HIP: Hierarchical Point Modeling and Pre-training for Visual Information Extraction

End-to-end visual information extraction (VIE) aims at integrating the hierarchical subtasks of VIE, including text spotting, word grouping, and entity labeling, into a unified framework. Dealing with the gaps among the three subtasks plays a pivotal role in designing an effective VIE model. OCR-dependent methods heavily rely on offline OCR engines and inevitably suffer from OCR errors, while OCR-free methods, particularly those employing a black-box model, might produce outputs that lack interpretability or contain hallucinated content. Inspired by CenterNet, DeepSolo, and ESP, we propose HIP, which models entities as HIerarchical Points to better conform to the hierarchical nature of the end-to-end VIE task. Specifically, such hierarchical points can be flexibly encoded and subsequently decoded into desired text transcripts, centers of various regions, and categories of entities. Furthermore, we devise corresponding hierarchical pre-training strategies, categorized as image reconstruction, layout learning, and language enhancement, to reinforce the cross-modality representation of the hierarchical encoders. Quantitative experiments on public benchmarks demonstrate that HIP outperforms previous state-of-the-art methods, while qualitative results show its excellent interpretability.

LORE++: Logical Location Regression Network for Table Structure Recognition with Pre-training

Table structure recognition (TSR) aims at extracting tables in images into machine-understandable formats. Recent methods solve this problem by predicting the adjacency relations of detected cell boxes or learning to directly generate the corresponding markup sequences from the table images. However, existing approaches either count on additional heuristic rules to recover the table structures, or face challenges in capturing long-range dependencies within tables, resulting in increased complexity. In this paper, we propose an alternative paradigm. We model TSR as a logical location regression problem and propose a new TSR framework called LORE, standing for LOgical location REgression network, which for the first time regresses logical location as well as spatial location of table cells in a unified network. Our proposed LORE is conceptually simpler, easier to train, and more accurate than other paradigms of TSR. Moreover, inspired by the persuasive success of pre-trained models on a number of computer vision and natural language processing tasks, we propose two pre-training tasks to enrich the spatial and logical representations at the feature level of LORE, resulting in an upgraded version called LORE++. The incorporation of pre-training in LORE++ has proven to enjoy significant advantages, leading to a substantial enhancement in terms of accuracy, generalization, and few-shot capability compared to its predecessor. Experiments on standard benchmarks against methods of previous paradigms demonstrate the superiority of LORE++, which highlights the potential and promising prospect of the logical location regression paradigm for TSR.

Modeling Entities as Semantic Points for Visual Information Extraction in the Wild

Recently, Visual Information Extraction (VIE) has been becoming increasingly important in both the academia and industry, due to the wide range of real-world applications. Previously, numerous works have been proposed to tackle this problem. However, the benchmarks used to assess these methods are relatively plain, i.e., scenarios with real-world complexity are not fully represented in these benchmarks. As the first contribution of this work, we curate and release a new dataset for VIE, in which the document images are much more challenging in that they are taken from real applications, and difficulties such as blur, partial occlusion, and printing shift are quite common. All these factors may lead to failures in information extraction. Therefore, as the second contribution, we explore an alternative approach to precisely and robustly extract key information from document images under such tough conditions. Specifically, in contrast to previous methods, which usually either incorporate visual information into a multi-modal architecture or train text spotting and information extraction in an end-to-end fashion, we explicitly model entities as semantic points, i.e., center points of entities are enriched with semantic information describing the attributes and relationships of different entities, which could largely benefit entity labeling and linking. Extensive experiments on standard benchmarks in this field as well as the proposed dataset demonstrate that the proposed method can achieve significantly enhanced performance on entity labeling and linking, compared with previous state-of-the-art models. Dataset is available at https://www.modelscope.cn/datasets/damo/SIBR/summary.

LORE: Logical Location Regression Network for Table Structure Recognition

Table structure recognition (TSR) aims at extracting tables in images into machine-understandable formats. Recent methods solve this problem by predicting the adjacency relations of detected cell boxes, or learning to generate the corresponding markup sequences from the table images. However, they either count on additional heuristic rules to recover the table structures, or require a huge amount of training data and time-consuming sequential decoders. In this paper, we propose an alternative paradigm. We model TSR as a logical location regression problem and propose a new TSR framework called LORE, standing for LOgical location REgression network, which for the first time combines logical location regression together with spatial location regression of table cells. Our proposed LORE is conceptually simpler, easier to train and more accurate than previous TSR models of other paradigms. Experiments on standard benchmarks demonstrate that LORE consistently outperforms prior arts. Code is available at https:// github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/LORE-TSR.

Revisiting Document Image Dewarping by Grid Regularization

This paper addresses the problem of document image dewarping, which aims at eliminating the geometric distortion in document images for document digitization. Instead of designing a better neural network to approximate the optical flow fields between the inputs and outputs, we pursue the best readability by taking the text lines and the document boundaries into account from a constrained optimization perspective. Specifically, our proposed method first learns the boundary points and the pixels in the text lines and then follows the most simple observation that the boundaries and text lines in both horizontal and vertical directions should be kept after dewarping to introduce a novel grid regularization scheme. To obtain the final forward mapping for dewarping, we solve an optimization problem with our proposed grid regularization. The experiments comprehensively demonstrate that our proposed approach outperforms the prior arts by large margins in terms of readability (with the metrics of Character Errors Rate and the Edit Distance) while maintaining the best image quality on the publicly-available DocUNet benchmark.

Parsing Table Structures in the Wild

This paper tackles the problem of table structure parsing (TSP) from images in the wild. In contrast to existing studies that mainly focus on parsing well-aligned tabular images with simple layouts from scanned PDF documents, we aim to establish a practical table structure parsing system for real-world scenarios where tabular input images are taken or scanned with severe deformation, bending or occlusions. For designing such a system, we propose an approach named Cycle-CenterNet on the top of CenterNet with a novel cycle-pairing module to simultaneously detect and group tabular cells into structured tables. In the cycle-pairing module, a new pairing loss function is proposed for the network training. Alongside with our Cycle-CenterNet, we also present a large-scale dataset, named Wired Table in the Wild (WTW), which includes well-annotated structure parsing of multiple style tables in several scenes like the photo, scanning files, web pages, \emph{etc.}. In experiments, we demonstrate that our Cycle-CenterNet consistently achieves the best accuracy of table structure parsing on the new WTW dataset by 24.6\% absolute improvement evaluated by the TEDS metric. A more comprehensive experimental analysis also validates the advantages of our proposed methods for the TSP task.