Preference Discerning with LLM-Enhanced Generative Retrieval

Sequential recommendation systems aim to provide personalized recommendations for users based on their interaction history. To achieve this, they often incorporate auxiliary information, such as textual descriptions of items and auxiliary tasks, like predicting user preferences and intent. Despite numerous efforts to enhance these models, they still suffer from limited personalization. To address this issue, we propose a new paradigm, which we term preference discerning. In preference dscerning, we explicitly condition a generative sequential recommendation system on user preferences within its context. To this end, we generate user preferences using Large Language Models (LLMs) based on user reviews and item-specific data. To evaluate preference discerning capabilities of sequential recommendation systems, we introduce a novel benchmark that provides a holistic evaluation across various scenarios, including preference steering and sentiment following. We assess current state-of-the-art methods using our benchmark and show that they struggle to accurately discern user preferences. Therefore, we propose a new method named Mender ($\textbf{M}$ultimodal Prefer$\textbf{en}$ce $\textbf{d}$iscern$\textbf{er}$), which improves upon existing methods and achieves state-of-the-art performance on our benchmark. Our results show that Mender can be effectively guided by human preferences even though they have not been observed during training, paving the way toward more personalized sequential recommendation systems. We will open-source the code and benchmarks upon publication.

Unifying Generative and Dense Retrieval for Sequential Recommendation

Sequential dense retrieval models utilize advanced sequence learning techniques to compute item and user representations, which are then used to rank relevant items for a user through inner product computation between the user and all item representations. However, this approach requires storing a unique representation for each item, resulting in significant memory requirements as the number of items grow. In contrast, the recently proposed generative retrieval paradigm offers a promising alternative by directly predicting item indices using a generative model trained on semantic IDs that encapsulate items' semantic information. Despite its potential for large-scale applications, a comprehensive comparison between generative retrieval and sequential dense retrieval under fair conditions is still lacking, leaving open questions regarding performance, and computation trade-offs. To address this, we compare these two approaches under controlled conditions on academic benchmarks and propose LIGER (LeveragIng dense retrieval for GEnerative Retrieval), a hybrid model that combines the strengths of these two widely used methods. LIGER integrates sequential dense retrieval into generative retrieval, mitigating performance differences and enhancing cold-start item recommendation in the datasets evaluated. This hybrid approach provides insights into the trade-offs between these approaches and demonstrates improvements in efficiency and effectiveness for recommendation systems in small-scale benchmarks.

Inductive Generative Recommendation via Retrieval-based Speculation

Generative recommendation (GR) is an emerging paradigm that tokenizes items into discrete tokens and learns to autoregressively generate the next tokens as predictions. Although effective, GR models operate in a transductive setting, meaning they can only generate items seen during training without applying heuristic re-ranking strategies. In this paper, we propose SpecGR, a plug-and-play framework that enables GR models to recommend new items in an inductive setting. SpecGR uses a drafter model with inductive capability to propose candidate items, which may include both existing items and new items. The GR model then acts as a verifier, accepting or rejecting candidates while retaining its strong ranking capabilities. We further introduce the guided re-drafting technique to make the proposed candidates more aligned with the outputs of generative recommendation models, improving the verification efficiency. We consider two variants for drafting: (1) using an auxiliary drafter model for better flexibility, or (2) leveraging the GR model's own encoder for parameter-efficient self-drafting. Extensive experiments on three real-world datasets demonstrate that SpecGR exhibits both strong inductive recommendation ability and the best overall performance among the compared methods. Our code is available at: https://github.com/Jamesding000/SpecGR.

In-Loop Filtering via Trained Look-Up Tables

In-loop filtering (ILF) is a key technology for removing the artifacts in image/video coding standards. Recently, neural network-based in-loop filtering methods achieve remarkable coding gains beyond the capability of advanced video coding standards, which becomes a powerful coding tool candidate for future video coding standards. However, the utilization of deep neural networks brings heavy time and computational complexity, and high demands of high-performance hardware, which is challenging to apply to the general uses of coding scene. To address this limitation, inspired by explorations in image restoration, we propose an efficient and practical in-loop filtering scheme by adopting the Look-up Table (LUT). We train the DNN of in-loop filtering within a fixed filtering reference range, and cache the output values of the DNN into a LUT via traversing all possible inputs. At testing time in the coding process, the filtered pixel is generated by locating input pixels (to-be-filtered pixel with reference pixels) and interpolating cached filtered pixel values. To further enable the large filtering reference range with the limited storage cost of LUT, we introduce the enhanced indexing mechanism in the filtering process, and clipping/finetuning mechanism in the training. The proposed method is implemented into the Versatile Video Coding (VVC) reference software, VTM-11.0. Experimental results show that the ultrafast, very fast, and fast mode of the proposed method achieves on average 0.13%/0.34%/0.51%, and 0.10%/0.27%/0.39% BD-rate reduction, under the all intra (AI) and random access (RA) configurations. Especially, our method has friendly time and computational complexity, only 101%/102%-104%/108% time increase with 0.13-0.93 kMACs/pixel, and only 164-1148 KB storage cost for a single model. Our solution may shed light on the journey of practical neural network-based coding tool evolution.

LeRF: Learning Resampling Function for Adaptive and Efficient Image Interpolation

Image resampling is a basic technique that is widely employed in daily applications, such as camera photo editing. Recent deep neural networks (DNNs) have made impressive progress in performance by introducing learned data priors. Still, these methods are not the perfect substitute for interpolation, due to the drawbacks in efficiency and versatility. In this work, we propose a novel method of Learning Resampling Function (termed LeRF), which takes advantage of both the structural priors learned by DNNs and the locally continuous assumption of interpolation. Specifically, LeRF assigns spatially varying resampling functions to input image pixels and learns to predict the hyper-parameters that determine the shapes of these resampling functions with a neural network. Based on the formulation of LeRF, we develop a family of models, including both efficiency-orientated and performance-orientated ones. To achieve interpolation-level efficiency, we adopt look-up tables (LUTs) to accelerate the inference of the learned neural network. Furthermore, we design a directional ensemble strategy and edge-sensitive indexing patterns to better capture local structures. On the other hand, to obtain DNN-level performance, we propose an extension of LeRF to enable it in cooperation with pre-trained upsampling models for cascaded resampling. Extensive experiments show that the efficiency-orientated version of LeRF runs as fast as interpolation, generalizes well to arbitrary transformations, and outperforms interpolation significantly, e.g., up to 3dB PSNR gain over Bicubic for x2 upsampling on Manga109. Besides, the performance-orientated version of LeRF reaches comparable performance with existing DNNs at much higher efficiency, e.g., less than 25% running time on a desktop GPU.

Federated Learning Privacy: Attacks, Defenses, Applications, and Policy Landscape - A Survey

Deep learning has shown incredible potential across a vast array of tasks and accompanying this growth has been an insatiable appetite for data. However, a large amount of data needed for enabling deep learning is stored on personal devices and recent concerns on privacy have further highlighted challenges for accessing such data. As a result, federated learning (FL) has emerged as an important privacy-preserving technology enabling collaborative training of machine learning models without the need to send the raw, potentially sensitive, data to a central server. However, the fundamental premise that sending model updates to a server is privacy-preserving only holds if the updates cannot be "reverse engineered" to infer information about the private training data. It has been shown under a wide variety of settings that this premise for privacy does {\em not} hold. In this survey paper, we provide a comprehensive literature review of the different privacy attacks and defense methods in FL. We identify the current limitations of these attacks and highlight the settings in which FL client privacy can be broken. We dissect some of the successful industry applications of FL and draw lessons for future successful adoption. We survey the emerging landscape of privacy regulation for FL. We conclude with future directions for taking FL toward the cherished goal of generating accurate models while preserving the privacy of the data from its participants.

Bridging Language and Items for Retrieval and Recommendation

This paper introduces BLaIR, a series of pretrained sentence embedding models specialized for recommendation scenarios. BLaIR is trained to learn correlations between item metadata and potential natural language context, which is useful for retrieving and recommending items. To pretrain BLaIR, we collect Amazon Reviews 2023, a new dataset comprising over 570 million reviews and 48 million items from 33 categories, significantly expanding beyond the scope of previous versions. We evaluate the generalization ability of BLaIR across multiple domains and tasks, including a new task named complex product search, referring to retrieving relevant items given long, complex natural language contexts. Leveraging large language models like ChatGPT, we correspondingly construct a semi-synthetic evaluation set, Amazon-C4. Empirical results on the new task, as well as conventional retrieval and recommendation tasks, demonstrate that BLaIR exhibit strong text and item representation capacity. Our datasets, code, and checkpoints are available at: https://github.com/hyp1231/AmazonReviews2023.

MIST: Defending Against Membership Inference Attacks Through Membership-Invariant Subspace Training

In Member Inference (MI) attacks, the adversary try to determine whether an instance is used to train a machine learning (ML) model. MI attacks are a major privacy concern when using private data to train ML models. Most MI attacks in the literature take advantage of the fact that ML models are trained to fit the training data well, and thus have very low loss on training instances. Most defenses against MI attacks therefore try to make the model fit the training data less well. Doing so, however, generally results in lower accuracy. We observe that training instances have different degrees of vulnerability to MI attacks. Most instances will have low loss even when not included in training. For these instances, the model can fit them well without concerns of MI attacks. An effective defense only needs to (possibly implicitly) identify instances that are vulnerable to MI attacks and avoids overfitting them. A major challenge is how to achieve such an effect in an efficient training process. Leveraging two distinct recent advancements in representation learning: counterfactually-invariant representations and subspace learning methods, we introduce a novel Membership-Invariant Subspace Training (MIST) method to defend against MI attacks. MIST avoids overfitting the vulnerable instances without significant impact on other instances. We have conducted extensive experimental studies, comparing MIST with various other state-of-the-art (SOTA) MI defenses against several SOTA MI attacks. We find that MIST outperforms other defenses while resulting in minimal reduction in testing accuracy.

Degeneration-Tuning: Using Scrambled Grid shield Unwanted Concepts from Stable Diffusion

Owing to the unrestricted nature of the content in the training data, large text-to-image diffusion models, such as Stable Diffusion (SD), are capable of generating images with potentially copyrighted or dangerous content based on corresponding textual concepts information. This includes specific intellectual property (IP), human faces, and various artistic styles. However, Negative Prompt, a widely used method for content removal, frequently fails to conceal this content due to inherent limitations in its inference logic. In this work, we propose a novel strategy named \textbf{Degeneration-Tuning (DT)} to shield contents of unwanted concepts from SD weights. By utilizing Scrambled Grid to reconstruct the correlation between undesired concepts and their corresponding image domain, we guide SD to generate meaningless content when such textual concepts are provided as input. As this adaptation occurs at the level of the model's weights, the SD, after DT, can be grafted onto other conditional diffusion frameworks like ControlNet to shield unwanted concepts. In addition to qualitatively showcasing the effectiveness of our DT method in protecting various types of concepts, a quantitative comparison of the SD before and after DT indicates that the DT method does not significantly impact the generative quality of other contents. The FID and IS scores of the model on COCO-30K exhibit only minor changes after DT, shifting from 12.61 and 39.20 to 13.04 and 38.25, respectively, which clearly outperforms the previous methods.

Text Is All You Need: Learning Language Representations for Sequential Recommendation

Sequential recommendation aims to model dynamic user behavior from historical interactions. Existing methods rely on either explicit item IDs or general textual features for sequence modeling to understand user preferences. While promising, these approaches still struggle to model cold-start items or transfer knowledge to new datasets. In this paper, we propose to model user preferences and item features as language representations that can be generalized to new items and datasets. To this end, we present a novel framework, named Recformer, which effectively learns language representations for sequential recommendation. Specifically, we propose to formulate an item as a "sentence" (word sequence) by flattening item key-value attributes described by text so that an item sequence for a user becomes a sequence of sentences. For recommendation, Recformer is trained to understand the "sentence" sequence and retrieve the next "sentence". To encode item sequences, we design a bi-directional Transformer similar to the model Longformer but with different embedding layers for sequential recommendation. For effective representation learning, we propose novel pretraining and finetuning methods which combine language understanding and recommendation tasks. Therefore, Recformer can effectively recommend the next item based on language representations. Extensive experiments conducted on six datasets demonstrate the effectiveness of Recformer for sequential recommendation, especially in low-resource and cold-start settings.