The Hidden Risks of Large Reasoning Models: A Safety Assessment of R1

The rapid development of large reasoning models, such as OpenAI-o3 and DeepSeek-R1, has led to significant improvements in complex reasoning over non-reasoning large language models~(LLMs). However, their enhanced capabilities, combined with the open-source access of models like DeepSeek-R1, raise serious safety concerns, particularly regarding their potential for misuse. In this work, we present a comprehensive safety assessment of these reasoning models, leveraging established safety benchmarks to evaluate their compliance with safety regulations. Furthermore, we investigate their susceptibility to adversarial attacks, such as jailbreaking and prompt injection, to assess their robustness in real-world applications. Through our multi-faceted analysis, we uncover four key findings: (1) There is a significant safety gap between the open-source R1 models and the o3-mini model, on both safety benchmark and attack, suggesting more safety effort on R1 is needed. (2) The distilled reasoning model shows poorer safety performance compared to its safety-aligned base models. (3) The stronger the model's reasoning ability, the greater the potential harm it may cause when answering unsafe questions. (4) The thinking process in R1 models pose greater safety concerns than their final answers. Our study provides insights into the security implications of reasoning models and highlights the need for further advancements in R1 models' safety to close the gap.

International AI Safety Report

The first International AI Safety Report comprehensively synthesizes the current evidence on the capabilities, risks, and safety of advanced AI systems. The report was mandated by the nations attending the AI Safety Summit in Bletchley, UK. Thirty nations, the UN, the OECD, and the EU each nominated a representative to the report's Expert Advisory Panel. A total of 100 AI experts contributed, representing diverse perspectives and disciplines. Led by the report's Chair, these independent experts collectively had full discretion over the report's content.

Can LLMs Design Good Questions Based on Context?

This paper evaluates questions generated by LLMs from context, comparing them to human-generated questions across six dimensions. We introduce an automated LLM-based evaluation method, focusing on aspects like question length, type, context coverage, and answerability. Our findings highlight unique characteristics of LLM-generated questions, contributing insights that can support further research in question quality and downstream applications.

Formal Mathematical Reasoning: A New Frontier in AI

AI for Mathematics (AI4Math) is not only intriguing intellectually but also crucial for AI-driven discovery in science, engineering, and beyond. Extensive efforts on AI4Math have mirrored techniques in NLP, in particular, training large language models on carefully curated math datasets in text form. As a complementary yet less explored avenue, formal mathematical reasoning is grounded in formal systems such as proof assistants, which can verify the correctness of reasoning and provide automatic feedback. In this position paper, we advocate for formal mathematical reasoning and argue that it is indispensable for advancing AI4Math to the next level. In recent years, we have seen steady progress in using AI to perform formal reasoning, including core tasks such as theorem proving and autoformalization, as well as emerging applications such as verifiable generation of code and hardware designs. However, significant challenges remain to be solved for AI to truly master mathematics and achieve broader impact. We summarize existing progress, discuss open challenges, and envision critical milestones to measure future success. At this inflection point for formal mathematical reasoning, we call on the research community to come together to drive transformative advancements in this field.

Capturing the Temporal Dependence of Training Data Influence

Traditional data influence estimation methods, like influence function, assume that learning algorithms are permutation-invariant with respect to training data. However, modern training paradigms, especially for foundation models using stochastic algorithms and multi-stage curricula, are sensitive to data ordering, thus violating this assumption. This mismatch renders influence functions inadequate for answering a critical question in machine learning: How can we capture the dependence of data influence on the optimization trajectory during training? To address this gap, we formalize the concept of trajectory-specific leave-one-out (LOO) influence, which quantifies the impact of removing a data point from a specific iteration during training, accounting for the exact sequence of data encountered and the model's optimization trajectory. However, exactly evaluating the trajectory-specific LOO presents a significant computational challenge. To address this, we propose data value embedding, a novel technique enabling efficient approximation of trajectory-specific LOO. Specifically, we compute a training data embedding that encapsulates the cumulative interactions between data and the evolving model parameters. The LOO can then be efficiently approximated through a simple dot-product between the data value embedding and the gradient of the given test data. As data value embedding captures training data ordering, it offers valuable insights into model training dynamics. In particular, we uncover distinct phases of data influence, revealing that data points in the early and late stages of training exert a greater impact on the final model. These insights translate into actionable strategies for managing the computational overhead of data selection by strategically timing the selection process, potentially opening new avenues in data curation research.

Boosting Alignment for Post-Unlearning Text-to-Image Generative Models

Large-scale generative models have shown impressive image-generation capabilities, propelled by massive data. However, this often inadvertently leads to the generation of harmful or inappropriate content and raises copyright concerns. Driven by these concerns, machine unlearning has become crucial to effectively purge undesirable knowledge from models. While existing literature has studied various unlearning techniques, these often suffer from either poor unlearning quality or degradation in text-image alignment after unlearning, due to the competitive nature of these objectives. To address these challenges, we propose a framework that seeks an optimal model update at each unlearning iteration, ensuring monotonic improvement on both objectives. We further derive the characterization of such an update. In addition, we design procedures to strategically diversify the unlearning and remaining datasets to boost performance improvement. Our evaluation demonstrates that our method effectively removes target classes from recent diffusion-based generative models and concepts from stable diffusion models while maintaining close alignment with the models' original trained states, thus outperforming state-of-the-art baselines. Our code will be made available at \url{https://github.com/reds-lab/Restricted_gradient_diversity_unlearning.git}.

Data Free Backdoor Attacks

Backdoor attacks aim to inject a backdoor into a classifier such that it predicts any input with an attacker-chosen backdoor trigger as an attacker-chosen target class. Existing backdoor attacks require either retraining the classifier with some clean data or modifying the model's architecture. As a result, they are 1) not applicable when clean data is unavailable, 2) less efficient when the model is large, and 3) less stealthy due to architecture changes. In this work, we propose DFBA, a novel retraining-free and data-free backdoor attack without changing the model architecture. Technically, our proposed method modifies a few parameters of a classifier to inject a backdoor. Through theoretical analysis, we verify that our injected backdoor is provably undetectable and unremovable by various state-of-the-art defenses under mild assumptions. Our evaluation on multiple datasets further demonstrates that our injected backdoor: 1) incurs negligible classification loss, 2) achieves 100% attack success rates, and 3) bypasses six existing state-of-the-art defenses. Moreover, our comparison with a state-of-the-art non-data-free backdoor attack shows our attack is more stealthy and effective against various defenses while achieving less classification accuracy loss.

PrivAgent: Agentic-based Red-teaming for LLM Privacy Leakage

Recent studies have discovered that LLMs have serious privacy leakage concerns, where an LLM may be fooled into outputting private information under carefully crafted adversarial prompts. These risks include leaking system prompts, personally identifiable information, training data, and model parameters. Most existing red-teaming approaches for privacy leakage rely on humans to craft the adversarial prompts. A few automated methods are proposed for system prompt extraction, but they cannot be applied to more severe risks (e.g., training data extraction) and have limited effectiveness even for system prompt extraction. In this paper, we propose PrivAgent, a novel black-box red-teaming framework for LLM privacy leakage. We formulate different risks as a search problem with a unified attack goal. Our framework trains an open-source LLM through reinforcement learning as the attack agent to generate adversarial prompts for different target models under different risks. We propose a novel reward function to provide effective and fine-grained rewards for the attack agent. Finally, we introduce customizations to better fit our general framework to system prompt extraction and training data extraction. Through extensive evaluations, we first show that PrivAgent outperforms existing automated methods in system prompt leakage against six popular LLMs. Notably, our approach achieves a 100% success rate in extracting system prompts from real-world applications in OpenAI's GPT Store. We also show PrivAgent's effectiveness in extracting training data from an open-source LLM with a success rate of 5.9%. We further demonstrate PrivAgent's effectiveness in evading the existing guardrail defense and its helpfulness in enabling better safety alignment. Finally, we validate our customized designs through a detailed ablation study. We release our code here https://github.com/rucnyz/RedAgent.

SoK: Watermarking for AI-Generated Content

As the outputs of generative AI (GenAI) techniques improve in quality, it becomes increasingly challenging to distinguish them from human-created content. Watermarking schemes are a promising approach to address the problem of distinguishing between AI and human-generated content. These schemes embed hidden signals within AI-generated content to enable reliable detection. While watermarking is not a silver bullet for addressing all risks associated with GenAI, it can play a crucial role in enhancing AI safety and trustworthiness by combating misinformation and deception. This paper presents a comprehensive overview of watermarking techniques for GenAI, beginning with the need for watermarking from historical and regulatory perspectives. We formalize the definitions and desired properties of watermarking schemes and examine the key objectives and threat models for existing approaches. Practical evaluation strategies are also explored, providing insights into the development of robust watermarking techniques capable of resisting various attacks. Additionally, we review recent representative works, highlight open challenges, and discuss potential directions for this emerging field. By offering a thorough understanding of watermarking in GenAI, this work aims to guide researchers in advancing watermarking methods and applications, and support policymakers in addressing the broader implications of GenAI.

MLAN: Language-Based Instruction Tuning Improves Zero-Shot Generalization of Multimodal Large Language Models

We present a novel instruction tuning recipe to improve the zero-shot task generalization of multimodal large language models. In contrast to existing instruction tuning mechanisms that heavily rely on visual instructions, our approach focuses on language-based instruction tuning, offering a distinct and more training efficient path for multimodal instruction tuning. We evaluate the performance of the proposed approach on 9 unseen datasets across both language and vision modalities. Our results show that our language-only instruction tuning is able to significantly improve the performance of two pretrained multimodal models based on Llama 2 and Vicuna on those unseen datasets. Interestingly, the language instruction following ability also helps unlock the models to follow vision instructions without explicit training. Compared to the state of the art multimodal instruction tuning approaches that are mainly based on visual instructions, our language-based method not only achieves superior performance but also significantly enhances training efficiency. For instance, the language-only instruction tuning produces competitive average performance across the evaluated datasets (with even better performance on language datasets) with significant training efficiency improvements (on average 4x), thanks to the striking reduction in the need for vision data. With a small number of visual instructions, this emerging language instruction following ability transfers well to the unseen vision datasets, outperforming the state of the art with greater training efficiency.