Less is More: Extreme Gradient Boost Rank-1 Adaption for Efficient Finetuning of LLMs

Fine-tuning Large Language Models (LLMs) has become a crucial technique for adapting pre-trained models to downstream tasks. However, the enormous size of LLMs poses significant challenges in terms of computational complexity and resource requirements. Low-Rank Adaptation (LoRA) has emerged as a promising solution. However, there exists a gap between the practical performance of low-rank adaptations and its theoretical optimum. In this work, we propose eXtreme Gradient Boosting LoRA (XGBLoRA), a novel framework that bridges this gap by leveraging the power of ensemble learning. Inspired by gradient boosting, XGBLoRA iteratively learns and merges a sequence of LoRA adaptations to refine model predictions. It achieves better performance than the standard LoRA, while enjoying the computational efficiency of rank-1 adaptations. We provide theoretical analysis to show the convergence and optimality of our approach, and conduct extensive experiments on a range of natural language processing tasks. The results demonstrate that XGBLoRA consistently outperforms standard LoRA and achieves performance comparable to full fine-tuning with significantly fewer trainable parameters. This work advances parameter-efficient fine-tuning for LLMs, and offers a promising solution for adapting LLMs to downstream tasks while optimizing performance and efficiency.

aiXcoder-7B: A Lightweight and Effective Large Language Model for Code Completion

Large Language Models (LLMs) have been widely used in code completion, and researchers are focusing on scaling up LLMs to improve their accuracy. However, larger LLMs will increase the response time of code completion and decrease the developers' productivity. In this paper, we propose a lightweight and effective LLM for code completion named aiXcoder-7B. Compared to existing LLMs, aiXcoder-7B achieves higher code completion accuracy while having smaller scales (i.e., 7 billion parameters). We attribute the superiority of aiXcoder-7B to three key factors: (1) Multi-objective training. We employ three training objectives, one of which is our proposed Structured Fill-In-the-Middle (SFIM). SFIM considers the syntax structures in code and effectively improves the performance of LLMs for code. (2) Diverse data sampling strategies. They consider inter-file relationships and enhance the capability of LLMs in understanding cross-file contexts. (3) Extensive high-quality data. We establish a rigorous data collection pipeline and consume a total of 1.2 trillion unique tokens for training aiXcoder-7B. This vast volume of data enables aiXcoder-7B to learn a broad distribution of code. We evaluate aiXcoder-7B in five popular code completion benchmarks and a new benchmark collected by this paper. The results show that aiXcoder-7B outperforms the latest six LLMs with similar sizes and even surpasses four larger LLMs (e.g., StarCoder2-15B and CodeLlama-34B), positioning aiXcoder-7B as a lightweight and effective LLM for academia and industry. Finally, we summarize three valuable insights for helping practitioners train the next generations of LLMs for code. aiXcoder-7B has been open-souced and gained significant attention. As of the submission date, aiXcoder-7B has received 2,193 GitHub Stars.

Hallo2: Long-Duration and High-Resolution Audio-Driven Portrait Image Animation

Recent advances in latent diffusion-based generative models for portrait image animation, such as Hallo, have achieved impressive results in short-duration video synthesis. In this paper, we present updates to Hallo, introducing several design enhancements to extend its capabilities. First, we extend the method to produce long-duration videos. To address substantial challenges such as appearance drift and temporal artifacts, we investigate augmentation strategies within the image space of conditional motion frames. Specifically, we introduce a patch-drop technique augmented with Gaussian noise to enhance visual consistency and temporal coherence over long duration. Second, we achieve 4K resolution portrait video generation. To accomplish this, we implement vector quantization of latent codes and apply temporal alignment techniques to maintain coherence across the temporal dimension. By integrating a high-quality decoder, we realize visual synthesis at 4K resolution. Third, we incorporate adjustable semantic textual labels for portrait expressions as conditional inputs. This extends beyond traditional audio cues to improve controllability and increase the diversity of the generated content. To the best of our knowledge, Hallo2, proposed in this paper, is the first method to achieve 4K resolution and generate hour-long, audio-driven portrait image animations enhanced with textual prompts. We have conducted extensive experiments to evaluate our method on publicly available datasets, including HDTF, CelebV, and our introduced "Wild" dataset. The experimental results demonstrate that our approach achieves state-of-the-art performance in long-duration portrait video animation, successfully generating rich and controllable content at 4K resolution for duration extending up to tens of minutes. Project page https://fudan-generative-vision.github.io/hallo2

Generating Equivalent Representations of Code By A Self-Reflection Approach

Equivalent Representations (ERs) of code are textual representations that preserve the same semantics as the code itself, e.g., natural language comments and pseudocode. ERs play a critical role in software development and maintenance. However, how to automatically generate ERs of code remains an open challenge. In this paper, we propose a self-reflection approach to generating ERs of code. It enables two Large Language Models (LLMs) to work mutually and produce an ER through a reflection process. Depending on whether constraints on ERs are applied, our approach generates ERs in both open and constrained settings. We conduct a empirical study to generate ERs in two settings and obtain eight findings. (1) Generating ERs in the open setting. In the open setting, we allow LLMs to represent code without any constraints, analyzing the resulting ERs and uncovering five key findings. These findings shed light on how LLMs comprehend syntactic structures, APIs, and numerical computations in code. (2) Generating ERs in the constrained setting. In the constrained setting, we impose constraints on ERs, such as natural language comments, pseudocode, and flowcharts. This allows our approach to address a range of software engineering tasks. Based on our experiments, we have three findings demonstrating that our approach can effectively generate ERs that adhere to specific constraints, thus supporting various software engineering tasks. (3) Future directions. We also discuss potential future research directions, such as deriving intermediate languages for code generation, exploring LLM-friendly requirement descriptions, and further supporting software engineering tasks. We believe that this paper will spark discussions in research communities and inspire many follow-up studies.

Towards Native Generative Model for 3D Head Avatar

Creating 3D head avatars is a significant yet challenging task for many applicated scenarios. Previous studies have set out to learn 3D human head generative models using massive 2D image data. Although these models are highly generalizable for human appearance, their result models are not 360$^\circ$-renderable, and the predicted 3D geometry is unreliable. Therefore, such results cannot be used in VR, game modeling, and other scenarios that require 360$^\circ$-renderable 3D head models. An intuitive idea is that 3D head models with limited amount but high 3D accuracy are more reliable training data for a high-quality 3D generative model. In this vein, we delve into how to learn a native generative model for 360$^\circ$ full head from a limited 3D head dataset. Specifically, three major problems are studied: 1) how to effectively utilize various representations for generating the 360$^\circ$-renderable human head; 2) how to disentangle the appearance, shape, and motion of human faces to generate a 3D head model that can be edited by appearance and driven by motion; 3) and how to extend the generalization capability of the generative model to support downstream tasks. Comprehensive experiments are conducted to verify the effectiveness of the proposed model. We hope the proposed models and artist-designed dataset can inspire future research on learning native generative 3D head models from limited 3D datasets.

HAICOSYSTEM: An Ecosystem for Sandboxing Safety Risks in Human-AI Interactions

AI agents are increasingly autonomous in their interactions with human users and tools, leading to increased interactional safety risks. We present HAICOSYSTEM, a framework examining AI agent safety within diverse and complex social interactions. HAICOSYSTEM features a modular sandbox environment that simulates multi-turn interactions between human users and AI agents, where the AI agents are equipped with a variety of tools (e.g., patient management platforms) to navigate diverse scenarios (e.g., a user attempting to access other patients' profiles). To examine the safety of AI agents in these interactions, we develop a comprehensive multi-dimensional evaluation framework that uses metrics covering operational, content-related, societal, and legal risks. Through running 1840 simulations based on 92 scenarios across seven domains (e.g., healthcare, finance, education), we demonstrate that HAICOSYSTEM can emulate realistic user-AI interactions and complex tool use by AI agents. Our experiments show that state-of-the-art LLMs, both proprietary and open-sourced, exhibit safety risks in over 50\% cases, with models generally showing higher risks when interacting with simulated malicious users. Our findings highlight the ongoing challenge of building agents that can safely navigate complex interactions, particularly when faced with malicious users. To foster the AI agent safety ecosystem, we release a code platform that allows practitioners to create custom scenarios, simulate interactions, and evaluate the safety and performance of their agents.

A Unified Approach for Learning the Dynamics of Power System Generators and Inverter-based Resources

The growing prevalence of inverter-based resources (IBRs) for renewable energy integration and electrification greatly challenges power system dynamic analysis. To account for both synchronous generators (SGs) and IBRs, this work presents an approach for learning the model of an individual dynamic component. The recurrent neural network (RNN) model is used to match the recursive structure in predicting the key dynamical states of a component from its terminal bus voltage and set-point input. To deal with the fast transients especially due to IBRs, we develop a Stable Integral (SI-)RNN to mimic high-order integral methods that can enhance the stability and accuracy for the dynamic learning task. We demonstrate that the proposed SI-RNN model not only can successfully predict the component's dynamic behaviors, but also offers the possibility of efficiently computing the dynamic sensitivity relative to a set-point change. These capabilities have been numerically validated based on full-order Electromagnetic Transient (EMT) simulations on a small test system with both SGs and IBRs, particularly for predicting the dynamics of grid-forming inverters.

Granular-ball Representation Learning for Deep CNN on Learning with Label Noise

In actual scenarios, whether manually or automatically annotated, label noise is inevitably generated in the training data, which can affect the effectiveness of deep CNN models. The popular solutions require data cleaning or designing additional optimizations to punish the data with mislabeled data, thereby enhancing the robustness of models. However, these methods come at the cost of weakening or even losing some data during the training process. As we know, content is the inherent attribute of an image that does not change with changes in annotations. In this study, we propose a general granular-ball computing (GBC) module that can be embedded into a CNN model, where the classifier finally predicts the label of granular-ball ($gb$) samples instead of each individual samples. Specifically, considering the classification task: (1) in forward process, we split the input samples as $gb$ samples at feature-level, each of which can correspond to multiple samples with varying numbers and share one single label; (2) during the backpropagation process, we modify the gradient allocation strategy of the GBC module to enable it to propagate normally; and (3) we develop an experience replay policy to ensure the stability of the training process. Experiments demonstrate that the proposed method can improve the robustness of CNN models with no additional data or optimization.

LEVIS: Large Exact Verifiable Input Spaces for Neural Networks

The robustness of neural networks is paramount in safety-critical applications. While most current robustness verification methods assess the worst-case output under the assumption that the input space is known, identifying a verifiable input space $\mathcal{C}$, where no adversarial examples exist, is crucial for effective model selection, robustness evaluation, and the development of reliable control strategies. To address this challenge, we introduce a novel framework, $\texttt{LEVIS}$, comprising $\texttt{LEVIS}$-$\alpha$ and $\texttt{LEVIS}$-$\beta$. $\texttt{LEVIS}$-$\alpha$ locates the largest possible verifiable ball within the central region of $\mathcal{C}$ that intersects at least two boundaries. In contrast, $\texttt{LEVIS}$-$\beta$ integrates multiple verifiable balls to encapsulate the entirety of the verifiable space comprehensively. Our contributions are threefold: (1) We propose $\texttt{LEVIS}$ equipped with three pioneering techniques that identify the maximum verifiable ball and the nearest adversarial point along collinear or orthogonal directions. (2) We offer a theoretical analysis elucidating the properties of the verifiable balls acquired through $\texttt{LEVIS}$-$\alpha$ and $\texttt{LEVIS}$-$\beta$. (3) We validate our methodology across diverse applications, including electrical power flow regression and image classification, showcasing performance enhancements and visualizations of the searching characteristics.

CAT: Caution Aware Transfer in Reinforcement Learning via Distributional Risk

Transfer learning in reinforcement learning (RL) has become a pivotal strategy for improving data efficiency in new, unseen tasks by utilizing knowledge from previously learned tasks. This approach is especially beneficial in real-world deployment scenarios where computational resources are constrained and agents must adapt rapidly to novel environments. However, current state-of-the-art methods often fall short in ensuring safety during the transfer process, particularly when unforeseen risks emerge in the deployment phase. In this work, we address these limitations by introducing a novel Caution-Aware Transfer Learning (CAT) framework. Unlike traditional approaches that limit risk considerations to mean-variance, we define "caution" as a more generalized and comprehensive notion of risk. Our core innovation lies in optimizing a weighted sum of reward return and caution-based on state-action occupancy measures-during the transfer process, allowing for a rich representation of diverse risk factors. To the best of our knowledge, this is the first work to explore the optimization of such a generalized risk notion within the context of transfer RL. Our contributions are threefold: (1) We propose a Caution-Aware Transfer (CAT) framework that evaluates source policies within the test environment and constructs a new policy that balances reward maximization and caution. (2) We derive theoretical sub-optimality bounds for our method, providing rigorous guarantees of its efficacy. (3) We empirically validate CAT, demonstrating that it consistently outperforms existing methods by delivering safer policies under varying risk conditions in the test tasks.