HIP: Hierarchical Point Modeling and Pre-training for Visual Information Extraction

End-to-end visual information extraction (VIE) aims at integrating the hierarchical subtasks of VIE, including text spotting, word grouping, and entity labeling, into a unified framework. Dealing with the gaps among the three subtasks plays a pivotal role in designing an effective VIE model. OCR-dependent methods heavily rely on offline OCR engines and inevitably suffer from OCR errors, while OCR-free methods, particularly those employing a black-box model, might produce outputs that lack interpretability or contain hallucinated content. Inspired by CenterNet, DeepSolo, and ESP, we propose HIP, which models entities as HIerarchical Points to better conform to the hierarchical nature of the end-to-end VIE task. Specifically, such hierarchical points can be flexibly encoded and subsequently decoded into desired text transcripts, centers of various regions, and categories of entities. Furthermore, we devise corresponding hierarchical pre-training strategies, categorized as image reconstruction, layout learning, and language enhancement, to reinforce the cross-modality representation of the hierarchical encoders. Quantitative experiments on public benchmarks demonstrate that HIP outperforms previous state-of-the-art methods, while qualitative results show its excellent interpretability.

VL-Reader: Vision and Language Reconstructor is an Effective Scene Text Recognizer

Text recognition is an inherent integration of vision and language, encompassing the visual texture in stroke patterns and the semantic context among the character sequences. Towards advanced text recognition, there are three key challenges: (1) an encoder capable of representing the visual and semantic distributions; (2) a decoder that ensures the alignment between vision and semantics; and (3) consistency in the framework during pre-training, if it exists, and fine-tuning. Inspired by masked autoencoding, a successful pre-training strategy in both vision and language, we propose an innovative scene text recognition approach, named VL-Reader. The novelty of the VL-Reader lies in the pervasive interplay between vision and language throughout the entire process. Concretely, we first introduce a Masked Visual-Linguistic Reconstruction (MVLR) objective, which aims at simultaneously modeling visual and linguistic information. Then, we design a Masked Visual-Linguistic Decoder (MVLD) to further leverage masked vision-language context and achieve bi-modal feature interaction. The architecture of VL-Reader maintains consistency from pre-training to fine-tuning. In the pre-training stage, VL-Reader reconstructs both masked visual and text tokens, while in the fine-tuning stage, the network degrades to reconstruct all characters from an image without any masked regions. VL-reader achieves an average accuracy of 97.1% on six typical datasets, surpassing the SOTA by 1.1%. The improvement was even more significant on challenging datasets. The results demonstrate that vision and language reconstructor can serve as an effective scene text recognizer.

Platypus: A Generalized Specialist Model for Reading Text in Various Forms

Reading text from images (either natural scenes or documents) has been a long-standing research topic for decades, due to the high technical challenge and wide application range. Previously, individual specialist models are developed to tackle the sub-tasks of text reading (e.g., scene text recognition, handwritten text recognition and mathematical expression recognition). However, such specialist models usually cannot effectively generalize across different sub-tasks. Recently, generalist models (such as GPT-4V), trained on tremendous data in a unified way, have shown enormous potential in reading text in various scenarios, but with the drawbacks of limited accuracy and low efficiency. In this work, we propose Platypus, a generalized specialist model for text reading. Specifically, Platypus combines the best of both worlds: being able to recognize text of various forms with a single unified architecture, while achieving excellent accuracy and high efficiency. To better exploit the advantage of Platypus, we also construct a text reading dataset (called Worms), the images of which are curated from previous datasets and partially re-labeled. Experiments on standard benchmarks demonstrate the effectiveness and superiority of the proposed Platypus model. Model and data will be made publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/OCR/Platypus.

WebRPG: Automatic Web Rendering Parameters Generation for Visual Presentation

In the era of content creation revolution propelled by advancements in generative models, the field of web design remains unexplored despite its critical role in modern digital communication. The web design process is complex and often time-consuming, especially for those with limited expertise. In this paper, we introduce Web Rendering Parameters Generation (WebRPG), a new task that aims at automating the generation for visual presentation of web pages based on their HTML code. WebRPG would contribute to a faster web development workflow. Since there is no existing benchmark available, we develop a new dataset for WebRPG through an automated pipeline. Moreover, we present baseline models, utilizing VAE to manage numerous elements and rendering parameters, along with custom HTML embedding for capturing essential semantic and hierarchical information from HTML. Extensive experiments, including customized quantitative evaluations for this specific task, are conducted to evaluate the quality of the generated results.

Visual Text Generation in the Wild

Recently, with the rapid advancements of generative models, the field of visual text generation has witnessed significant progress. However, it is still challenging to render high-quality text images in real-world scenarios, as three critical criteria should be satisfied: (1) Fidelity: the generated text images should be photo-realistic and the contents are expected to be the same as specified in the given conditions; (2) Reasonability: the regions and contents of the generated text should cohere with the scene; (3) Utility: the generated text images can facilitate related tasks (e.g., text detection and recognition). Upon investigation, we find that existing methods, either rendering-based or diffusion-based, can hardly meet all these aspects simultaneously, limiting their application range. Therefore, we propose in this paper a visual text generator (termed SceneVTG), which can produce high-quality text images in the wild. Following a two-stage paradigm, SceneVTG leverages a Multimodal Large Language Model to recommend reasonable text regions and contents across multiple scales and levels, which are used by a conditional diffusion model as conditions to generate text images. Extensive experiments demonstrate that the proposed SceneVTG significantly outperforms traditional rendering-based methods and recent diffusion-based methods in terms of fidelity and reasonability. Besides, the generated images provide superior utility for tasks involving text detection and text recognition. Code and datasets are available at AdvancedLiterateMachinery.

ProcTag: Process Tagging for Assessing the Efficacy of Document Instruction Data

Recently, large language models (LLMs) and multimodal large language models (MLLMs) have demonstrated promising results on document visual question answering (VQA) task, particularly after training on document instruction datasets. An effective evaluation method for document instruction data is crucial in constructing instruction data with high efficacy, which, in turn, facilitates the training of LLMs and MLLMs for document VQA. However, most existing evaluation methods for instruction data are limited to the textual content of the instructions themselves, thereby hindering the effective assessment of document instruction datasets and constraining their construction. In this paper, we propose ProcTag, a data-oriented method that assesses the efficacy of document instruction data. ProcTag innovatively performs tagging on the execution process of instructions rather than the instruction text itself. By leveraging the diversity and complexity of these tags to assess the efficacy of the given dataset, ProcTag enables selective sampling or filtering of document instructions. Furthermore, DocLayPrompt, a novel semi-structured layout-aware document prompting strategy, is proposed for effectively representing documents. Experiments demonstrate that sampling existing open-sourced and generated document VQA/instruction datasets with ProcTag significantly outperforms current methods for evaluating instruction data. Impressively, with ProcTag-based sampling in the generated document datasets, only 30.5\% of the document instructions are required to achieve 100\% efficacy compared to the complete dataset. The code is publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/ProcTag.

LayoutLLM: Layout Instruction Tuning with Large Language Models for Document Understanding

Recently, leveraging large language models (LLMs) or multimodal large language models (MLLMs) for document understanding has been proven very promising. However, previous works that employ LLMs/MLLMs for document understanding have not fully explored and utilized the document layout information, which is vital for precise document understanding. In this paper, we propose LayoutLLM, an LLM/MLLM based method for document understanding. The core of LayoutLLM is a layout instruction tuning strategy, which is specially designed to enhance the comprehension and utilization of document layouts. The proposed layout instruction tuning strategy consists of two components: Layout-aware Pre-training and Layout-aware Supervised Fine-tuning. To capture the characteristics of document layout in Layout-aware Pre-training, three groups of pre-training tasks, corresponding to document-level, region-level and segment-level information, are introduced. Furthermore, a novel module called layout chain-of-thought (LayoutCoT) is devised to enable LayoutLLM to focus on regions relevant to the question and generate accurate answers. LayoutCoT is effective for boosting the performance of document understanding. Meanwhile, it brings a certain degree of interpretability, which could facilitate manual inspection and correction. Experiments on standard benchmarks show that the proposed LayoutLLM significantly outperforms existing methods that adopt open-source 7B LLMs/MLLMs for document understanding. The training data of the LayoutLLM is publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/LayoutLLM

OmniParser: A Unified Framework for Text Spotting, Key Information Extraction and Table Recognition

Recently, visually-situated text parsing (VsTP) has experienced notable advancements, driven by the increasing demand for automated document understanding and the emergence of Generative Large Language Models (LLMs) capable of processing document-based questions. Various methods have been proposed to address the challenging problem of VsTP. However, due to the diversified targets and heterogeneous schemas, previous works usually design task-specific architectures and objectives for individual tasks, which inadvertently leads to modal isolation and complex workflow. In this paper, we propose a unified paradigm for parsing visually-situated text across diverse scenarios. Specifically, we devise a universal model, called OmniParser, which can simultaneously handle three typical visually-situated text parsing tasks: text spotting, key information extraction, and table recognition. In OmniParser, all tasks share the unified encoder-decoder architecture, the unified objective: point-conditioned text generation, and the unified input & output representation: prompt & structured sequences. Extensive experiments demonstrate that the proposed OmniParser achieves state-of-the-art (SOTA) or highly competitive performances on 7 datasets for the three visually-situated text parsing tasks, despite its unified, concise design. The code is available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery.

HierCode: A Lightweight Hierarchical Codebook for Zero-shot Chinese Text Recognition

Text recognition, especially for complex scripts like Chinese, faces unique challenges due to its intricate character structures and vast vocabulary. Traditional one-hot encoding methods struggle with the representation of hierarchical radicals, recognition of Out-Of-Vocabulary (OOV) characters, and on-device deployment due to their computational intensity. To address these challenges, we propose HierCode, a novel and lightweight codebook that exploits the innate hierarchical nature of Chinese characters. HierCode employs a multi-hot encoding strategy, leveraging hierarchical binary tree encoding and prototype learning to create distinctive, informative representations for each character. This approach not only facilitates zero-shot recognition of OOV characters by utilizing shared radicals and structures but also excels in line-level recognition tasks by computing similarity with visual features, a notable advantage over existing methods. Extensive experiments across diverse benchmarks, including handwritten, scene, document, web, and ancient text, have showcased HierCode's superiority for both conventional and zero-shot Chinese character or text recognition, exhibiting state-of-the-art performance with significantly fewer parameters and fast inference speed.

LORE++: Logical Location Regression Network for Table Structure Recognition with Pre-training

Table structure recognition (TSR) aims at extracting tables in images into machine-understandable formats. Recent methods solve this problem by predicting the adjacency relations of detected cell boxes or learning to directly generate the corresponding markup sequences from the table images. However, existing approaches either count on additional heuristic rules to recover the table structures, or face challenges in capturing long-range dependencies within tables, resulting in increased complexity. In this paper, we propose an alternative paradigm. We model TSR as a logical location regression problem and propose a new TSR framework called LORE, standing for LOgical location REgression network, which for the first time regresses logical location as well as spatial location of table cells in a unified network. Our proposed LORE is conceptually simpler, easier to train, and more accurate than other paradigms of TSR. Moreover, inspired by the persuasive success of pre-trained models on a number of computer vision and natural language processing tasks, we propose two pre-training tasks to enrich the spatial and logical representations at the feature level of LORE, resulting in an upgraded version called LORE++. The incorporation of pre-training in LORE++ has proven to enjoy significant advantages, leading to a substantial enhancement in terms of accuracy, generalization, and few-shot capability compared to its predecessor. Experiments on standard benchmarks against methods of previous paradigms demonstrate the superiority of LORE++, which highlights the potential and promising prospect of the logical location regression paradigm for TSR.