A Comprehensive Survey of Small Language Models in the Era of Large Language Models: Techniques, Enhancements, Applications, Collaboration with LLMs, and Trustworthiness

Large language models (LLM) have demonstrated emergent abilities in text generation, question answering, and reasoning, facilitating various tasks and domains. Despite their proficiency in various tasks, LLMs like LaPM 540B and Llama-3.1 405B face limitations due to large parameter sizes and computational demands, often requiring cloud API use which raises privacy concerns, limits real-time applications on edge devices, and increases fine-tuning costs. Additionally, LLMs often underperform in specialized domains such as healthcare and law due to insufficient domain-specific knowledge, necessitating specialized models. Therefore, Small Language Models (SLMs) are increasingly favored for their low inference latency, cost-effectiveness, efficient development, and easy customization and adaptability. These models are particularly well-suited for resource-limited environments and domain knowledge acquisition, addressing LLMs' challenges and proving ideal for applications that require localized data handling for privacy, minimal inference latency for efficiency, and domain knowledge acquisition through lightweight fine-tuning. The rising demand for SLMs has spurred extensive research and development. However, a comprehensive survey investigating issues related to the definition, acquisition, application, enhancement, and reliability of SLM remains lacking, prompting us to conduct a detailed survey on these topics. The definition of SLMs varies widely, thus to standardize, we propose defining SLMs by their capability to perform specialized tasks and suitability for resource-constrained settings, setting boundaries based on the minimal size for emergent abilities and the maximum size sustainable under resource constraints. For other aspects, we provide a taxonomy of relevant models/methods and develop general frameworks for each category to enhance and utilize SLMs effectively.

Extralonger: Toward a Unified Perspective of Spatial-Temporal Factors for Extra-Long-Term Traffic Forecasting

Traffic forecasting plays a key role in Intelligent Transportation Systems, and significant strides have been made in this field. However, most existing methods can only predict up to four hours in the future, which doesn't quite meet real-world demands. we identify that the prediction horizon is limited to a few hours mainly due to the separation of temporal and spatial factors, which results in high complexity. Drawing inspiration from Albert Einstein's relativity theory, which suggests space and time are unified and inseparable, we introduce Extralonger, which unifies temporal and spatial factors. Extralonger notably extends the prediction horizon to a week on real-world benchmarks, demonstrating superior efficiency in the training time, inference time, and memory usage. It sets new standards in long-term and extra-long-term scenarios. The code is available at https://github.com/PlanckChang/Extralonger.

Does your LLM truly unlearn? An embarrassingly simple approach to recover unlearned knowledge

Large language models (LLMs) have shown remarkable proficiency in generating text, benefiting from extensive training on vast textual corpora. However, LLMs may also acquire unwanted behaviors from the diverse and sensitive nature of their training data, which can include copyrighted and private content. Machine unlearning has been introduced as a viable solution to remove the influence of such problematic content without the need for costly and time-consuming retraining. This process aims to erase specific knowledge from LLMs while preserving as much model utility as possible. Despite the effectiveness of current unlearning methods, little attention has been given to whether existing unlearning methods for LLMs truly achieve forgetting or merely hide the knowledge, which current unlearning benchmarks fail to detect. This paper reveals that applying quantization to models that have undergone unlearning can restore the "forgotten" information. To thoroughly evaluate this phenomenon, we conduct comprehensive experiments using various quantization techniques across multiple precision levels. We find that for unlearning methods with utility constraints, the unlearned model retains an average of 21\% of the intended forgotten knowledge in full precision, which significantly increases to 83\% after 4-bit quantization. Based on our empirical findings, we provide a theoretical explanation for the observed phenomenon and propose a quantization-robust unlearning strategy to mitigate this intricate issue...

Trojan Prompt Attacks on Graph Neural Networks

Graph Prompt Learning (GPL) has been introduced as a promising approach that uses prompts to adapt pre-trained GNN models to specific downstream tasks without requiring fine-tuning of the entire model. Despite the advantages of GPL, little attention has been given to its vulnerability to backdoor attacks, where an adversary can manipulate the model's behavior by embedding hidden triggers. Existing graph backdoor attacks rely on modifying model parameters during training, but this approach is impractical in GPL as GNN encoder parameters are frozen after pre-training. Moreover, downstream users may fine-tune their own task models on clean datasets, further complicating the attack. In this paper, we propose TGPA, a backdoor attack framework designed specifically for GPL. TGPA injects backdoors into graph prompts without modifying pre-trained GNN encoders and ensures high attack success rates and clean accuracy. To address the challenge of model fine-tuning by users, we introduce a finetuning-resistant poisoning approach that maintains the effectiveness of the backdoor even after downstream model adjustments. Extensive experiments on multiple datasets under various settings demonstrate the effectiveness of TGPA in compromising GPL models with fixed GNN encoders.

Rule-based Data Selection for Large Language Models

The quality of training data significantly impacts the performance of large language models (LLMs). There are increasing studies using LLMs to rate and select data based on several human-crafted metrics (rules). However, these conventional rule-based approaches often depend too heavily on human heuristics, lack effective metrics for assessing rules, and exhibit limited adaptability to new tasks. In our study, we introduce an innovative rule-based framework that utilizes the orthogonality of score vectors associated with rules as a novel metric for rule evaluations. Our approach includes an automated pipeline that first uses LLMs to generate a diverse set of rules, encompassing various rating dimensions to evaluate data quality. Then it rates a batch of data based on these rules and uses the determinantal point process (DPP) from random matrix theory to select the most orthogonal score vectors, thereby identifying a set of independent rules. These rules are subsequently used to evaluate all data, selecting samples with the highest average scores for downstream tasks such as LLM training. We verify the effectiveness of our method through two experimental setups: 1) comparisons with ground truth ratings and 2) benchmarking LLMs trained with the chosen data. Our comprehensive experiments cover a range of scenarios, including general pre-training and domain-specific fine-tuning in areas such as IMDB, Medical, Math, and Code. The outcomes demonstrate that our DPP-based rule rating method consistently outperforms other approaches, including rule-free rating, uniform sampling, importance resampling, and QuRating, in terms of both rating precision and model performance.

HGS-Planner: Hierarchical Planning Framework for Active Scene Reconstruction Using 3D Gaussian Splatting

In complex missions such as search and rescue,robots must make intelligent decisions in unknown environments, relying on their ability to perceive and understand their surroundings. High-quality and real-time reconstruction enhances situational awareness and is crucial for intelligent robotics. Traditional methods often struggle with poor scene representation or are too slow for real-time use. Inspired by the efficacy of 3D Gaussian Splatting (3DGS), we propose a hierarchical planning framework for fast and high-fidelity active reconstruction. Our method evaluates completion and quality gain to adaptively guide reconstruction, integrating global and local planning for efficiency. Experiments in simulated and real-world environments show our approach outperforms existing real-time methods.

Covariance-corrected Whitening Alleviates Network Degeneration on Imbalanced Classification

Class imbalance is a critical issue in image classification that significantly affects the performance of deep recognition models. In this work, we first identify a network degeneration dilemma that hinders the model learning by introducing a high linear dependence among the features inputted into the classifier. To overcome this challenge, we propose a novel framework called Whitening-Net to mitigate the degenerate solutions, in which ZCA whitening is integrated before the linear classifier to normalize and decorrelate the batch samples. However, in scenarios with extreme class imbalance, the batch covariance statistic exhibits significant fluctuations, impeding the convergence of the whitening operation. Therefore, we propose two covariance-corrected modules, the Group-based Relatively Balanced Batch Sampler (GRBS) and the Batch Embedded Training (BET), to get more accurate and stable batch covariance, thereby reinforcing the capability of whitening. Our modules can be trained end-to-end without incurring substantial computational costs. Comprehensive empirical evaluations conducted on benchmark datasets, including CIFAR-LT-10/100, ImageNet-LT, and iNaturalist-LT, validate the effectiveness of our proposed approaches.

Robustness-Inspired Defense Against Backdoor Attacks on Graph Neural Networks

Graph Neural Networks (GNNs) have achieved promising results in tasks such as node classification and graph classification. However, recent studies reveal that GNNs are vulnerable to backdoor attacks, posing a significant threat to their real-world adoption. Despite initial efforts to defend against specific graph backdoor attacks, there is no work on defending against various types of backdoor attacks where generated triggers have different properties. Hence, we first empirically verify that prediction variance under edge dropping is a crucial indicator for identifying poisoned nodes. With this observation, we propose using random edge dropping to detect backdoors and theoretically show that it can efficiently distinguish poisoned nodes from clean ones. Furthermore, we introduce a novel robust training strategy to efficiently counteract the impact of the triggers. Extensive experiments on real-world datasets show that our framework can effectively identify poisoned nodes, significantly degrade the attack success rate, and maintain clean accuracy when defending against various types of graph backdoor attacks with different properties.

Rethinking Graph Backdoor Attacks: A Distribution-Preserving Perspective

Graph Neural Networks (GNNs) have shown remarkable performance in various tasks. However, recent works reveal that GNNs are vulnerable to backdoor attacks. Generally, backdoor attack poisons the graph by attaching backdoor triggers and the target class label to a set of nodes in the training graph. A GNN trained on the poisoned graph will then be misled to predict test nodes attached with trigger to the target class. Despite their effectiveness, our empirical analysis shows that triggers generated by existing methods tend to be out-of-distribution (OOD), which significantly differ from the clean data. Hence, these injected triggers can be easily detected and pruned with widely used outlier detection methods in real-world applications. Therefore, in this paper, we study a novel problem of unnoticeable graph backdoor attacks with in-distribution (ID) triggers. To generate ID triggers, we introduce an OOD detector in conjunction with an adversarial learning strategy to generate the attributes of the triggers within distribution. To ensure a high attack success rate with ID triggers, we introduce novel modules designed to enhance trigger memorization by the victim model trained on poisoned graph. Extensive experiments on real-world datasets demonstrate the effectiveness of the proposed method in generating in distribution triggers that can by-pass various defense strategies while maintaining a high attack success rate.

GEOcc: Geometrically Enhanced 3D Occupancy Network with Implicit-Explicit Depth Fusion and Contextual Self-Supervision

3D occupancy perception holds a pivotal role in recent vision-centric autonomous driving systems by converting surround-view images into integrated geometric and semantic representations within dense 3D grids. Nevertheless, current models still encounter two main challenges: modeling depth accurately in the 2D-3D view transformation stage, and overcoming the lack of generalizability issues due to sparse LiDAR supervision. To address these issues, this paper presents GEOcc, a Geometric-Enhanced Occupancy network tailored for vision-only surround-view perception. Our approach is three-fold: 1) Integration of explicit lift-based depth prediction and implicit projection-based transformers for depth modeling, enhancing the density and robustness of view transformation. 2) Utilization of mask-based encoder-decoder architecture for fine-grained semantic predictions; 3) Adoption of context-aware self-training loss functions in the pertaining stage to complement LiDAR supervision, involving the re-rendering of 2D depth maps from 3D occupancy features and leveraging image reconstruction loss to obtain denser depth supervision besides sparse LiDAR ground-truths. Our approach achieves State-Of-The-Art performance on the Occ3D-nuScenes dataset with the least image resolution needed and the most weightless image backbone compared with current models, marking an improvement of 3.3% due to our proposed contributions. Comprehensive experimentation also demonstrates the consistent superiority of our method over baselines and alternative approaches.