Training on the Test Model: Contamination in Ranking Distillation

Neural approaches to ranking based on pre-trained language models are highly effective in ad-hoc search. However, the computational expense of these models can limit their application. As such, a process known as knowledge distillation is frequently applied to allow a smaller, efficient model to learn from an effective but expensive model. A key example of this is the distillation of expensive API-based commercial Large Language Models into smaller production-ready models. However, due to the opacity of training data and processes of most commercial models, one cannot ensure that a chosen test collection has not been observed previously, creating the potential for inadvertent data contamination. We, therefore, investigate the effect of a contaminated teacher model in a distillation setting. We evaluate several distillation techniques to assess the degree to which contamination occurs during distillation. By simulating a ``worst-case'' setting where the degree of contamination is known, we find that contamination occurs even when the test data represents a small fraction of the teacher's training samples. We, therefore, encourage caution when training using black-box teacher models where data provenance is ambiguous.

Quam: Adaptive Retrieval through Query Affinity Modelling

Building relevance models to rank documents based on user information needs is a central task in information retrieval and the NLP community. Beyond the direct ad-hoc search setting, many knowledge-intense tasks are powered by a first-stage retrieval stage for context selection, followed by a more involved task-specific model. However, most first-stage ranking stages are inherently limited by the recall of the initial ranking documents. Recently, adaptive re-ranking techniques have been proposed to overcome this issue by continually selecting documents from the whole corpus, rather than only considering an initial pool of documents. However, so far these approaches have been limited to heuristic design choices, particularly in terms of the criteria for document selection. In this work, we propose a unifying view of the nascent area of adaptive retrieval by proposing, Quam, a \textit{query-affinity model} that exploits the relevance-aware document similarity graph to improve recall, especially for low re-ranking budgets. Our extensive experimental evidence shows that our proposed approach, Quam improves the recall performance by up to 26\% over the standard re-ranking baselines. Further, the query affinity modelling and relevance-aware document graph modules can be injected into any adaptive retrieval approach. The experimental results show the existing adaptive retrieval approach improves recall by up to 12\%. The code of our work is available at \url{https://github.com/Mandeep-Rathee/quam}.

DyVo: Dynamic Vocabularies for Learned Sparse Retrieval with Entities

Learned Sparse Retrieval (LSR) models use vocabularies from pre-trained transformers, which often split entities into nonsensical fragments. Splitting entities can reduce retrieval accuracy and limits the model's ability to incorporate up-to-date world knowledge not included in the training data. In this work, we enhance the LSR vocabulary with Wikipedia concepts and entities, enabling the model to resolve ambiguities more effectively and stay current with evolving knowledge. Central to our approach is a Dynamic Vocabulary (DyVo) head, which leverages existing entity embeddings and an entity retrieval component that identifies entities relevant to a query or document. We use the DyVo head to generate entity weights, which are then merged with word piece weights to create joint representations for efficient indexing and retrieval using an inverted index. In experiments across three entity-rich document ranking datasets, the resulting DyVo model substantially outperforms state-of-the-art baselines.

Neural Passage Quality Estimation for Static Pruning

Neural networks -- especially those that use large, pre-trained language models -- have improved search engines in various ways. Most prominently, they can estimate the relevance of a passage or document to a user's query. In this work, we depart from this direction by exploring whether neural networks can effectively predict which of a document's passages are unlikely to be relevant to any query submitted to the search engine. We refer to this query-agnostic estimation of passage relevance as a passage's quality. We find that our novel methods for estimating passage quality allow passage corpora to be pruned considerably while maintaining statistically equivalent effectiveness; our best methods can consistently prune >25% of passages in a corpora, across various retrieval pipelines. Such substantial pruning reduces the operating costs of neural search engines in terms of computing resources, power usage, and carbon footprint -- both when processing queries (thanks to a smaller index size) and when indexing (lightweight models can prune low-quality passages prior to the costly dense or learned sparse encoding step). This work sets the stage for developing more advanced neural "learning-what-to-index" methods.

Top-Down Partitioning for Efficient List-Wise Ranking

Large Language Models (LLMs) have significantly impacted many facets of natural language processing and information retrieval. Unlike previous encoder-based approaches, the enlarged context window of these generative models allows for ranking multiple documents at once, commonly called list-wise ranking. However, there are still limits to the number of documents that can be ranked in a single inference of the model, leading to the broad adoption of a sliding window approach to identify the k most relevant items in a ranked list. We argue that the sliding window approach is not well-suited for list-wise re-ranking because it (1) cannot be parallelized in its current form, (2) leads to redundant computational steps repeatedly re-scoring the best set of documents as it works its way up the initial ranking, and (3) prioritizes the lowest-ranked documents for scoring rather than the highest-ranked documents by taking a bottom-up approach. Motivated by these shortcomings and an initial study that shows list-wise rankers are biased towards relevant documents at the start of their context window, we propose a novel algorithm that partitions a ranking to depth k and processes documents top-down. Unlike sliding window approaches, our algorithm is inherently parallelizable due to the use of a pivot element, which can be compared to documents down to an arbitrary depth concurrently. In doing so, we reduce the number of expected inference calls by around 33% when ranking at depth 100 while matching the performance of prior approaches across multiple strong re-rankers.

Generative Relevance Feedback and Convergence of Adaptive Re-Ranking: University of Glasgow Terrier Team at TREC DL 2023

This paper describes our participation in the TREC 2023 Deep Learning Track. We submitted runs that apply generative relevance feedback from a large language model in both a zero-shot and pseudo-relevance feedback setting over two sparse retrieval approaches, namely BM25 and SPLADE. We couple this first stage with adaptive re-ranking over a BM25 corpus graph scored using a monoELECTRA cross-encoder. We investigate the efficacy of these generative approaches for different query types in first-stage retrieval. In re-ranking, we investigate operating points of adaptive re-ranking with different first stages to find the point in graph traversal where the first stage no longer has an effect on the performance of the overall retrieval pipeline. We find some performance gains from the application of generative query reformulation. However, our strongest run in terms of P@10 and nDCG@10 applied both adaptive re-ranking and generative pseudo-relevance feedback, namely uogtr_b_grf_e_gb.

On the Evaluation of Machine-Generated Reports

Large Language Models (LLMs) have enabled new ways to satisfy information needs. Although great strides have been made in applying them to settings like document ranking and short-form text generation, they still struggle to compose complete, accurate, and verifiable long-form reports. Reports with these qualities are necessary to satisfy the complex, nuanced, or multi-faceted information needs of users. In this perspective paper, we draw together opinions from industry and academia, and from a variety of related research areas, to present our vision for automatic report generation, and -- critically -- a flexible framework by which such reports can be evaluated. In contrast with other summarization tasks, automatic report generation starts with a detailed description of an information need, stating the necessary background, requirements, and scope of the report. Further, the generated reports should be complete, accurate, and verifiable. These qualities, which are desirable -- if not required -- in many analytic report-writing settings, require rethinking how to build and evaluate systems that exhibit these qualities. To foster new efforts in building these systems, we present an evaluation framework that draws on ideas found in various evaluations. To test completeness and accuracy, the framework uses nuggets of information, expressed as questions and answers, that need to be part of any high-quality generated report. Additionally, evaluation of citations that map claims made in the report to their source documents ensures verifiability.

Exploiting Positional Bias for Query-Agnostic Generative Content in Search

In recent years, neural ranking models (NRMs) have been shown to substantially outperform their lexical counterparts in text retrieval. In traditional search pipelines, a combination of features leads to well-defined behaviour. However, as neural approaches become increasingly prevalent as the final scoring component of engines or as standalone systems, their robustness to malicious text and, more generally, semantic perturbation needs to be better understood. We posit that the transformer attention mechanism can induce exploitable defects through positional bias in search models, leading to an attack that could generalise beyond a single query or topic. We demonstrate such defects by showing that non-relevant text--such as promotional content--can be easily injected into a document without adversely affecting its position in search results. Unlike previous gradient-based attacks, we demonstrate these biases in a query-agnostic fashion. In doing so, without the knowledge of topicality, we can still reduce the negative effects of non-relevant content injection by controlling injection position. Our experiments are conducted with simulated on-topic promotional text automatically generated by prompting LLMs with topical context from target documents. We find that contextualisation of a non-relevant text further reduces negative effects whilst likely circumventing existing content filtering mechanisms. In contrast, lexical models are found to be more resilient to such content injection attacks. We then investigate a simple yet effective compensation for the weaknesses of the NRMs in search, validating our hypotheses regarding transformer bias.

A Reproducibility Study of PLAID

The PLAID (Performance-optimized Late Interaction Driver) algorithm for ColBERTv2 uses clustered term representations to retrieve and progressively prune documents for final (exact) document scoring. In this paper, we reproduce and fill in missing gaps from the original work. By studying the parameters PLAID introduces, we find that its Pareto frontier is formed of a careful balance among its three parameters; deviations beyond the suggested settings can substantially increase latency without necessarily improving its effectiveness. We then compare PLAID with an important baseline missing from the paper: re-ranking a lexical system. We find that applying ColBERTv2 as a re-ranker atop an initial pool of BM25 results provides better efficiency-effectiveness trade-offs in low-latency settings. However, re-ranking cannot reach peak effectiveness at higher latency settings due to limitations in recall of lexical matching and provides a poor approximation of an exhaustive ColBERTv2 search. We find that recently proposed modifications to re-ranking that pull in the neighbors of top-scoring documents overcome this limitation, providing a Pareto frontier across all operational points for ColBERTv2 when evaluated using a well-annotated dataset. Curious about why re-ranking methods are highly competitive with PLAID, we analyze the token representation clusters PLAID uses for retrieval and find that most clusters are predominantly aligned with a single token and vice versa. Given the competitive trade-offs that re-ranking baselines exhibit, this work highlights the importance of carefully selecting pertinent baselines when evaluating the efficiency of retrieval engines.

Overview of the TREC 2023 NeuCLIR Track

The principal goal of the TREC Neural Cross-Language Information Retrieval (NeuCLIR) track is to study the impact of neural approaches to cross-language information retrieval. The track has created four collections, large collections of Chinese, Persian, and Russian newswire and a smaller collection of Chinese scientific abstracts. The principal tasks are ranked retrieval of news in one of the three languages, using English topics. Results for a multilingual task, also with English topics but with documents from all three newswire collections, are also reported. New in this second year of the track is a pilot technical documents CLIR task for ranked retrieval of Chinese technical documents using English topics. A total of 220 runs across all tasks were submitted by six participating teams and, as baselines, by track coordinators. Task descriptions and results are presented.