Enhancing Data Quality through Self-learning on Imbalanced Financial Risk Data

In the financial risk domain, particularly in credit default prediction and fraud detection, accurate identification of high-risk class instances is paramount, as their occurrence can have significant economic implications. Although machine learning models have gained widespread adoption for risk prediction, their performance is often hindered by the scarcity and diversity of high-quality data. This limitation stems from factors in datasets such as small risk sample sizes, high labeling costs, and severe class imbalance, which impede the models' ability to learn effectively and accurately forecast critical events. This study investigates data pre-processing techniques to enhance existing financial risk datasets by introducing TriEnhance, a straightforward technique that entails: (1) generating synthetic samples specifically tailored to the minority class, (2) filtering using binary feedback to refine samples, and (3) self-learning with pseudo-labels. Our experiments across six benchmark datasets reveal the efficacy of TriEnhance, with a notable focus on improving minority class calibration, a key factor for developing more robust financial risk prediction systems.

Self Adaptive Threshold Pseudo-labeling and Unreliable Sample Contrastive Loss for Semi-supervised Image Classification

Semi-supervised learning is attracting blooming attention, due to its success in combining unlabeled data. However, pseudo-labeling-based semi-supervised approaches suffer from two problems in image classification: (1) Existing methods might fail to adopt suitable thresholds since they either use a pre-defined/fixed threshold or an ad-hoc threshold adjusting scheme, resulting in inferior performance and slow convergence. (2) Discarding unlabeled data with confidence below the thresholds results in the loss of discriminating information. To solve these issues, we develop an effective method to make sufficient use of unlabeled data. Specifically, we design a self adaptive threshold pseudo-labeling strategy, which thresholds for each class can be dynamically adjusted to increase the number of reliable samples. Meanwhile, in order to effectively utilise unlabeled data with confidence below the thresholds, we propose an unreliable sample contrastive loss to mine the discriminative information in low-confidence samples by learning the similarities and differences between sample features. We evaluate our method on several classification benchmarks under partially labeled settings and demonstrate its superiority over the other approaches.

Multiscale lubrication simulation based on fourier feature networks with trainable frequency

Rough surface lubrication simulation is crucial for designing and optimizing tribological performance. Despite the growing application of Physical Information Neural Networks (PINNs) in hydrodynamic lubrication analysis, their use has been primarily limited to smooth surfaces. This is due to traditional PINN methods suffer from spectral bias, favoring to learn low-frequency features and thus failing to analyze rough surfaces with high-frequency signals. To date, no PINN methods have been reported for rough surface lubrication. To overcome these limitations, this work introduces a novel multi-scale lubrication neural network architecture that utilizes a trainable Fourier feature network. By incorporating learnable feature embedding frequencies, this architecture automatically adapts to various frequency components, thereby enhancing the analysis of rough surface characteristics. This method has been tested across multiple surface morphologies, and the results have been compared with those obtained using the finite element method (FEM). The comparative analysis demonstrates that this approach achieves a high consistency with FEM results. Furthermore, this novel architecture surpasses traditional Fourier feature networks with fixed feature embedding frequencies in both accuracy and computational efficiency. Consequently, the multi-scale lubrication neural network model offers a more efficient tool for rough surface lubrication analysis.

AMSNet: Netlist Dataset for AMS Circuits

Today's analog/mixed-signal (AMS) integrated circuit (IC) designs demand substantial manual intervention. The advent of multimodal large language models (MLLMs) has unveiled significant potential across various fields, suggesting their applicability in streamlining large-scale AMS IC design as well. A bottleneck in employing MLLMs for automatic AMS circuit generation is the absence of a comprehensive dataset delineating the schematic-netlist relationship. We therefore design an automatic technique for converting schematics into netlists, and create dataset AMSNet, encompassing transistor-level schematics and corresponding SPICE format netlists. With a growing size, AMSNet can significantly facilitate exploration of MLLM applications in AMS circuit design. We have made an initial set of netlists public, and will make both our netlist generation tool and the full dataset available upon publishing of this paper.

The Treasure Beneath Multiple Annotations: An Uncertainty-aware Edge Detector

Deep learning-based edge detectors heavily rely on pixel-wise labels which are often provided by multiple annotators. Existing methods fuse multiple annotations using a simple voting process, ignoring the inherent ambiguity of edges and labeling bias of annotators. In this paper, we propose a novel uncertainty-aware edge detector (UAED), which employs uncertainty to investigate the subjectivity and ambiguity of diverse annotations. Specifically, we first convert the deterministic label space into a learnable Gaussian distribution, whose variance measures the degree of ambiguity among different annotations. Then we regard the learned variance as the estimated uncertainty of the predicted edge maps, and pixels with higher uncertainty are likely to be hard samples for edge detection. Therefore we design an adaptive weighting loss to emphasize the learning from those pixels with high uncertainty, which helps the network to gradually concentrate on the important pixels. UAED can be combined with various encoder-decoder backbones, and the extensive experiments demonstrate that UAED achieves superior performance consistently across multiple edge detection benchmarks. The source code is available at \url{https://github.com/ZhouCX117/UAED}

Incorporating Interactive Facts for Stock Selection via Neural Recursive ODEs

Stock selection attempts to rank a list of stocks for optimizing investment decision making, aiming at minimizing investment risks while maximizing profit returns. Recently, researchers have developed various (recurrent) neural network-based methods to tackle this problem. Without exceptions, they primarily leverage historical market volatility to enhance the selection performance. However, these approaches greatly rely on discrete sampled market observations, which either fail to consider the uncertainty of stock fluctuations or predict continuous stock dynamics in the future. Besides, some studies have considered the explicit stock interdependence derived from multiple domains (e.g., industry and shareholder). Nevertheless, the implicit cross-dependencies among different domains are under-explored. To address such limitations, we present a novel stock selection solution -- StockODE, a latent variable model with Gaussian prior. Specifically, we devise a Movement Trend Correlation module to expose the time-varying relationships regarding stock movements. We design Neural Recursive Ordinary Differential Equation Networks (NRODEs) to capture the temporal evolution of stock volatility in a continuous dynamic manner. Moreover, we build a hierarchical hypergraph to incorporate the domain-aware dependencies among the stocks. Experiments conducted on two real-world stock market datasets demonstrate that StockODE significantly outperforms several baselines, such as up to 18.57% average improvement regarding Sharpe Ratio.

Cutting-Splicing data augmentation: A novel technology for medical image segmentation

Background: Medical images are more difficult to acquire and annotate than natural images, which results in data augmentation technologies often being used in medical image segmentation tasks. Most data augmentation technologies used in medical segmentation were originally developed on natural images and do not take into account the characteristic that the overall layout of medical images is standard and fixed. Methods: Based on the characteristics of medical images, we developed the cutting-splicing data augmentation (CS-DA) method, a novel data augmentation technology for medical image segmentation. CS-DA augments the dataset by splicing different position components cut from different original medical images into a new image. The characteristics of the medical image result in the new image having the same layout as and similar appearance to the original image. Compared with classical data augmentation technologies, CS-DA is simpler and more robust. Moreover, CS-DA does not introduce any noise or fake information into the newly created image. Results: To explore the properties of CS-DA, many experiments are conducted on eight diverse datasets. On the training dataset with the small sample size, CS-DA can effectively increase the performance of the segmentation model. When CS-DA is used together with classical data augmentation technologies, the performance of the segmentation model can be further improved and is much better than that of CS-DA and classical data augmentation separately. We also explored the influence of the number of components, the position of the cutting line, and the splicing method on the CS-DA performance. Conclusions: The excellent performance of CS-DA in the experiment has confirmed the effectiveness of CS-DA, and provides a new data augmentation idea for the small sample segmentation task.

Efficient Search of the k Shortest Non-Homotopic Paths by Eliminating Non-k-Optimal Topologies

An efficient algorithm to solve the $k$ shortest non-homotopic path planning ($k$-SNPP) problem in a 2D environment is proposed in this paper. Motivated by accelerating the inefficient exploration of the homotopy-augmented space of the 2D environment, our fundamental idea is to identify the non-$k$-optimal path topologies as early as possible and terminate the pathfinding along them. This is a non-trivial practice because it has to be done at an intermediate state of the path planning process when locally shortest paths have not been fully constructed. In other words, the paths to be compared have not rendezvoused at the goal location, which makes the homotopy theory, modelling the spatial relationship among the paths having the same endpoint, not applicable. This paper is the first work that develops a systematic distance-based topology simplification mechanism to solve the $k$-SNPP task, whose core contribution is to assert the distance-based order of non-homotopic locally shortest paths before constructing them. If the order can be predicted, then those path topologies having more than $k$ better topologies are proven free of the desired $k$ paths and thus can be safely discarded during the path planning process. To this end, a hierarchical topological tree is proposed as an implementation of the mechanism, whose nodes are proven to expand in non-homotopic directions and edges (collision-free path segments) are proven locally shortest. With efficient criteria that observe the order relations between partly constructed locally shortest paths being imparted into the tree, the tree nodes that expand in non-$k$-optimal topologies will not be expanded. As a result, the computational time for solving the $k$-SNPP problem is reduced by near two orders of magnitude.

AFDetV2: Rethinking the Necessity of the Second Stage for Object Detection from Point Clouds

There have been two streams in the 3D detection from point clouds: single-stage methods and two-stage methods. While the former is more computationally efficient, the latter usually provides better detection accuracy. By carefully examining the two-stage approaches, we have found that if appropriately designed, the first stage can produce accurate box regression. In this scenario, the second stage mainly rescores the boxes such that the boxes with better localization get selected. From this observation, we have devised a single-stage anchor-free network that can fulfill these requirements. This network, named AFDetV2, extends the previous work by incorporating a self-calibrated convolution block in the backbone, a keypoint auxiliary supervision, and an IoU prediction branch in the multi-task head. As a result, the detection accuracy is drastically boosted in the single-stage. To evaluate our approach, we have conducted extensive experiments on the Waymo Open Dataset and the nuScenes Dataset. We have observed that our AFDetV2 achieves the state-of-the-art results on these two datasets, superior to all the prior arts, including both the single-stage and the two-stage se3D detectors. AFDetV2 won the 1st place in the Real-Time 3D Detection of the Waymo Open Dataset Challenge 2021. In addition, a variant of our model AFDetV2-Base was entitled the "Most Efficient Model" by the Challenge Sponsor, showing a superior computational efficiency. To demonstrate the generality of this single-stage method, we have also applied it to the first stage of the two-stage networks. Without exception, the results show that with the strengthened backbone and the rescoring approach, the second stage refinement is no longer needed.

Real-Time Anchor-Free Single-Stage 3D Detection with IoU-Awareness

In this report, we introduce our winning solution to the Real-time 3D Detection and also the "Most Efficient Model" in the Waymo Open Dataset Challenges at CVPR 2021. Extended from our last year's award-winning model AFDet, we have made a handful of modifications to the base model, to improve the accuracy and at the same time to greatly reduce the latency. The modified model, named as AFDetV2, is featured with a lite 3D Feature Extractor, an improved RPN with extended receptive field and an added sub-head that produces an IoU-aware confidence score. These model enhancements, together with enriched data augmentation, stochastic weights averaging, and a GPU-based implementation of voxelization, lead to a winning accuracy of 73.12 mAPH/L2 for our AFDetV2 with a latency of 60.06 ms, and an accuracy of 72.57 mAPH/L2 for our AFDetV2-base, entitled as the "Most Efficient Model" by the challenge sponsor, with a winning latency of 55.86 ms.