On the Cone Effect in the Learning Dynamics

Understanding the learning dynamics of neural networks is a central topic in the deep learning community. In this paper, we take an empirical perspective to study the learning dynamics of neural networks in real-world settings. Specifically, we investigate the evolution process of the empirical Neural Tangent Kernel (eNTK) during training. Our key findings reveal a two-phase learning process: i) in Phase I, the eNTK evolves significantly, signaling the rich regime, and ii) in Phase II, the eNTK keeps evolving but is constrained in a narrow space, a phenomenon we term the cone effect. This two-phase framework builds on the hypothesis proposed by Fort et al. (2020), but we uniquely identify the cone effect in Phase II, demonstrating its significant performance advantages over fully linearized training.

ZO2: Scalable Zeroth-Order Fine-Tuning for Extremely Large Language Models with Limited GPU Memory

Fine-tuning large pre-trained LLMs generally demands extensive GPU memory. Traditional first-order optimizers like SGD encounter substantial difficulties due to increased memory requirements from storing activations and gradients during both the forward and backward phases as the model size expands. Alternatively, zeroth-order (ZO) techniques can compute gradients using just forward operations, eliminating the need to store activations. Furthermore, by leveraging CPU capabilities, it's feasible to enhance both the memory and processing power available to a single GPU. We propose a novel framework, ZO2 (Zeroth-Order Offloading), for efficient zeroth-order fine-tuning of LLMs with only limited GPU memory. Our framework dynamically shifts model parameters between the CPU and GPU as required, optimizing computation flow and maximizing GPU usage by minimizing downtime. This integration of parameter adjustments with ZO's double forward operations reduces unnecessary data movement, enhancing the fine-tuning efficacy. Additionally, our framework supports an innovative low-bit precision approach in AMP mode to streamline data exchanges between the CPU and GPU. Employing this approach allows us to fine-tune extraordinarily large models, such as the OPT-175B with more than 175 billion parameters, on a mere 18GB GPU--achievements beyond the reach of traditional methods. Moreover, our framework achieves these results with almost no additional time overhead and absolutely no accuracy loss compared to standard zeroth-order methods. ZO2's code has been open-sourced in https://github.com/liangyuwang/zo2.

A General Framework to Enhance Fine-tuning-based LLM Unlearning

Unlearning has been proposed to remove copyrighted and privacy-sensitive data from Large Language Models (LLMs). Existing approaches primarily rely on fine-tuning-based methods, which can be categorized into gradient ascent-based (GA-based) and suppression-based methods. However, they often degrade model utility (the ability to respond to normal prompts). In this work, we aim to develop a general framework that enhances the utility of fine-tuning-based unlearning methods. To achieve this goal, we first investigate the common property between GA-based and suppression-based methods. We unveil that GA-based methods unlearn by distinguishing the target data (i.e., the data to be removed) and suppressing related generations, which is essentially the same strategy employed by suppression-based methods. Inspired by this finding, we introduce Gated Representation UNlearning (GRUN) which has two components: a soft gate function for distinguishing target data and a suppression module using Representation Fine-tuning (ReFT) to adjust representations rather than model parameters. Experiments show that GRUN significantly improves the unlearning and utility. Meanwhile, it is general for fine-tuning-based methods, efficient and promising for sequential unlearning.

SETS: Leveraging Self-Verification and Self-Correction for Improved Test-Time Scaling

Recent advancements in Large Language Models (LLMs) have created new opportunities to enhance performance on complex reasoning tasks by leveraging test-time computation. However, conventional approaches such as repeated sampling with majority voting or reward model scoring, often face diminishing returns as test-time compute scales, in addition to requiring costly task-specific reward model training. In this paper, we present Self-Enhanced Test-Time Scaling (SETS), a novel method that leverages the self-verification and self-correction capabilities of recent advanced LLMs to overcome these limitations. SETS integrates sampling, self-verification, and self-correction into a unified framework, enabling efficient and scalable test-time computation for improved capabilities at complex tasks. Through extensive experiments on challenging planning and reasoning benchmarks, compared to the alternatives, we demonstrate that SETS achieves significant performance improvements and more favorable test-time scaling laws.

Hierarchy-Boosted Funnel Learning for Identifying Semiconductors with Ultralow Lattice Thermal Conductivity

Data-driven machine learning (ML) has demonstrated tremendous potential in material property predictions. However, the scarcity of materials data with costly property labels in the vast chemical space presents a significant challenge for ML in efficiently predicting properties and uncovering structure-property relationships. Here, we propose a novel hierarchy-boosted funnel learning (HiBoFL) framework, which is successfully applied to identify semiconductors with ultralow lattice thermal conductivity ($\kappa_\mathrm{L}$). By training on only a few hundred materials targeted by unsupervised learning from a pool of hundreds of thousands, we achieve efficient and interpretable supervised predictions of ultralow $\kappa_\mathrm{L}$, thereby circumventing large-scale brute-force calculations without clear objectives. As a result, we provide a list of candidates with ultralow $\kappa_\mathrm{L}$ for potential thermoelectric applications and discover a new factor that significantly influences structural anharmonicity. This study offers a novel practical pathway for accelerating the discovery of functional materials.

HS-FPN: High Frequency and Spatial Perception FPN for Tiny Object Detection

The introduction of Feature Pyramid Network (FPN) has significantly improved object detection performance. However, substantial challenges remain in detecting tiny objects, as their features occupy only a very small proportion of the feature maps. Although FPN integrates multi-scale features, it does not directly enhance or enrich the features of tiny objects. Furthermore, FPN lacks spatial perception ability. To address these issues, we propose a novel High Frequency and Spatial Perception Feature Pyramid Network (HS-FPN) with two innovative modules. First, we designed a high frequency perception module (HFP) that generates high frequency responses through high pass filters. These high frequency responses are used as mask weights from both spatial and channel perspectives to enrich and highlight the features of tiny objects in the original feature maps. Second, we developed a spatial dependency perception module (SDP) to capture the spatial dependencies that FPN lacks. Our experiments demonstrate that detectors based on HS-FPN exhibit competitive advantages over state-of-the-art models on the AI-TOD dataset for tiny object detection.

Optimizing Personalized Federated Learning through Adaptive Layer-Wise Learning

Real-life deployment of federated Learning (FL) often faces non-IID data, which leads to poor accuracy and slow convergence. Personalized FL (pFL) tackles these issues by tailoring local models to individual data sources and using weighted aggregation methods for client-specific learning. However, existing pFL methods often fail to provide each local model with global knowledge on demand while maintaining low computational overhead. Additionally, local models tend to over-personalize their data during the training process, potentially dropping previously acquired global information. We propose FLAYER, a novel layer-wise learning method for pFL that optimizes local model personalization performance. FLAYER considers the different roles and learning abilities of neural network layers of individual local models. It incorporates global information for each local model as needed to initialize the local model cost-effectively. It then dynamically adjusts learning rates for each layer during local training, optimizing the personalized learning process for each local model while preserving global knowledge. Additionally, to enhance global representation in pFL, FLAYER selectively uploads parameters for global aggregation in a layer-wise manner. We evaluate FLAYER on four representative datasets in computer vision and natural language processing domains. Compared to six state-of-the-art pFL methods, FLAYER improves the inference accuracy, on average, by 5.42% (up to 14.29%).

A Fast AI Surrogate for Coastal Ocean Circulation Models

Nearly 900 million people live in low-lying coastal zones around the world and bear the brunt of impacts from more frequent and severe hurricanes and storm surges. Oceanographers simulate ocean current circulation along the coasts to develop early warning systems that save lives and prevent loss and damage to property from coastal hazards. Traditionally, such simulations are conducted using coastal ocean circulation models such as the Regional Ocean Modeling System (ROMS), which usually runs on an HPC cluster with multiple CPU cores. However, the process is time-consuming and energy expensive. While coarse-grained ROMS simulations offer faster alternatives, they sacrifice detail and accuracy, particularly in complex coastal environments. Recent advances in deep learning and GPU architecture have enabled the development of faster AI (neural network) surrogates. This paper introduces an AI surrogate based on a 4D Swin Transformer to simulate coastal tidal wave propagation in an estuary for both hindcast and forecast (up to 12 days). Our approach not only accelerates simulations but also incorporates a physics-based constraint to detect and correct inaccurate results, ensuring reliability while minimizing manual intervention. We develop a fully GPU-accelerated workflow, optimizing the model training and inference pipeline on NVIDIA DGX-2 A100 GPUs. Our experiments demonstrate that our AI surrogate reduces the time cost of 12-day forecasting of traditional ROMS simulations from 9,908 seconds (on 512 CPU cores) to 22 seconds (on one A100 GPU), achieving over 450$\times$ speedup while maintaining high-quality simulation results. This work contributes to oceanographic modeling by offering a fast, accurate, and physically consistent alternative to traditional simulation models, particularly for real-time forecasting in rapid disaster response.

Self-Comparison for Dataset-Level Membership Inference in Large (Vision-)Language Models

Large Language Models (LLMs) and Vision-Language Models (VLMs) have made significant advancements in a wide range of natural language processing and vision-language tasks. Access to large web-scale datasets has been a key factor in their success. However, concerns have been raised about the unauthorized use of copyrighted materials and potential copyright infringement. Existing methods, such as sample-level Membership Inference Attacks (MIA) and distribution-based dataset inference, distinguish member data (data used for training) and non-member data by leveraging the common observation that models tend to memorize and show greater confidence in member data. Nevertheless, these methods face challenges when applied to LLMs and VLMs, such as the requirement for ground-truth member data or non-member data that shares the same distribution as the test data. In this paper, we propose a novel dataset-level membership inference method based on Self-Comparison. We find that a member prefix followed by a non-member suffix (paraphrased from a member suffix) can further trigger the model's memorization on training data. Instead of directly comparing member and non-member data, we introduce paraphrasing to the second half of the sequence and evaluate how the likelihood changes before and after paraphrasing. Unlike prior approaches, our method does not require access to ground-truth member data or non-member data in identical distribution, making it more practical. Extensive experiments demonstrate that our proposed method outperforms traditional MIA and dataset inference techniques across various datasets and models, including including public models, fine-tuned models, and API-based commercial models.

Light-Weight Fault Tolerant Attention for Large Language Model Training

Large Language Models (LLMs) have demonstrated remarkable performance in various natural language processing tasks. However, the training of these models is computationally intensive and susceptible to faults, particularly in the attention mechanism, which is a critical component of transformer-based LLMs. In this paper, we investigate the impact of faults on LLM training, focusing on INF, NaN, and near-INF values in the computation results with systematic fault injection experiments. We observe the propagation patterns of these errors, which can trigger non-trainable states in the model and disrupt training, forcing the procedure to load from checkpoints.To mitigate the impact of these faults, we propose ATTNChecker, the first Algorithm-Based Fault Tolerance (ABFT) technique tailored for the attention mechanism in LLMs. ATTNChecker is designed based on fault propagation patterns of LLM and incorporates performance optimization to adapt to both system reliability and model vulnerability while providing lightweight protection for fast LLM training. Evaluations on four LLMs show that ATTNChecker on average incurs on average 7% overhead on training while detecting and correcting all extreme errors. Compared with the state-of-the-art checkpoint/restore approach, ATTNChecker reduces recovery overhead by up to 49x.