of AI models. Code written with AI-oriented grammar discards formats and uses a minimum number of tokens to convey code semantics effectively. To demonstrate the feasibility of this concept, we explore and implement the first AI-oriented grammar for Python, named Simple Python (SimPy). SimPy is crafted by revising the original Python grammar through a series of heuristic rules. Programs written in SimPy maintain identical Abstract Syntax Tree (AST) structures to those in standard Python, allowing execution via a modified AST parser. In addition, we explore methods to enable existing LLMs to proficiently understand and use SimPy, and ensure the changes remain imperceptible for human developers. Compared with the original Python, SimPy not only reduces token usage by 13.5% and 10.4% for CodeLlama and GPT-4, but can also achieve equivalent, even improved, performance over the models trained on Python code.

An Iterative Associative Memory Model for Empathetic Response Generation

Empathetic response generation is to comprehend the cognitive and emotional states in dialogue utterances and generate proper responses. Psychological theories posit that comprehending emotional and cognitive states necessitates iteratively capturing and understanding associated words across dialogue utterances. However, existing approaches regard dialogue utterances as either a long sequence or independent utterances for comprehension, which are prone to overlook the associated words between them. To address this issue, we propose an Iterative Associative Memory Model (IAMM) for empathetic response generation. Specifically, we employ a novel second-order interaction attention mechanism to iteratively capture vital associated words between dialogue utterances and situations, dialogue history, and a memory module (for storing associated words), thereby accurately and nuancedly comprehending the utterances. We conduct experiments on the Empathetic-Dialogue dataset. Both automatic and human evaluations validate the efficacy of the model. Meanwhile, variant experiments on LLMs also demonstrate that attending to associated words improves empathetic comprehension and expression.

Exploiting Emotion-Semantic Correlations for Empathetic Response Generation

Empathetic response generation aims to generate empathetic responses by understanding the speaker's emotional feelings from the language of dialogue. Recent methods capture emotional words in the language of communicators and construct them as static vectors to perceive nuanced emotions. However, linguistic research has shown that emotional words in language are dynamic and have correlations with other grammar semantic roles, i.e., words with semantic meanings, in grammar. Previous methods overlook these two characteristics, which easily lead to misunderstandings of emotions and neglect of key semantics. To address this issue, we propose a dynamical Emotion-Semantic Correlation Model (ESCM) for empathetic dialogue generation tasks. ESCM constructs dynamic emotion-semantic vectors through the interaction of context and emotions. We introduce dependency trees to reflect the correlations between emotions and semantics. Based on dynamic emotion-semantic vectors and dependency trees, we propose a dynamic correlation graph convolutional network to guide the model in learning context meanings in dialogue and generating empathetic responses. Experimental results on the EMPATHETIC-DIALOGUES dataset show that ESCM understands semantics and emotions more accurately and expresses fluent and informative empathetic responses. Our analysis results also indicate that the correlations between emotions and semantics are frequently used in dialogues, which is of great significance for empathetic perception and expression.

Assessing AI Detectors in Identifying AI-Generated Code: Implications for Education

Educators are increasingly concerned about the usage of Large Language Models (LLMs) such as ChatGPT in programming education, particularly regarding the potential exploitation of imperfections in Artificial Intelligence Generated Content (AIGC) Detectors for academic misconduct. In this paper, we present an empirical study where the LLM is examined for its attempts to bypass detection by AIGC Detectors. This is achieved by generating code in response to a given question using different variants. We collected a dataset comprising 5,069 samples, with each sample consisting of a textual description of a coding problem and its corresponding human-written Python solution codes. These samples were obtained from various sources, including 80 from Quescol, 3,264 from Kaggle, and 1,725 from LeetCode. From the dataset, we created 13 sets of code problem variant prompts, which were used to instruct ChatGPT to generate the outputs. Subsequently, we assessed the performance of five AIGC detectors. Our results demonstrate that existing AIGC Detectors perform poorly in distinguishing between human-written code and AI-generated code.

Large Language Models for Software Engineering: A Systematic Literature Review

Large Language Models (LLMs) have significantly impacted numerous domains, including Software Engineering (SE). Many recent publications have explored LLMs applied to various SE tasks. Nevertheless, a comprehensive understanding of the application, effects, and possible limitations of LLMs on SE is still in its early stages. To bridge this gap, we conducted a systematic literature review on LLM4SE, with a particular focus on understanding how LLMs can be exploited to optimize processes and outcomes. We collect and analyze 229 research papers from 2017 to 2023 to answer four key research questions (RQs). In RQ1, we categorize different LLMs that have been employed in SE tasks, characterizing their distinctive features and uses. In RQ2, we analyze the methods used in data collection, preprocessing, and application highlighting the role of well-curated datasets for successful LLM for SE implementation. RQ3 investigates the strategies employed to optimize and evaluate the performance of LLMs in SE. Finally, RQ4 examines the specific SE tasks where LLMs have shown success to date, illustrating their practical contributions to the field. From the answers to these RQs, we discuss the current state-of-the-art and trends, identifying gaps in existing research, and flagging promising areas for future study.