Tell Me What You Don't Know: Enhancing Refusal Capabilities of Role-Playing Agents via Representation Space Analysis and Editing

Role-Playing Agents (RPAs) have shown remarkable performance in various applications, yet they often struggle to recognize and appropriately respond to hard queries that conflict with their role-play knowledge. To investigate RPAs' performance when faced with different types of conflicting requests, we develop an evaluation benchmark that includes contextual knowledge conflicting requests, parametric knowledge conflicting requests, and non-conflicting requests to assess RPAs' ability to identify conflicts and refuse to answer appropriately without over-refusing. Through extensive evaluation, we find that most RPAs behave significant performance gaps toward different conflict requests. To elucidate the reasons, we conduct an in-depth representation-level analysis of RPAs under various conflict scenarios. Our findings reveal the existence of rejection regions and direct response regions within the model's forwarding representation, and thus influence the RPA's final response behavior. Therefore, we introduce a lightweight representation editing approach that conveniently shifts conflicting requests to the rejection region, thereby enhancing the model's refusal accuracy. The experimental results validate the effectiveness of our editing method, improving RPAs' refusal ability of conflicting requests while maintaining their general role-playing capabilities.

Dual Advancement of Representation Learning and Clustering for Sparse and Noisy Images

Sparse and noisy images (SNIs), like those in spatial gene expression data, pose significant challenges for effective representation learning and clustering, which are essential for thorough data analysis and interpretation. In response to these challenges, we propose Dual Advancement of Representation Learning and Clustering (DARLC), an innovative framework that leverages contrastive learning to enhance the representations derived from masked image modeling. Simultaneously, DARLC integrates cluster assignments in a cohesive, end-to-end approach. This integrated clustering strategy addresses the "class collision problem" inherent in contrastive learning, thus improving the quality of the resulting representations. To generate more plausible positive views for contrastive learning, we employ a graph attention network-based technique that produces denoised images as augmented data. As such, our framework offers a comprehensive approach that improves the learning of representations by enhancing their local perceptibility, distinctiveness, and the understanding of relational semantics. Furthermore, we utilize a Student's t mixture model to achieve more robust and adaptable clustering of SNIs. Extensive experiments, conducted across 12 different types of datasets consisting of SNIs, demonstrate that DARLC surpasses the state-of-the-art methods in both image clustering and generating image representations that accurately capture gene interactions. Code is available at https://github.com/zipging/DARLC.

Enhancing the Capability and Robustness of Large Language Models through Reinforcement Learning-Driven Query Refinement

The capacity of large language models (LLMs) to generate honest, harmless, and helpful responses heavily relies on the quality of user prompts. However, these prompts often tend to be brief and vague, thereby significantly limiting the full potential of LLMs. Moreover, harmful prompts can be meticulously crafted and manipulated by adversaries to jailbreak LLMs, inducing them to produce potentially toxic content. To enhance the capabilities of LLMs while maintaining strong robustness against harmful jailbreak inputs, this study proposes a transferable and pluggable framework that refines user prompts before they are input into LLMs. This strategy improves the quality of the queries, empowering LLMs to generate more truthful, benign and useful responses. Specifically, a lightweight query refinement model is introduced and trained using a specially designed reinforcement learning approach that incorporates multiple objectives to enhance particular capabilities of LLMs. Extensive experiments demonstrate that the refinement model not only improves the quality of responses but also strengthens their robustness against jailbreak attacks. Code is available at: https://github.com/Huangzisu/query-refinement .

Searching for Best Practices in Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) techniques have proven to be effective in integrating up-to-date information, mitigating hallucinations, and enhancing response quality, particularly in specialized domains. While many RAG approaches have been proposed to enhance large language models through query-dependent retrievals, these approaches still suffer from their complex implementation and prolonged response times. Typically, a RAG workflow involves multiple processing steps, each of which can be executed in various ways. Here, we investigate existing RAG approaches and their potential combinations to identify optimal RAG practices. Through extensive experiments, we suggest several strategies for deploying RAG that balance both performance and efficiency. Moreover, we demonstrate that multimodal retrieval techniques can significantly enhance question-answering capabilities about visual inputs and accelerate the generation of multimodal content using a "retrieval as generation" strategy.

Spiking Convolutional Neural Networks for Text Classification

Spiking neural networks (SNNs) offer a promising pathway to implement deep neural networks (DNNs) in a more energy-efficient manner since their neurons are sparsely activated and inferences are event-driven. However, there have been very few works that have demonstrated the efficacy of SNNs in language tasks partially because it is non-trivial to represent words in the forms of spikes and to deal with variable-length texts by SNNs. This work presents a "conversion + fine-tuning" two-step method for training SNNs for text classification and proposes a simple but effective way to encode pre-trained word embeddings as spike trains. We show empirically that after fine-tuning with surrogate gradients, the converted SNNs achieve comparable results to their DNN counterparts with much less energy consumption across multiple datasets for both English and Chinese. We also show that such SNNs are more robust to adversarial attacks than DNNs.

Towards Biologically Plausible Computing: A Comprehensive Comparison

Backpropagation is a cornerstone algorithm in training neural networks for supervised learning, which uses a gradient descent method to update network weights by minimizing the discrepancy between actual and desired outputs. Despite its pivotal role in propelling deep learning advancements, the biological plausibility of backpropagation is questioned due to its requirements for weight symmetry, global error computation, and dual-phase training. To address this long-standing challenge, many studies have endeavored to devise biologically plausible training algorithms. However, a fully biologically plausible algorithm for training multilayer neural networks remains elusive, and interpretations of biological plausibility vary among researchers. In this study, we establish criteria for biological plausibility that a desirable learning algorithm should meet. Using these criteria, we evaluate a range of existing algorithms considered to be biologically plausible, including Hebbian learning, spike-timing-dependent plasticity, feedback alignment, target propagation, predictive coding, forward-forward algorithm, perturbation learning, local losses, and energy-based learning. Additionally, we empirically evaluate these algorithms across diverse network architectures and datasets. We compare the feature representations learned by these algorithms with brain activity recorded by non-invasive devices under identical stimuli, aiming to identify which algorithm can most accurately replicate brain activity patterns. We are hopeful that this study could inspire the development of new biologically plausible algorithms for training multilayer networks, thereby fostering progress in both the fields of neuroscience and machine learning.

Promoting Data and Model Privacy in Federated Learning through Quantized LoRA

Conventional federated learning primarily aims to secure the privacy of data distributed across multiple edge devices, with the global model dispatched to edge devices for parameter updates during the learning process. However, the development of large language models (LLMs) requires substantial data and computational resources, rendering them valuable intellectual properties for their developers and owners. To establish a mechanism that protects both data and model privacy in a federated learning context, we introduce a method that just needs to distribute a quantized version of the model's parameters during training. This method enables accurate gradient estimations for parameter updates while preventing clients from accessing a model whose performance is comparable to the centrally hosted one. Moreover, we combine this quantization strategy with LoRA, a popular and parameter-efficient fine-tuning method, to significantly reduce communication costs in federated learning. The proposed framework, named \textsc{FedLPP}, successfully ensures both data and model privacy in the federated learning context. Additionally, the learned central model exhibits good generalization and can be trained in a resource-efficient manner.

Advancing Spiking Neural Networks for Sequential Modeling with Central Pattern Generators

Spiking neural networks (SNNs) represent a promising approach to developing artificial neural networks that are both energy-efficient and biologically plausible. However, applying SNNs to sequential tasks, such as text classification and time-series forecasting, has been hindered by the challenge of creating an effective and hardware-friendly spike-form positional encoding (PE) strategy. Drawing inspiration from the central pattern generators (CPGs) in the human brain, which produce rhythmic patterned outputs without requiring rhythmic inputs, we propose a novel PE technique for SNNs, termed CPG-PE. We demonstrate that the commonly used sinusoidal PE is mathematically a specific solution to the membrane potential dynamics of a particular CPG. Moreover, extensive experiments across various domains, including time-series forecasting, natural language processing, and image classification, show that SNNs with CPG-PE outperform their conventional counterparts. Additionally, we perform analysis experiments to elucidate the mechanism through which SNNs encode positional information and to explore the function of CPGs in the human brain. This investigation may offer valuable insights into the fundamental principles of neural computation.

Decoding Continuous Character-based Language from Non-invasive Brain Recordings

Deciphering natural language from brain activity through non-invasive devices remains a formidable challenge. Previous non-invasive decoders either require multiple experiments with identical stimuli to pinpoint cortical regions and enhance signal-to-noise ratios in brain activity, or they are limited to discerning basic linguistic elements such as letters and words. We propose a novel approach to decoding continuous language from single-trial non-invasive fMRI recordings, in which a three-dimensional convolutional network augmented with information bottleneck is developed to automatically identify responsive voxels to stimuli, and a character-based decoder is designed for the semantic reconstruction of continuous language characterized by inherent character structures. The resulting decoder can produce intelligible textual sequences that faithfully capture the meaning of perceived speech both within and across subjects, while existing decoders exhibit significantly inferior performance in cross-subject contexts. The ability to decode continuous language from single trials across subjects demonstrates the promising applications of non-invasive language brain-computer interfaces in both healthcare and neuroscience.

Advancing Parameter Efficiency in Fine-tuning via Representation Editing

Parameter Efficient Fine-Tuning (PEFT) has gained significant attention for its ability to achieve competitive results while updating only a small subset of trainable parameters. Despite the promising performance of current PEFT methods, they present challenges in hyperparameter selection, such as determining the rank of LoRA or Adapter, or specifying the length of soft prompts. In addressing these challenges, we propose a novel approach to fine-tuning neural models, termed Representation EDiting (RED), which scales and biases the representation produced at each layer. RED substantially reduces the number of trainable parameters by a factor of $25,700$ compared to full parameter fine-tuning, and by a factor of $32$ compared to LoRA. Remarkably, RED achieves comparable or superior results to full parameter fine-tuning and other PEFT methods. Extensive experiments were conducted across models of varying architectures and scales, including RoBERTa, GPT-2, T5, and Llama-2, and the results demonstrate the efficiency and efficacy of RED, positioning it as a promising PEFT approach for large neural models.