Beyond the Sequence: Statistics-Driven Pre-training for Stabilizing Sequential Recommendation Model

The sequential recommendation task aims to predict the item that user is interested in according to his/her historical action sequence. However, inevitable random action, i.e. user randomly accesses an item among multiple candidates or clicks several items at random order, cause the sequence fails to provide stable and high-quality signals. To alleviate the issue, we propose the StatisTics-Driven Pre-traing framework (called STDP briefly). The main idea of the work lies in the exploration of utilizing the statistics information along with the pre-training paradigm to stabilize the optimization of recommendation model. Specifically, we derive two types of statistical information: item co-occurrence across sequence and attribute frequency within the sequence. And we design the following pre-training tasks: 1) The co-occurred items prediction task, which encourages the model to distribute its attention on multiple suitable targets instead of just focusing on the next item that may be unstable. 2) We generate a paired sequence by replacing items with their co-occurred items and enforce its representation close with the original one, thus enhancing the model's robustness to the random noise. 3) To reduce the impact of random on user's long-term preferences, we encourage the model to capture sequence-level frequent attributes. The significant improvement over six datasets demonstrates the effectiveness and superiority of the proposal, and further analysis verified the generalization of the STDP framework on other models.

Beyond the Known: Investigating LLMs Performance on Out-of-Domain Intent Detection

Out-of-domain (OOD) intent detection aims to examine whether the user's query falls outside the predefined domain of the system, which is crucial for the proper functioning of task-oriented dialogue (TOD) systems. Previous methods address it by fine-tuning discriminative models. Recently, some studies have been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, but it is still unclear for their ability on OOD detection task.This paper conducts a comprehensive evaluation of LLMs under various experimental settings, and then outline the strengths and weaknesses of LLMs. We find that LLMs exhibit strong zero-shot and few-shot capabilities, but is still at a disadvantage compared to models fine-tuned with full resource. More deeply, through a series of additional analysis experiments, we discuss and summarize the challenges faced by LLMs and provide guidance for future work including injecting domain knowledge, strengthening knowledge transfer from IND(In-domain) to OOD, and understanding long instructions.

Exploiting Duality in Open Information Extraction with Predicate Prompt

Open information extraction (OpenIE) aims to extract the schema-free triplets in the form of (\emph{subject}, \emph{predicate}, \emph{object}) from a given sentence. Compared with general information extraction (IE), OpenIE poses more challenges for the IE models, {especially when multiple complicated triplets exist in a sentence. To extract these complicated triplets more effectively, in this paper we propose a novel generative OpenIE model, namely \emph{DualOIE}, which achieves a dual task at the same time as extracting some triplets from the sentence, i.e., converting the triplets into the sentence.} Such dual task encourages the model to correctly recognize the structure of the given sentence and thus is helpful to extract all potential triplets from the sentence. Specifically, DualOIE extracts the triplets in two steps: 1) first extracting a sequence of all potential predicates, 2) then using the predicate sequence as a prompt to induce the generation of triplets. Our experiments on two benchmarks and our dataset constructed from Meituan demonstrate that DualOIE achieves the best performance among the state-of-the-art baselines. Furthermore, the online A/B test on Meituan platform shows that 0.93\% improvement of QV-CTR and 0.56\% improvement of UV-CTR have been obtained when the triplets extracted by DualOIE were leveraged in Meituan's search system.

Entity-Aspect-Opinion-Sentiment Quadruple Extraction for Fine-grained Sentiment Analysis

Product reviews often contain a large number of implicit aspects and object-attribute co-existence cases. Unfortunately, many existing studies in Aspect-Based Sentiment Analysis (ABSA) have overlooked this issue, which can make it difficult to extract opinions comprehensively and fairly. In this paper, we propose a new task called Entity-Aspect-Opinion-Sentiment Quadruple Extraction (EASQE), which aims to hierarchically decompose aspect terms into entities and aspects to avoid information loss, non-exclusive annotations, and opinion misunderstandings in ABSA tasks. To facilitate research in this new task, we have constructed four datasets (Res14-EASQE, Res15-EASQE, Res16-EASQE, and Lap14-EASQE) based on the SemEval Restaurant and Laptop datasets. We have also proposed a novel two-stage sequence-tagging based Trigger-Opinion framework as the baseline for the EASQE task. Empirical evaluations show that our Trigger-Opinion framework can generate satisfactory EASQE results and can also be applied to other ABSA tasks, significantly outperforming state-of-the-art methods. We have made the four datasets and source code of Trigger-Opinion publicly available to facilitate further research in this area.

A Wolf in Sheep's Clothing: Generalized Nested Jailbreak Prompts can Fool Large Language Models Easily

Large Language Models (LLMs), such as ChatGPT and GPT-4, are designed to provide useful and safe responses. However, adversarial prompts known as 'jailbreaks' can circumvent safeguards, leading LLMs to generate harmful content. Exploring jailbreak prompts can help to better reveal the weaknesses of LLMs and further steer us to secure them. Unfortunately, existing jailbreak methods either suffer from intricate manual design or require optimization on another white-box model, compromising generalization or jailbreak efficiency. In this paper, we generalize jailbreak prompt attacks into two aspects: (1) Prompt Rewriting and (2) Scenario Nesting. Based on this, we propose ReNeLLM, an automatic framework that leverages LLMs themselves to generate effective jailbreak prompts. Extensive experiments demonstrate that ReNeLLM significantly improves the attack success rate while greatly reducing the time cost compared to existing baselines. Our study also reveals the inadequacy of current defense methods in safeguarding LLMs. Finally, we offer detailed analysis and discussion from the perspective of prompt execution priority on the failure of LLMs' defense. We hope that our research can catalyze both the academic community and LLMs vendors towards the provision of safer and more regulated Large Language Models.

APP: Adaptive Prototypical Pseudo-Labeling for Few-shot OOD Detection

Detecting out-of-domain (OOD) intents from user queries is essential for a task-oriented dialogue system. Previous OOD detection studies generally work on the assumption that plenty of labeled IND intents exist. In this paper, we focus on a more practical few-shot OOD setting where there are only a few labeled IND data and massive unlabeled mixed data that may belong to IND or OOD. The new scenario carries two key challenges: learning discriminative representations using limited IND data and leveraging unlabeled mixed data. Therefore, we propose an adaptive prototypical pseudo-labeling (APP) method for few-shot OOD detection, including a prototypical OOD detection framework (ProtoOOD) to facilitate low-resource OOD detection using limited IND data, and an adaptive pseudo-labeling method to produce high-quality pseudo OOD\&IND labels. Extensive experiments and analysis demonstrate the effectiveness of our method for few-shot OOD detection.

Large Language Models Meet Open-World Intent Discovery and Recognition: An Evaluation of ChatGPT

The tasks of out-of-domain (OOD) intent discovery and generalized intent discovery (GID) aim to extend a closed intent classifier to open-world intent sets, which is crucial to task-oriented dialogue (TOD) systems. Previous methods address them by fine-tuning discriminative models. Recently, although some studies have been exploring the application of large language models (LLMs) represented by ChatGPT to various downstream tasks, it is still unclear for the ability of ChatGPT to discover and incrementally extent OOD intents. In this paper, we comprehensively evaluate ChatGPT on OOD intent discovery and GID, and then outline the strengths and weaknesses of ChatGPT. Overall, ChatGPT exhibits consistent advantages under zero-shot settings, but is still at a disadvantage compared to fine-tuned models. More deeply, through a series of analytical experiments, we summarize and discuss the challenges faced by LLMs including clustering, domain-specific understanding, and cross-domain in-context learning scenarios. Finally, we provide empirical guidance for future directions to address these challenges.

Towards Visual Taxonomy Expansion

Taxonomy expansion task is essential in organizing the ever-increasing volume of new concepts into existing taxonomies. Most existing methods focus exclusively on using textual semantics, leading to an inability to generalize to unseen terms and the "Prototypical Hypernym Problem." In this paper, we propose Visual Taxonomy Expansion (VTE), introducing visual features into the taxonomy expansion task. We propose a textual hypernymy learning task and a visual prototype learning task to cluster textual and visual semantics. In addition to the tasks on respective modalities, we introduce a hyper-proto constraint that integrates textual and visual semantics to produce fine-grained visual semantics. Our method is evaluated on two datasets, where we obtain compelling results. Specifically, on the Chinese taxonomy dataset, our method significantly improves accuracy by 8.75 %. Additionally, our approach performs better than ChatGPT on the Chinese taxonomy dataset.

Exchanging-based Multimodal Fusion with Transformer

We study the problem of multimodal fusion in this paper. Recent exchanging-based methods have been proposed for vision-vision fusion, which aim to exchange embeddings learned from one modality to the other. However, most of them project inputs of multimodalities into different low-dimensional spaces and cannot be applied to the sequential input data. To solve these issues, in this paper, we propose a novel exchanging-based multimodal fusion model MuSE for text-vision fusion based on Transformer. We first use two encoders to separately map multimodal inputs into different low-dimensional spaces. Then we employ two decoders to regularize the embeddings and pull them into the same space. The two decoders capture the correlations between texts and images with the image captioning task and the text-to-image generation task, respectively. Further, based on the regularized embeddings, we present CrossTransformer, which uses two Transformer encoders with shared parameters as the backbone model to exchange knowledge between multimodalities. Specifically, CrossTransformer first learns the global contextual information of the inputs in the shallow layers. After that, it performs inter-modal exchange by selecting a proportion of tokens in one modality and replacing their embeddings with the average of embeddings in the other modality. We conduct extensive experiments to evaluate the performance of MuSE on the Multimodal Named Entity Recognition task and the Multimodal Sentiment Analysis task. Our results show the superiority of MuSE against other competitors. Our code and data are provided at https://github.com/RecklessRonan/MuSE.

Bridging the KB-Text Gap: Leveraging Structured Knowledge-aware Pre-training for KBQA

Knowledge Base Question Answering (KBQA) aims to answer natural language questions with factual information such as entities and relations in KBs. However, traditional Pre-trained Language Models (PLMs) are directly pre-trained on large-scale natural language corpus, which poses challenges for them in understanding and representing complex subgraphs in structured KBs. To bridge the gap between texts and structured KBs, we propose a Structured Knowledge-aware Pre-training method (SKP). In the pre-training stage, we introduce two novel structured knowledge-aware tasks, guiding the model to effectively learn the implicit relationship and better representations of complex subgraphs. In downstream KBQA task, we further design an efficient linearization strategy and an interval attention mechanism, which assist the model to better encode complex subgraphs and shield the interference of irrelevant subgraphs during reasoning respectively. Detailed experiments and analyses on WebQSP verify the effectiveness of SKP, especially the significant improvement in subgraph retrieval (+4.08% H@10).