Abstract:Object Hallucination (OH) has been acknowledged as one of the major trustworthy challenges in Large Vision-Language Models (LVLMs). Recent advancements in Large Language Models (LLMs) indicate that internal states, such as hidden states, encode the "overall truthfulness" of generated responses. However, it remains under-explored how internal states in LVLMs function and whether they could serve as "per-token" hallucination indicators, which is essential for mitigating OH. In this paper, we first conduct an in-depth exploration of LVLM internal states in relation to OH issues and discover that (1) LVLM internal states are high-specificity per-token indicators of hallucination behaviors. Moreover, (2) different LVLMs encode universal patterns of hallucinations in common latent subspaces, indicating that there exist "generic truthful directions" shared by various LVLMs. Based on these discoveries, we propose Truthful-Guided Pre-Intervention (TruthPrInt) that first learns the truthful direction of LVLM decoding and then applies truthful-guided inference-time intervention during LVLM decoding. We further propose ComnHallu to enhance both cross-LVLM and cross-data hallucination detection transferability by constructing and aligning hallucination latent subspaces. We evaluate TruthPrInt in extensive experimental settings, including in-domain and out-of-domain scenarios, over popular LVLMs and OH benchmarks. Experimental results indicate that TruthPrInt significantly outperforms state-of-the-art methods. Codes will be available at https://github.com/jinhaoduan/TruthPrInt.
Abstract:The rapid advancement of large language models (LLMs) has significantly improved their performance in code generation tasks. However, existing code benchmarks remain static, consisting of fixed datasets with predefined problems. This makes them vulnerable to memorization during training, where LLMs recall specific test cases instead of generalizing to new problems, leading to data contamination and unreliable evaluation results. To address these issues, we introduce DynaCode, a dynamic, complexity-aware benchmark that overcomes the limitations of static datasets. DynaCode evaluates LLMs systematically using a complexity-aware metric, incorporating both code complexity and call-graph structures. DynaCode achieves large-scale diversity, generating up to 189 million unique nested code problems across four distinct levels of code complexity, referred to as units, and 16 types of call graphs. Results on 12 latest LLMs show an average performance drop of 16.8% to 45.7% compared to MBPP+, a static code generation benchmark, with performance progressively decreasing as complexity increases. This demonstrates DynaCode's ability to effectively differentiate LLMs. Additionally, by leveraging call graphs, we gain insights into LLM behavior, particularly their preference for handling subfunction interactions within nested code.
Abstract:Although Large Language Models (LLMs) succeed in human-guided conversations such as instruction following and question answering, the potential of LLM-guided conversations-where LLMs direct the discourse and steer the conversation's objectives-remains under-explored. In this study, we first characterize LLM-guided conversation into three fundamental components: (i) Goal Navigation; (ii) Context Management; (iii) Empathetic Engagement, and propose GuideLLM as an installation. We then implement an interviewing environment for the evaluation of LLM-guided conversation. Specifically, various topics are involved in this environment for comprehensive interviewing evaluation, resulting in around 1.4k turns of utterances, 184k tokens, and over 200 events mentioned during the interviewing for each chatbot evaluation. We compare GuideLLM with 6 state-of-the-art LLMs such as GPT-4o and Llama-3-70b-Instruct, from the perspective of interviewing quality, and autobiography generation quality. For automatic evaluation, we derive user proxies from multiple autobiographies and employ LLM-as-a-judge to score LLM behaviors. We further conduct a human-involved experiment by employing 45 human participants to chat with GuideLLM and baselines. We then collect human feedback, preferences, and ratings regarding the qualities of conversation and autobiography. Experimental results indicate that GuideLLM significantly outperforms baseline LLMs in automatic evaluation and achieves consistent leading performances in human ratings.
Abstract:Large Language Models (LLMs) demonstrate remarkable zero-shot performance across various natural language processing tasks. The integration of multimodal encoders extends their capabilities, enabling the development of Multimodal Large Language Models that process vision, audio, and text. However, these capabilities also raise significant security concerns, as these models can be manipulated to generate harmful or inappropriate content through jailbreak. While extensive research explores the impact of modality-specific input edits on text-based LLMs and Large Vision-Language Models in jailbreak, the effects of audio-specific edits on Large Audio-Language Models (LALMs) remain underexplored. Hence, this paper addresses this gap by investigating how audio-specific edits influence LALMs inference regarding jailbreak. We introduce the Audio Editing Toolbox (AET), which enables audio-modality edits such as tone adjustment, word emphasis, and noise injection, and the Edited Audio Datasets (EADs), a comprehensive audio jailbreak benchmark. We also conduct extensive evaluations of state-of-the-art LALMs to assess their robustness under different audio edits. This work lays the groundwork for future explorations on audio-modality interactions in LALMs security.
Abstract:Uncertainty quantification (UQ) in natural language generation (NLG) tasks remains an open challenge, exacerbated by the intricate nature of the recent large language models (LLMs). This study investigates adapting conformal prediction (CP), which can convert any heuristic measure of uncertainty into rigorous theoretical guarantees by constructing prediction sets, for black-box LLMs in open-ended NLG tasks. We propose a sampling-based uncertainty measure leveraging self-consistency and develop a conformal uncertainty criterion by integrating the uncertainty condition aligned with correctness into the design of the CP algorithm. Experimental results indicate that our uncertainty measure generally surpasses prior state-of-the-art methods. Furthermore, we calibrate the prediction sets within the model's unfixed answer distribution and achieve strict control over the correctness coverage rate across 6 LLMs on 4 free-form NLG datasets, spanning general-purpose and medical domains, while the small average set size further highlights the efficiency of our method in providing trustworthy guarantees for practical open-ended NLG applications.
Abstract:Compressing high-capability Large Language Models (LLMs) has emerged as a favored strategy for resource-efficient inferences. While state-of-the-art (SoTA) compression methods boast impressive advancements in preserving benign task performance, the potential risks of compression in terms of safety and trustworthiness have been largely neglected. This study conducts the first, thorough evaluation of three (3) leading LLMs using five (5) SoTA compression techniques across eight (8) trustworthiness dimensions. Our experiments highlight the intricate interplay between compression and trustworthiness, revealing some interesting patterns. We find that quantization is currently a more effective approach than pruning in achieving efficiency and trustworthiness simultaneously. For instance, a 4-bit quantized model retains the trustworthiness of its original counterpart, but model pruning significantly degrades trustworthiness, even at 50% sparsity. Moreover, employing quantization within a moderate bit range could unexpectedly improve certain trustworthiness dimensions such as ethics and fairness. Conversely, extreme quantization to very low bit levels (3 bits) tends to significantly reduce trustworthiness. This increased risk cannot be uncovered by looking at benign performance alone, in turn, mandating comprehensive trustworthiness evaluation in practice. These findings culminate in practical recommendations for simultaneously achieving high utility, efficiency, and trustworthiness in LLMs. Models and code are available at https://decoding-comp-trust.github.io/.
Abstract:Uncertainty estimation plays a pivotal role in ensuring the reliability of safety-critical human-AI interaction systems, particularly in the medical domain. However, a general method for quantifying the uncertainty of free-form answers has yet to be established in open-ended medical question-answering (QA) tasks, where irrelevant words and sequences with limited semantic information can be the primary source of uncertainty due to the presence of generative inequality. In this paper, we propose the Word-Sequence Entropy (WSE), which calibrates the uncertainty proportion at both the word and sequence levels according to the semantic relevance, with greater emphasis placed on keywords and more relevant sequences when performing uncertainty quantification. We compare WSE with 6 baseline methods on 5 free-form medical QA datasets, utilizing 7 "off-the-shelf" large language models (LLMs), and show that WSE exhibits superior performance on accurate uncertainty measurement under two standard criteria for correctness evaluation (e.g., WSE outperforms existing state-of-the-art method by 3.23% AUROC on the MedQA dataset). Additionally, in terms of the potential for real-world medical QA applications, we achieve a significant enhancement in the performance of LLMs when employing sequences with lower uncertainty, identified by WSE, as final answers (e.g., +6.36% accuracy improvement on the COVID-QA dataset), without requiring any additional task-specific fine-tuning or architectural modifications.
Abstract:As Large Language Models (LLMs) are integrated into critical real-world applications, their strategic and logical reasoning abilities are increasingly crucial. This paper evaluates LLMs' reasoning abilities in competitive environments through game-theoretic tasks, e.g., board and card games that require pure logic and strategic reasoning to compete with opponents. We first propose GTBench, a language-driven environment composing 10 widely-recognized tasks, across a comprehensive game taxonomy: complete versus incomplete information, dynamic versus static, and probabilistic versus deterministic scenarios. Then, we investigate two key problems: (1) Characterizing game-theoretic reasoning of LLMs; (2) LLM-vs-LLM competitions as reasoning evaluation. We observe that (1) LLMs have distinct behaviors regarding various gaming scenarios; for example, LLMs fail in complete and deterministic games yet they are competitive in probabilistic gaming scenarios; (2) Open-source LLMs, e.g., CodeLlama-34b-Instruct, are less competitive than commercial LLMs, e.g., GPT-4, in complex games. In addition, code-pretraining greatly benefits strategic reasoning, while advanced reasoning methods such as Chain-of-Thought (CoT) and Tree-of-Thought (ToT) do not always help. Detailed error profiles are also provided for a better understanding of LLMs' behavior.
Abstract:Large Language Models (LLMs), such as GPT-3 and BERT, have revolutionized natural language understanding and generation. They possess deep language comprehension, human-like text generation capabilities, contextual awareness, and robust problem-solving skills, making them invaluable in various domains (e.g., search engines, customer support, translation). In the meantime, LLMs have also gained traction in the security community, revealing security vulnerabilities and showcasing their potential in security-related tasks. This paper explores the intersection of LLMs with security and privacy. Specifically, we investigate how LLMs positively impact security and privacy, potential risks and threats associated with their use, and inherent vulnerabilities within LLMs. Through a comprehensive literature review, the paper categorizes findings into "The Good" (beneficial LLM applications), "The Bad" (offensive applications), and "The Ugly" (vulnerabilities and their defenses). We have some interesting findings. For example, LLMs have proven to enhance code and data security, outperforming traditional methods. However, they can also be harnessed for various attacks (particularly user-level attacks) due to their human-like reasoning abilities. We have identified areas that require further research efforts. For example, research on model and parameter extraction attacks is limited and often theoretical, hindered by LLM parameter scale and confidentiality. Safe instruction tuning, a recent development, requires more exploration. We hope that our work can shed light on the LLMs' potential to both bolster and jeopardize cybersecurity.
Abstract:Stable Diffusion has established itself as a foundation model in generative AI artistic applications, receiving widespread research and application. Some recent fine-tuning methods have made it feasible for individuals to implant personalized concepts onto the basic Stable Diffusion model with minimal computational costs on small datasets. However, these innovations have also given rise to issues like facial privacy forgery and artistic copyright infringement. In recent studies, researchers have explored the addition of imperceptible adversarial perturbations to images to prevent potential unauthorized exploitation and infringements when personal data is used for fine-tuning Stable Diffusion. Although these studies have demonstrated the ability to protect images, it is essential to consider that these methods may not be entirely applicable in real-world scenarios. In this paper, we systematically evaluate the use of perturbations to protect images within a practical threat model. The results suggest that these approaches may not be sufficient to safeguard image privacy and copyright effectively. Furthermore, we introduce a purification method capable of removing protected perturbations while preserving the original image structure to the greatest extent possible. Experiments reveal that Stable Diffusion can effectively learn from purified images over all protective methods.