CogSteer: Cognition-Inspired Selective Layer Intervention for Efficient Semantic Steering in Large Language Models

Despite their impressive capabilities, large language models (LLMs) often lack interpretability and can generate toxic content. While using LLMs as foundation models and applying semantic steering methods are widely practiced, we believe that efficient methods should be based on a thorough understanding of LLM behavior. To this end, we propose using eye movement measures to interpret LLM behavior across layers. We find that LLMs exhibit patterns similar to human gaze across layers and different layers function differently. Inspired by these findings, we introduce a heuristic steering layer selection and apply it to layer intervention methods via fine-tuning and inference. Using language toxification and detoxification as test beds, we demonstrate that our proposed CogSteer methods achieve better results in terms of toxicity scores while efficiently saving 97% of the computational resources and 60% of the training time. Our model-agnostic approach can be adopted into various LLMs, contributing to their interpretability and promoting trustworthiness for safe deployment.

Learning from Imperfect Data: Towards Efficient Knowledge Distillation of Autoregressive Language Models for Text-to-SQL

Large Language Models (LLMs) have shown promising performance in text-to-SQL, which involves translating natural language questions into SQL queries. However, current text-to-SQL LLMs are computationally expensive and challenging to deploy in real-world applications, highlighting the importance of compressing them. To achieve this goal, knowledge distillation (KD) is a common approach, which aims to distill the larger teacher model into a smaller student model. While numerous KD methods for autoregressive LLMs have emerged recently, it is still under-explored whether they work well in complex text-to-SQL scenarios. To this end, we conduct a series of analyses and reveal that these KD methods generally fall short in balancing performance and efficiency. In response to this problem, we propose to improve the KD with Imperfect Data, namely KID, which effectively boosts the performance without introducing much training budget. The core of KID is to efficiently mitigate the training-inference mismatch by simulating the cascading effect of inference in the imperfect training data. Extensive experiments on 5 text-to-SQL benchmarks show that, KID can not only achieve consistent and significant performance gains (up to +5.83% average score) across all model types and sizes, but also effectively improve the training efficiency.

Simultaneous Computation and Memory Efficient Zeroth-Order Optimizer for Fine-Tuning Large Language Models

Fine-tuning is powerful for adapting large language models to downstream tasks, but it often results in huge memory usages. A promising approach to mitigate this is using Zeroth-Order (ZO) optimization, which estimates gradients to replace First-Order (FO) gradient calculations, albeit with longer training time due to its stochastic nature. By revisiting the Memory-efficient ZO (MeZO) optimizer, we discover that the full-parameter perturbation and updating processes consume over 50% of its overall fine-tuning time cost. Based on these observations, we introduce a novel layer-wise sparse computation and memory efficient ZO optimizer, named LeZO. LeZO treats layers as fundamental units for sparsification and dynamically perturbs different parameter subsets in each step to achieve full-parameter fine-tuning. LeZO incorporates layer-wise parameter sparsity in the process of simultaneous perturbation stochastic approximation (SPSA) and ZO stochastic gradient descent (ZO-SGD). It achieves accelerated computation during perturbation and updating processes without additional memory overhead. We conduct extensive experiments with the OPT model family on the SuperGLUE benchmark and two generative tasks. The experiments show that LeZO accelerates training without compromising the performance of ZO optimization. Specifically, it achieves over 3x speedup compared to MeZO on the SST-2, BoolQ, and Copa tasks.

Self-Powered LLM Modality Expansion for Large Speech-Text Models

Large language models (LLMs) exhibit remarkable performance across diverse tasks, indicating their potential for expansion into large speech-text models (LSMs) by integrating speech capabilities. Although unified speech-text pre-training and multimodal data instruction-tuning offer considerable benefits, these methods generally entail significant resource demands and tend to overfit specific tasks. This study aims to refine the use of speech datasets for LSM training by addressing the limitations of vanilla instruction tuning. We explore the instruction-following dynamics within LSMs, identifying a critical issue termed speech anchor bias-a tendency for LSMs to over-rely on speech inputs, mistakenly interpreting the entire speech modality as directives, thereby neglecting textual instructions. To counteract this bias, we introduce a self-powered LSM that leverages augmented automatic speech recognition data generated by the model itself for more effective instruction tuning. Our experiments across a range of speech-based tasks demonstrate that self-powered LSM mitigates speech anchor bias and improves the fusion of speech and text modalities in LSMs. Data, code and scripts are freely available at https://github.com/ytf-philp/Self-powered-LSM.

MQM-APE: Toward High-Quality Error Annotation Predictors with Automatic Post-Editing in LLM Translation Evaluators

Large Language Models (LLMs) have shown significant potential as judges for Machine Translation (MT) quality assessment, providing both scores and fine-grained feedback. Although approaches such as GEMBA-MQM has shown SOTA performance on reference-free evaluation, the predicted errors do not align well with those annotated by human, limiting their interpretability as feedback signals. To enhance the quality of error annotations predicted by LLM evaluators, we introduce a universal and training-free framework, $\textbf{MQM-APE}$, based on the idea of filtering out non-impactful errors by Automatically Post-Editing (APE) the original translation based on each error, leaving only those errors that contribute to quality improvement. Specifically, we prompt the LLM to act as 1) $\textit{evaluator}$ to provide error annotations, 2) $\textit{post-editor}$ to determine whether errors impact quality improvement and 3) $\textit{pairwise quality verifier}$ as the error filter. Experiments show that our approach consistently improves both the reliability and quality of error spans against GEMBA-MQM, across eight LLMs in both high- and low-resource languages. Orthogonal to trained approaches, MQM-APE complements translation-specific evaluators such as Tower, highlighting its broad applicability. Further analysis confirm the effectiveness of each module and offer valuable insights into evaluator design and LLMs selection. The code will be released to facilitate the community.

$\mathbb{USCD}$: Improving Code Generation of LLMs by Uncertainty-Aware Selective Contrastive Decoding

Large language models (LLMs) have shown remarkable capabilities in code generation. However, the effects of hallucinations (e.g., output noise) make it particularly challenging for LLMs to generate high-quality code in one pass. In this work, we propose a simple and effective \textbf{u}ncertainty-aware \textbf{s}elective \textbf{c}ontrastive \textbf{d}ecoding ($\mathbb{USCD}$) mechanism to improve the quality of one-pass code generation in LLMs and reduce the impact of output noise. To be specific, we first elaborately designed a negative prompt (namely lame prompt) to output noise by removing input-output examples from the standard few-shot prompt. Our preliminary study shows that the Jensen-Shannon divergence (JS divergence) between token distribution uncertainty and the output noise is relatively low (approximately $0.25$), indicating their high relevance. Then, we selectively eliminate output noise induced by lame prompts based on the uncertainty of the prediction distribution from the standard prompt. Notably, our proposed plug-and-play mechanism is an inference-only method, enjoying appealing flexibility. Extensive experiments on widely used benchmarks, e.g., HumanEval, MBPP, and MultiPL-E, upon several LLMs (i.e., Inocder-6b, CodeLlama-7b, WizardCoder-15b, StarCoder, and Llama2-7b), demonstrate that our proposed USCD significantly improves one-pass code generation, with an average \textit{pass@$1$} scores increase of 16.59\%. We will release code and data on GitHub.

Divide, Conquer and Combine: A Training-Free Framework for High-Resolution Image Perception in Multimodal Large Language Models

Multimodal large language models (MLLMs) have experienced significant advancements recently, but still struggle to recognize and interpret intricate details in high-resolution (HR) images effectively. While state-of-the-art (SOTA) MLLMs claim to process images at 4K resolution, existing MLLM benchmarks only support up to 2K, leaving the capabilities of SOTA models on true HR images largely untested. Furthermore, existing methods for enhancing HR image perception in MLLMs rely on computationally expensive visual instruction tuning. To address these limitations, we introduce HR-Bench, the first deliberately designed benchmark to rigorously evaluate MLLM performance on 4K&8K images. Through extensive experiments, we demonstrate that while downsampling HR images leads to vision information loss, leveraging complementary modalities, e.g., text, can effectively compensate for this loss. Building upon this insight, we propose Divide, Conquer and Combine (DC$^2$), a novel training-free framework for enhancing MLLM perception of HR images. DC$^2$ follows a three-staged approach: 1) Divide: recursively partitioning the HR image into patches and merging similar patches to minimize computational overhead, 2) Conquer: leveraging the MLLM to generate accurate textual descriptions for each image patch, and 3) Combine: utilizing the generated text descriptions to enhance the MLLM's understanding of the overall HR image. Extensive experiments show that: 1) the SOTA MLLM achieves 63% accuracy, which is markedly lower than the 87% accuracy achieved by humans on HR-Bench; 2) our DC$^2$ brings consistent and significant improvements (a relative increase of +6% on HR-Bench and +8% on general multimodal benchmarks). The benchmark and code will be released to facilitate the multimodal R&D community.

Aligning Large Language Models from Self-Reference AI Feedback with one General Principle

In aligning large language models (LLMs), utilizing feedback from existing advanced AI rather than humans is an important method to scale supervisory signals. However, it is highly challenging for AI to understand human intentions and societal values, and provide accurate preference feedback based on these. Current AI feedback methods rely on powerful LLMs, carefully designed specific principles to describe human intentions, and are easily influenced by position bias. To address these issues, we propose a self-reference-based AI feedback framework that enables a 13B Llama2-Chat to provide high-quality feedback under simple and general principles such as ``best for humanity``. Specifically, we allow the AI to first respond to the user's instructions, then generate criticism of other answers based on its own response as a reference, and finally determine which answer better fits human preferences according to the criticism. Additionally, we use a self-consistency method to further reduce the impact of position bias, and employ semantic perplexity to calculate the preference strength differences between different answers. Experimental results show that our method enables 13B and 70B Llama2-Chat annotators to provide high-quality preference feedback, and the policy models trained based on these preference data achieve significant advantages in benchmark datasets through reinforcement learning.

Uncertainty Aware Learning for Language Model Alignment

As instruction-tuned large language models (LLMs) evolve, aligning pretrained foundation models presents increasing challenges. Existing alignment strategies, which typically leverage diverse and high-quality data sources, often overlook the intrinsic uncertainty of tasks, learning all data samples equally. This may lead to suboptimal data efficiency and model performance. In response, we propose uncertainty-aware learning (UAL) to improve the model alignment of different task scenarios, by introducing the sample uncertainty (elicited from more capable LLMs). We implement UAL in a simple fashion -- adaptively setting the label smoothing value of training according to the uncertainty of individual samples. Analysis shows that our UAL indeed facilitates better token clustering in the feature space, validating our hypothesis. Extensive experiments on widely used benchmarks demonstrate that our UAL significantly and consistently outperforms standard supervised fine-tuning. Notably, LLMs aligned in a mixed scenario have achieved an average improvement of 10.62\% on high-entropy tasks (i.e., AlpacaEval leaderboard), and 1.81\% on complex low-entropy tasks (i.e., MetaMath and GSM8K).

Revisiting Catastrophic Forgetting in Large Language Model Tuning

Catastrophic Forgetting (CF) means models forgetting previously acquired knowledge when learning new data. It compromises the effectiveness of large language models (LLMs) during fine-tuning, yet the underlying causes have not been thoroughly investigated. This paper takes the first step to reveal the direct link between the flatness of the model loss landscape and the extent of CF in the field of LLMs. Based on this, we introduce the sharpness-aware minimization to mitigate CF by flattening the loss landscape. Experiments on three widely-used fine-tuning datasets, spanning different model scales, demonstrate the effectiveness of our method in alleviating CF. Analyses show that we nicely complement the existing anti-forgetting strategies, further enhancing the resistance of LLMs to CF.