Exploring the Effectiveness of Multi-stage Fine-tuning for Cross-encoder Re-rankers

State-of-the-art cross-encoders can be fine-tuned to be highly effective in passage re-ranking. The typical fine-tuning process of cross-encoders as re-rankers requires large amounts of manually labelled data, a contrastive learning objective, and a set of heuristically sampled negatives. An alternative recent approach for fine-tuning instead involves teaching the model to mimic the rankings of a highly effective large language model using a distillation objective. These fine-tuning strategies can be applied either individually, or in sequence. In this work, we systematically investigate the effectiveness of point-wise cross-encoders when fine-tuned independently in a single stage, or sequentially in two stages. Our experiments show that the effectiveness of point-wise cross-encoders fine-tuned using contrastive learning is indeed on par with that of models fine-tuned with multi-stage approaches. Code is available for reproduction at https://github.com/fpezzuti/multistage-finetuning.

Graph-Based Re-ranking: Emerging Techniques, Limitations, and Opportunities

Knowledge graphs have emerged to be promising datastore candidates for context augmentation during Retrieval Augmented Generation (RAG). As a result, techniques in graph representation learning have been simultaneously explored alongside principal neural information retrieval approaches, such as two-phased retrieval, also known as re-ranking. While Graph Neural Networks (GNNs) have been proposed to demonstrate proficiency in graph learning for re-ranking, there are ongoing limitations in modeling and evaluating input graph structures for training and evaluation for passage and document ranking tasks. In this survey, we review emerging GNN-based ranking model architectures along with their corresponding graph representation construction methodologies. We conclude by providing recommendations on future research based on community-wide challenges and opportunities.

ListConRanker: A Contrastive Text Reranker with Listwise Encoding

Reranker models aim to re-rank the passages based on the semantics similarity between the given query and passages, which have recently received more attention due to the wide application of the Retrieval-Augmented Generation. Most previous methods apply pointwise encoding, meaning that it can only encode the context of the query for each passage input into the model. However, for the reranker model, given a query, the comparison results between passages are even more important, which is called listwise encoding. Besides, previous models are trained using the cross-entropy loss function, which leads to issues of unsmooth gradient changes during training and low training efficiency. To address these issues, we propose a novel Listwise-encoded Contrastive text reRanker (ListConRanker). It can help the passage to be compared with other passages during the encoding process, and enhance the contrastive information between positive examples and between positive and negative examples. At the same time, we use the circle loss to train the model to increase the flexibility of gradients and solve the problem of training efficiency. Experimental results show that ListConRanker achieves state-of-the-art performance on the reranking benchmark of Chinese Massive Text Embedding Benchmark, including the cMedQA1.0, cMedQA2.0, MMarcoReranking, and T2Reranking datasets.

Matryoshka Re-Ranker: A Flexible Re-Ranking Architecture With Configurable Depth and Width

Large language models (LLMs) provide powerful foundations to perform fine-grained text re-ranking. However, they are often prohibitive in reality due to constraints on computation bandwidth. In this work, we propose a \textbf{flexible} architecture called \textbf{Matroyshka Re-Ranker}, which is designed to facilitate \textbf{runtime customization} of model layers and sequence lengths at each layer based on users' configurations. Consequently, the LLM-based re-rankers can be made applicable across various real-world situations. The increased flexibility may come at the cost of precision loss. To address this problem, we introduce a suite of techniques to optimize the performance. First, we propose \textbf{cascaded self-distillation}, where each sub-architecture learns to preserve a precise re-ranking performance from its super components, whose predictions can be exploited as smooth and informative teacher signals. Second, we design a \textbf{factorized compensation mechanism}, where two collaborative Low-Rank Adaptation modules, vertical and horizontal, are jointly employed to compensate for the precision loss resulted from arbitrary combinations of layer and sequence compression. We perform comprehensive experiments based on the passage and document retrieval datasets from MSMARCO, along with all public datasets from BEIR benchmark. In our experiments, Matryoshka Re-Ranker substantially outperforms the existing methods, while effectively preserving its superior performance across various forms of compression and different application scenarios.

Multilingual Open QA on the MIA Shared Task

Cross-lingual information retrieval (CLIR) ~\cite{shi2021cross, asai2021one, jiang2020cross} for example, can find relevant text in any language such as English(high resource) or Telugu (low resource) even when the query is posed in a different, possibly low-resource, language. In this work, we aim to develop useful CLIR models for this constrained, yet important, setting where we do not require any kind of additional supervision or labelled data for retrieval task and hence can work effectively for low-resource languages. \par We propose a simple and effective re-ranking method for improving passage retrieval in open question answering. The re-ranker re-scores retrieved passages with a zero-shot multilingual question generation model, which is a pre-trained language model, to compute the probability of the input question in the target language conditioned on a retrieved passage, which can be possibly in a different language. We evaluate our method in a completely zero shot setting and doesn't require any training. Thus the main advantage of our method is that our approach can be used to re-rank results obtained by any sparse retrieval methods like BM-25. This eliminates the need for obtaining expensive labelled corpus required for the retrieval tasks and hence can be used for low resource languages.

Improving Generated and Retrieved Knowledge Combination Through Zero-shot Generation

Open-domain Question Answering (QA) has garnered substantial interest by combining the advantages of faithfully retrieved passages and relevant passages generated through Large Language Models (LLMs). However, there is a lack of definitive labels available to pair these sources of knowledge. In order to address this issue, we propose an unsupervised and simple framework called Bi-Reranking for Merging Generated and Retrieved Knowledge (BRMGR), which utilizes re-ranking methods for both retrieved passages and LLM-generated passages. We pair the two types of passages using two separate re-ranking methods and then combine them through greedy matching. We demonstrate that BRMGR is equivalent to employing a bipartite matching loss when assigning each retrieved passage with a corresponding LLM-generated passage. The application of our model yielded experimental results from three datasets, improving their performance by +1.7 and +1.6 on NQ and WebQ datasets, respectively, and obtaining comparable result on TriviaQA dataset when compared to competitive baselines.

Sliding Windows Are Not the End: Exploring Full Ranking with Long-Context Large Language Models

Large Language Models (LLMs) have shown exciting performance in listwise passage ranking. Due to the limited input length, existing methods often adopt the sliding window strategy. Such a strategy, though effective, is inefficient as it involves repetitive and serialized processing, which usually re-evaluates relevant passages multiple times. As a result, it incurs redundant API costs, which are proportional to the number of inference tokens. The development of long-context LLMs enables the full ranking of all passages within a single inference, avoiding redundant API costs. In this paper, we conduct a comprehensive study of long-context LLMs for ranking tasks in terms of efficiency and effectiveness. Surprisingly, our experiments reveal that full ranking with long-context LLMs can deliver superior performance in the supervised fine-tuning setting with a huge efficiency improvement. Furthermore, we identify two limitations of fine-tuning the full ranking model based on existing methods: (1) sliding window strategy fails to produce a full ranking list as a training label, and (2) the language modeling loss cannot emphasize top-ranked passage IDs in the label. To alleviate these issues, we propose a new complete listwise label construction approach and a novel importance-aware learning objective for full ranking. Experiments show the superior performance of our method over baselines. Our codes are available at \url{https://github.com/8421BCD/fullrank}.

EMPRA: Embedding Perturbation Rank Attack against Neural Ranking Models

Recent research has shown that neural information retrieval techniques may be susceptible to adversarial attacks. Adversarial attacks seek to manipulate the ranking of documents, with the intention of exposing users to targeted content. In this paper, we introduce the Embedding Perturbation Rank Attack (EMPRA) method, a novel approach designed to perform adversarial attacks on black-box Neural Ranking Models (NRMs). EMPRA manipulates sentence-level embeddings, guiding them towards pertinent context related to the query while preserving semantic integrity. This process generates adversarial texts that seamlessly integrate with the original content and remain imperceptible to humans. Our extensive evaluation conducted on the widely-used MS MARCO V1 passage collection demonstrate the effectiveness of EMPRA against a wide range of state-of-the-art baselines in promoting a specific set of target documents within a given ranked results. Specifically, EMPRA successfully achieves a re-ranking of almost 96% of target documents originally ranked between 51-100 to rank within the top 10. Furthermore, EMPRA does not depend on surrogate models for adversarial text generation, enhancing its robustness against different NRMs in realistic settings.

Time-Reversal Provides Unsupervised Feedback to LLMs

Large Language Models (LLMs) are typically trained to predict in the forward direction of time. However, recent works have shown that prompting these models to look back and critique their own generations can produce useful feedback. Motivated by this, we explore the question of whether LLMs can be empowered to think (predict and score) backwards to provide unsupervised feedback that complements forward LLMs. Towards this, we introduce Time Reversed Language Models (TRLMs), which can score and generate queries when conditioned on responses, effectively functioning in the reverse direction of time. Further, to effectively infer in the response to query direction, we pre-train and fine-tune a language model (TRLM-Ba) in the reverse token order from scratch. We show empirically (and theoretically in a stylized setting) that time-reversed models can indeed complement forward model predictions when used to score the query given response for re-ranking multiple forward generations. We obtain up to 5\% improvement on the widely used AlpacaEval Leaderboard over the competent baseline of best-of-N re-ranking using self log-perplexity scores. We further show that TRLM scoring outperforms conventional forward scoring of response given query, resulting in significant gains in applications such as citation generation and passage retrieval. We next leverage the generative ability of TRLM to augment or provide unsupervised feedback to input safety filters of LLMs, demonstrating a drastic reduction in false negative rate with negligible impact on false positive rates against several attacks published on the popular JailbreakBench leaderboard.

Re-Ranking Step by Step: Investigating Pre-Filtering for Re-Ranking with Large Language Models

Large Language Models (LLMs) have been revolutionizing a myriad of natural language processing tasks with their diverse zero-shot capabilities. Indeed, existing work has shown that LLMs can be used to great effect for many tasks, such as information retrieval (IR), and passage ranking. However, current state-of-the-art results heavily lean on the capabilities of the LLM being used. Currently, proprietary, and very large LLMs such as GPT-4 are the highest performing passage re-rankers. Hence, users without the resources to leverage top of the line LLMs, or ones that are closed source, are at a disadvantage. In this paper, we investigate the use of a pre-filtering step before passage re-ranking in IR. Our experiments show that by using a small number of human generated relevance scores, coupled with LLM relevance scoring, it is effectively possible to filter out irrelevant passages before re-ranking. Our experiments also show that this pre-filtering then allows the LLM to perform significantly better at the re-ranking task. Indeed, our results show that smaller models such as Mixtral can become competitive with much larger proprietary models (e.g., ChatGPT and GPT-4).