FinTMMBench: Benchmarking Temporal-Aware Multi-Modal RAG in Finance

Finance decision-making often relies on in-depth data analysis across various data sources, including financial tables, news articles, stock prices, etc. In this work, we introduce FinTMMBench, the first comprehensive benchmark for evaluating temporal-aware multi-modal Retrieval-Augmented Generation (RAG) systems in finance. Built from heterologous data of NASDAQ 100 companies, FinTMMBench offers three significant advantages. 1) Multi-modal Corpus: It encompasses a hybrid of financial tables, news articles, daily stock prices, and visual technical charts as the corpus. 2) Temporal-aware Questions: Each question requires the retrieval and interpretation of its relevant data over a specific time period, including daily, weekly, monthly, quarterly, and annual periods. 3) Diverse Financial Analysis Tasks: The questions involve 10 different tasks, including information extraction, trend analysis, sentiment analysis and event detection, etc. We further propose a novel TMMHybridRAG method, which first leverages LLMs to convert data from other modalities (e.g., tabular, visual and time-series data) into textual format and then incorporates temporal information in each node when constructing graphs and dense indexes. Its effectiveness has been validated in extensive experiments, but notable gaps remain, highlighting the challenges presented by our FinTMMBench.

Optimizing Knowledge Integration in Retrieval-Augmented Generation with Self-Selection

Retrieval-Augmented Generation (RAG), which integrates external knowledge into Large Language Models (LLMs), has proven effective in enabling LLMs to produce more accurate and reliable responses. However, it remains a significant challenge how to effectively integrate external retrieved knowledge with internal parametric knowledge in LLMs. In this work, we propose a novel Self-Selection RAG framework, where the LLM is made to select from pairwise responses generated with internal parametric knowledge solely and with external retrieved knowledge together to achieve enhanced accuracy. To this end, we devise a Self-Selection-RGP method to enhance the capabilities of the LLM in both generating and selecting the correct answer, by training the LLM with Direct Preference Optimization (DPO) over a curated Retrieval Generation Preference (RGP) dataset. Experimental results with two open-source LLMs (i.e., Llama2-13B-Chat and Mistral-7B) well demonstrate the superiority of our approach over other baseline methods on Natural Questions (NQ) and TrivialQA datasets.

Large Language Models for Recommendation with Deliberative User Preference Alignment

While recent advancements in aligning Large Language Models (LLMs) with recommendation tasks have shown great potential and promising performance overall, these aligned recommendation LLMs still face challenges in complex scenarios. This is primarily due to the current alignment approach focusing on optimizing LLMs to generate user feedback directly, without incorporating deliberation. To overcome this limitation and develop more reliable LLMs for recommendations, we propose a new Deliberative Recommendation task, which incorporates explicit reasoning about user preferences as an additional alignment goal. We then introduce the Deliberative User Preference Alignment framework, designed to enhance reasoning capabilities by utilizing verbalized user feedback in a step-wise manner to tackle this task. The framework employs collaborative step-wise experts and tailored training strategies for each expert. Experimental results across three real-world datasets demonstrate the rationality of the deliberative task formulation and the superior performance of the proposed framework in improving both prediction accuracy and reasoning quality.

Leveraging Memory Retrieval to Enhance LLM-based Generative Recommendation

Leveraging Large Language Models (LLMs) to harness user-item interaction histories for item generation has emerged as a promising paradigm in generative recommendation. However, the limited context window of LLMs often restricts them to focusing on recent user interactions only, leading to the neglect of long-term interests involved in the longer histories. To address this challenge, we propose a novel Automatic Memory-Retrieval framework (AutoMR), which is capable of storing long-term interests in the memory and extracting relevant information from it for next-item generation within LLMs. Extensive experimental results on two real-world datasets demonstrate the effectiveness of our proposed AutoMR framework in utilizing long-term interests for generative recommendation.

Cooperative SQL Generation for Segmented Databases By Using Multi-functional LLM Agents

Text-to-SQL task aims to automatically yield SQL queries according to user text questions. To address this problem, we propose a Cooperative SQL Generation framework based on Multi-functional Agents (CSMA) through information interaction among large language model (LLM) based agents who own part of the database schema seperately. Inspired by the collaboration in human teamwork, CSMA consists of three stages: 1) Question-related schema collection, 2) Question-corresponding SQL query generation, and 3) SQL query correctness check. In the first stage, agents analyze their respective schema and communicate with each other to collect the schema information relevant to the question. In the second stage, agents try to generate the corresponding SQL query for the question using the collected information. In the third stage, agents check if the SQL query is created correctly according to their known information. This interaction-based method makes the question-relevant part of database schema from each agent to be used for SQL generation and check. Experiments on the Spider and Bird benckmark demonstrate that CSMA achieves a high performance level comparable to the state-of-the-arts, meanwhile holding the private data in these individual agents.

Effective and Efficient Adversarial Detection for Vision-Language Models via A Single Vector

Visual Language Models (VLMs) are vulnerable to adversarial attacks, especially those from adversarial images, which is however under-explored in literature. To facilitate research on this critical safety problem, we first construct a new laRge-scale Adervsarial images dataset with Diverse hArmful Responses (RADAR), given that existing datasets are either small-scale or only contain limited types of harmful responses. With the new RADAR dataset, we further develop a novel and effective iN-time Embedding-based AdveRSarial Image DEtection (NEARSIDE) method, which exploits a single vector that distilled from the hidden states of VLMs, which we call the attacking direction, to achieve the detection of adversarial images against benign ones in the input. Extensive experiments with two victim VLMs, LLaVA and MiniGPT-4, well demonstrate the effectiveness, efficiency, and cross-model transferrability of our proposed method. Our code is available at https://github.com/mob-scu/RADAR-NEARSIDE

MMDocBench: Benchmarking Large Vision-Language Models for Fine-Grained Visual Document Understanding

Large Vision-Language Models (LVLMs) have achieved remarkable performance in many vision-language tasks, yet their capabilities in fine-grained visual understanding remain insufficiently evaluated. Existing benchmarks either contain limited fine-grained evaluation samples that are mixed with other data, or are confined to object-level assessments in natural images. To holistically assess LVLMs' fine-grained visual understanding capabilities, we propose using document images with multi-granularity and multi-modal information to supplement natural images. In this light, we construct MMDocBench, a benchmark with various OCR-free document understanding tasks for the evaluation of fine-grained visual perception and reasoning abilities. MMDocBench defines 15 main tasks with 4,338 QA pairs and 11,353 supporting regions, covering various document images such as research papers, receipts, financial reports, Wikipedia tables, charts, and infographics. Based on MMDocBench, we conduct extensive experiments using 13 open-source and 3 proprietary advanced LVLMs, assessing their strengths and weaknesses across different tasks and document image types. The benchmark, task instructions, and evaluation code will be made publicly available.

Large Language Models Empowered Personalized Web Agents

Web agents have emerged as a promising direction to automate Web task completion based on user instructions, significantly enhancing user experience. Recently, Web agents have evolved from traditional agents to Large Language Models (LLMs)-based Web agents. Despite their success, existing LLM-based Web agents overlook the importance of personalized data (e.g., user profiles and historical Web behaviors) in assisting the understanding of users' personalized instructions and executing customized actions. To overcome the limitation, we first formulate the task of LLM-empowered personalized Web agents, which integrate personalized data and user instructions to personalize instruction comprehension and action execution. To address the absence of a comprehensive evaluation benchmark, we construct a Personalized Web Agent Benchmark (PersonalWAB), featuring user instructions, personalized user data, Web functions, and two evaluation paradigms across three personalized Web tasks. Moreover, we propose a Personalized User Memory-enhanced Alignment (PUMA) framework to adapt LLMs to the personalized Web agent task. PUMA utilizes a memory bank with a task-specific retrieval strategy to filter relevant historical Web behaviors. Based on the behaviors, PUMA then aligns LLMs for personalized action execution through fine-tuning and direct preference optimization. Extensive experiments validate the superiority of PUMA over existing Web agents on PersonalWAB.

VideoQA in the Era of LLMs: An Empirical Study

Video Large Language Models (Video-LLMs) are flourishing and has advanced many video-language tasks. As a golden testbed, Video Question Answering (VideoQA) plays pivotal role in Video-LLM developing. This work conducts a timely and comprehensive study of Video-LLMs' behavior in VideoQA, aiming to elucidate their success and failure modes, and provide insights towards more human-like video understanding and question answering. Our analyses demonstrate that Video-LLMs excel in VideoQA; they can correlate contextual cues and generate plausible responses to questions about varied video contents. However, models falter in handling video temporality, both in reasoning about temporal content ordering and grounding QA-relevant temporal moments. Moreover, the models behave unintuitively - they are unresponsive to adversarial video perturbations while being sensitive to simple variations of candidate answers and questions. Also, they do not necessarily generalize better. The findings demonstrate Video-LLMs' QA capability in standard condition yet highlight their severe deficiency in robustness and interpretability, suggesting the urgent need on rationales in Video-LLM developing.

CrAM: Credibility-Aware Attention Modification in LLMs for Combating Misinformation in RAG

Retrieval-Augmented Generation (RAG) can alleviate hallucinations of Large Language Models (LLMs) by referencing external documents. However, the misinformation in external documents may mislead LLMs' generation. To address this issue, we explore the task of "credibility-aware RAG", in which LLMs automatically adjust the influence of retrieved documents based on their credibility scores to counteract misinformation. To this end, we introduce a plug-and-play method named $\textbf{Cr}$edibility-aware $\textbf{A}$ttention $\textbf{M}$odification (CrAM). CrAM identifies influential attention heads in LLMs and adjusts their attention scores based on the credibility of the documents, thereby reducing the impact of low-credibility documents. Experiments on Natual Questions and TriviaQA using Llama2-13B, Llama3-8B, and Qwen-7B show that CrAM improves the RAG performance of LLMs against misinformation pollution by over 20%, even surpassing supervised fine-tuning methods.