FairDiverse: A Comprehensive Toolkit for Fair and Diverse Information Retrieval Algorithms

In modern information retrieval (IR). achieving more than just accuracy is essential to sustaining a healthy ecosystem, especially when addressing fairness and diversity considerations. To meet these needs, various datasets, algorithms, and evaluation frameworks have been introduced. However, these algorithms are often tested across diverse metrics, datasets, and experimental setups, leading to inconsistencies and difficulties in direct comparisons. This highlights the need for a comprehensive IR toolkit that enables standardized evaluation of fairness- and diversity-aware algorithms across different IR tasks. To address this challenge, we present FairDiverse, an open-source and standardized toolkit. FairDiverse offers a framework for integrating fair and diverse methods, including pre-processing, in-processing, and post-processing techniques, at different stages of the IR pipeline. The toolkit supports the evaluation of 28 fairness and diversity algorithms across 16 base models, covering two core IR tasks (search and recommendation) thereby establishing a comprehensive benchmark. Moreover, FairDiverse is highly extensible, providing multiple APIs that empower IR researchers to swiftly develop and evaluate their own fairness and diversity aware models, while ensuring fair comparisons with existing baselines. The project is open-sourced and available on https://github.com/XuChen0427/FairDiverse.

Revisiting Language Models in Neural News Recommender Systems

Neural news recommender systems (RSs) have integrated language models (LMs) to encode news articles with rich textual information into representations, thereby improving the recommendation process. Most studies suggest that (i) news RSs achieve better performance with larger pre-trained language models (PLMs) than shallow language models (SLMs), and (ii) that large language models (LLMs) outperform PLMs. However, other studies indicate that PLMs sometimes lead to worse performance than SLMs. Thus, it remains unclear whether using larger LMs consistently improves the performance of news RSs. In this paper, we revisit, unify, and extend these comparisons of the effectiveness of LMs in news RSs using the real-world MIND dataset. We find that (i) larger LMs do not necessarily translate to better performance in news RSs, and (ii) they require stricter fine-tuning hyperparameter selection and greater computational resources to achieve optimal recommendation performance than smaller LMs. On the positive side, our experiments show that larger LMs lead to better recommendation performance for cold-start users: they alleviate dependency on extensive user interaction history and make recommendations more reliant on the news content.

Generative Retrieval for Book search

In book search, relevant book information should be returned in response to a query. Books contain complex, multi-faceted information such as metadata, outlines, and main text, where the outline provides hierarchical information between chapters and sections. Generative retrieval (GR) is a new retrieval paradigm that consolidates corpus information into a single model to generate identifiers of documents that are relevant to a given query. How can GR be applied to book search? Directly applying GR to book search is a challenge due to the unique characteristics of book search: The model needs to retain the complex, multi-faceted information of the book, which increases the demand for labeled data. Splitting book information and treating it as a collection of separate segments for learning might result in a loss of hierarchical information. We propose an effective Generative retrieval framework for Book Search (GBS) that features two main components: data augmentation and outline-oriented book encoding. For data augmentation, GBS constructs multiple query-book pairs for training; it constructs multiple book identifiers based on the outline, various forms of book contents, and simulates real book retrieval scenarios with varied pseudo-queries. This includes coverage-promoting book identifier augmentation, allowing the model to learn to index effectively, and diversity-enhanced query augmentation, allowing the model to learn to retrieve effectively. Outline-oriented book encoding improves length extrapolation through bi-level positional encoding and retentive attention mechanisms to maintain context over long sequences. Experiments on a proprietary Baidu dataset demonstrate that GBS outperforms strong baselines, achieving a 9.8\% improvement in terms of MRR@20, over the state-of-the-art RIPOR method...

Repeat-bias-aware Optimization of Beyond-accuracy Metrics for Next Basket Recommendation

In next basket recommendation (NBR) a set of items is recommended to users based on their historical basket sequences. In many domains, the recommended baskets consist of both repeat items and explore items. Some state-of-the-art NBR methods are heavily biased to recommend repeat items so as to maximize utility. The evaluation and optimization of beyond-accuracy objectives for NBR, such as item fairness and diversity, has attracted increasing attention. How can such beyond-accuracy objectives be pursued in the presence of heavy repeat bias? We find that only optimizing diversity or item fairness without considering repeat bias may cause NBR algorithms to recommend more repeat items. To solve this problem, we propose a model-agnostic repeat-bias-aware optimization algorithm to post-process the recommended results obtained from NBR methods with the objective of mitigating repeat bias when optimizing diversity or item fairness. We consider multiple variations of our optimization algorithm to cater to multiple NBR methods. Experiments on three real-world grocery shopping datasets show that the proposed algorithms can effectively improve diversity and item fairness, and mitigate repeat bias at acceptable Recall loss.

On the Robustness of Generative Information Retrieval Models

Generative information retrieval methods retrieve documents by directly generating their identifiers. Much effort has been devoted to developing effective generative IR models. Less attention has been paid to the robustness of these models. It is critical to assess the out-of-distribution (OOD) generalization of generative IR models, i.e., how would such models generalize to new distributions? To answer this question, we focus on OOD scenarios from four perspectives in retrieval problems: (i)query variations; (ii)unseen query types; (iii)unseen tasks; and (iv)corpus expansion. Based on this taxonomy, we conduct empirical studies to analyze the OOD robustness of representative generative IR models against dense retrieval models. Our empirical results indicate that the OOD robustness of generative IR models is in need of improvement. By inspecting the OOD robustness of generative IR models we aim to contribute to the development of more reliable IR models. The code is available at \url{https://github.com/Davion-Liu/GR_OOD}.

Attack-in-the-Chain: Bootstrapping Large Language Models for Attacks Against Black-box Neural Ranking Models

Neural ranking models (NRMs) have been shown to be highly effective in terms of retrieval performance. Unfortunately, they have also displayed a higher degree of sensitivity to attacks than previous generation models. To help expose and address this lack of robustness, we introduce a novel ranking attack framework named Attack-in-the-Chain, which tracks interactions between large language models (LLMs) and NRMs based on chain-of-thought (CoT) prompting to generate adversarial examples under black-box settings. Our approach starts by identifying anchor documents with higher ranking positions than the target document as nodes in the reasoning chain. We then dynamically assign the number of perturbation words to each node and prompt LLMs to execute attacks. Finally, we verify the attack performance of all nodes at each reasoning step and proceed to generate the next reasoning step. Empirical results on two web search benchmarks show the effectiveness of our method.

Correctness is not Faithfulness in RAG Attributions

Retrieving relevant context is a common approach to reduce hallucinations and enhance answer reliability. Explicitly citing source documents allows users to verify generated responses and increases trust. Prior work largely evaluates citation correctness - whether cited documents support the corresponding statements. But citation correctness alone is insufficient. To establish trust in attributed answers, we must examine both citation correctness and citation faithfulness. In this work, we first disentangle the notions of citation correctness and faithfulness, which have been applied inconsistently in previous studies. Faithfulness ensures that the model's reliance on cited documents is genuine, reflecting actual reference use rather than superficial alignment with prior beliefs, which we call post-rationalization. We design an experiment that reveals the prevalent issue of post-rationalization, which undermines reliable attribution and may result in misplaced trust. Our findings suggest that current attributed answers often lack citation faithfulness (up to 57 percent of the citations), highlighting the need to evaluate correctness and faithfulness for trustworthy attribution in language models.

Learning Latent Spaces for Domain Generalization in Time Series Forecasting

Time series forecasting is vital in many real-world applications, yet developing models that generalize well on unseen relevant domains -- such as forecasting web traffic data on new platforms/websites or estimating e-commerce demand in new regions -- remains underexplored. Existing forecasting models often struggle with domain shifts in time series data, as the temporal patterns involve complex components like trends, seasonality, etc. While some prior work addresses this by matching feature distributions across domains or disentangling domain-shared features using label information, they fail to reveal insights into the latent temporal dependencies, which are critical for identifying common patterns across domains and achieving generalization. We propose a framework for domain generalization in time series forecasting by mining the latent factors that govern temporal dependencies across domains. Our approach uses a decomposition-based architecture with a new Conditional $\beta$-Variational Autoencoder (VAE), wherein time series data is first decomposed into trend-cyclical and seasonal components, each modeled independently through separate $\beta$-VAE modules. The $\beta$-VAE aims to capture disentangled latent factors that control temporal dependencies across domains. We enhance the learning of domain-specific information with a decoder-conditional design and introduce domain regularization to improve the separation of domain-shared and domain-specific latent factors. Our proposed method is flexible and can be applied to various time series forecasting models, enabling effective domain generalization with simplicity and efficiency. We validate its effectiveness on five real-world time series datasets, covering web traffic, e-commerce, finance and power consumption, demonstrating improved generalization performance over state-of-the-art methods.

AGENT-CQ: Automatic Generation and Evaluation of Clarifying Questions for Conversational Search with LLMs

Generating diverse and effective clarifying questions is crucial for improving query understanding and retrieval performance in open-domain conversational search (CS) systems. We propose AGENT-CQ (Automatic GENeration, and evaluaTion of Clarifying Questions), an end-to-end LLM-based framework addressing the challenges of scalability and adaptability faced by existing methods that rely on manual curation or template-based approaches. AGENT-CQ consists of two stages: a generation stage employing LLM prompting strategies to generate clarifying questions, and an evaluation stage (CrowdLLM) that simulates human crowdsourcing judgments using multiple LLM instances to assess generated questions and answers based on comprehensive quality metrics. Extensive experiments on the ClariQ dataset demonstrate CrowdLLM's effectiveness in evaluating question and answer quality. Human evaluation and CrowdLLM show that the AGENT-CQ - generation stage, consistently outperforms baselines in various aspects of question and answer quality. In retrieval-based evaluation, LLM-generated questions significantly enhance retrieval effectiveness for both BM25 and cross-encoder models compared to human-generated questions.

Evaluation of Attribution Bias in Retrieval-Augmented Large Language Models

Attributing answers to source documents is an approach used to enhance the verifiability of a model's output in retrieval augmented generation (RAG). Prior work has mainly focused on improving and evaluating the attribution quality of large language models (LLMs) in RAG, but this may come at the expense of inducing biases in the attribution of answers. We define and examine two aspects in the evaluation of LLMs in RAG pipelines, namely attribution sensitivity and bias with respect to authorship information. We explicitly inform an LLM about the authors of source documents, instruct it to attribute its answers, and analyze (i) how sensitive the LLM's output is to the author of source documents, and (ii) whether the LLM exhibits a bias towards human-written or AI-generated source documents. We design an experimental setup in which we use counterfactual evaluation to study three LLMs in terms of their attribution sensitivity and bias in RAG pipelines. Our results show that adding authorship information to source documents can significantly change the attribution quality of LLMs by 3% to 18%. Moreover, we show that LLMs can have an attribution bias towards explicit human authorship, which can serve as a competing hypothesis for findings of prior work that shows that LLM-generated content may be preferred over human-written contents. Our findings indicate that metadata of source documents can influence LLMs' trust, and how they attribute their answers. Furthermore, our research highlights attribution bias and sensitivity as a novel aspect of brittleness in LLMs.