Towards Understanding Retrieval Accuracy and Prompt Quality in RAG Systems

Retrieval-Augmented Generation (RAG) is a pivotal technique for enhancing the capability of large language models (LLMs) and has demonstrated promising efficacy across a diverse spectrum of tasks. While LLM-driven RAG systems show superior performance, they face unique challenges in stability and reliability. Their complexity hinders developers' efforts to design, maintain, and optimize effective RAG systems. Therefore, it is crucial to understand how RAG's performance is impacted by its design. In this work, we conduct an early exploratory study toward a better understanding of the mechanism of RAG systems, covering three code datasets, three QA datasets, and two LLMs. We focus on four design factors: retrieval document type, retrieval recall, document selection, and prompt techniques. Our study uncovers how each factor impacts system correctness and confidence, providing valuable insights for developing an accurate and reliable RAG system. Based on these findings, we present nine actionable guidelines for detecting defects and optimizing the performance of RAG systems. We hope our early exploration can inspire further advancements in engineering, improving and maintaining LLM-driven intelligent software systems for greater efficiency and reliability.

LADEV: A Language-Driven Testing and Evaluation Platform for Vision-Language-Action Models in Robotic Manipulation

Building on the advancements of Large Language Models (LLMs) and Vision Language Models (VLMs), recent research has introduced Vision-Language-Action (VLA) models as an integrated solution for robotic manipulation tasks. These models take camera images and natural language task instructions as input and directly generate control actions for robots to perform specified tasks, greatly improving both decision-making capabilities and interaction with human users. However, the data-driven nature of VLA models, combined with their lack of interpretability, makes the assurance of their effectiveness and robustness a challenging task. This highlights the need for a reliable testing and evaluation platform. For this purpose, in this work, we propose LADEV, a comprehensive and efficient platform specifically designed for evaluating VLA models. We first present a language-driven approach that automatically generates simulation environments from natural language inputs, mitigating the need for manual adjustments and significantly improving testing efficiency. Then, to further assess the influence of language input on the VLA models, we implement a paraphrase mechanism that produces diverse natural language task instructions for testing. Finally, to expedite the evaluation process, we introduce a batch-style method for conducting large-scale testing of VLA models. Using LADEV, we conducted experiments on several state-of-the-art VLA models, demonstrating its effectiveness as a tool for evaluating these models. Our results showed that LADEV not only enhances testing efficiency but also establishes a solid baseline for evaluating VLA models, paving the way for the development of more intelligent and advanced robotic systems.

PromptCharm: Text-to-Image Generation through Multi-modal Prompting and Refinement

The recent advancements in Generative AI have significantly advanced the field of text-to-image generation. The state-of-the-art text-to-image model, Stable Diffusion, is now capable of synthesizing high-quality images with a strong sense of aesthetics. Crafting text prompts that align with the model's interpretation and the user's intent thus becomes crucial. However, prompting remains challenging for novice users due to the complexity of the stable diffusion model and the non-trivial efforts required for iteratively editing and refining the text prompts. To address these challenges, we propose PromptCharm, a mixed-initiative system that facilitates text-to-image creation through multi-modal prompt engineering and refinement. To assist novice users in prompting, PromptCharm first automatically refines and optimizes the user's initial prompt. Furthermore, PromptCharm supports the user in exploring and selecting different image styles within a large database. To assist users in effectively refining their prompts and images, PromptCharm renders model explanations by visualizing the model's attention values. If the user notices any unsatisfactory areas in the generated images, they can further refine the images through model attention adjustment or image inpainting within the rich feedback loop of PromptCharm. To evaluate the effectiveness and usability of PromptCharm, we conducted a controlled user study with 12 participants and an exploratory user study with another 12 participants. These two studies show that participants using PromptCharm were able to create images with higher quality and better aligned with the user's expectations compared with using two variants of PromptCharm that lacked interaction or visualization support.

Look Before You Leap: An Exploratory Study of Uncertainty Measurement for Large Language Models

The recent performance leap of Large Language Models (LLMs) opens up new opportunities across numerous industrial applications and domains. However, erroneous generations, such as false predictions, misinformation, and hallucination made by LLMs, have also raised severe concerns for the trustworthiness of LLMs', especially in safety-, security- and reliability-sensitive scenarios, potentially hindering real-world adoptions. While uncertainty estimation has shown its potential for interpreting the prediction risks made by general machine learning (ML) models, little is known about whether and to what extent it can help explore an LLM's capabilities and counteract its undesired behavior. To bridge the gap, in this paper, we initiate an exploratory study on the risk assessment of LLMs from the lens of uncertainty. In particular, we experiment with twelve uncertainty estimation methods and four LLMs on four prominent natural language processing (NLP) tasks to investigate to what extent uncertainty estimation techniques could help characterize the prediction risks of LLMs. Our findings validate the effectiveness of uncertainty estimation for revealing LLMs' uncertain/non-factual predictions. In addition to general NLP tasks, we extensively conduct experiments with four LLMs for code generation on two datasets. We find that uncertainty estimation can potentially uncover buggy programs generated by LLMs. Insights from our study shed light on future design and development for reliable LLMs, facilitating further research toward enhancing the trustworthiness of LLMs.

Benchmarking Robustness of AI-enabled Multi-sensor Fusion Systems: Challenges and Opportunities

Multi-Sensor Fusion (MSF) based perception systems have been the foundation in supporting many industrial applications and domains, such as self-driving cars, robotic arms, and unmanned aerial vehicles. Over the past few years, the fast progress in data-driven artificial intelligence (AI) has brought a fast-increasing trend to empower MSF systems by deep learning techniques to further improve performance, especially on intelligent systems and their perception systems. Although quite a few AI-enabled MSF perception systems and techniques have been proposed, up to the present, limited benchmarks that focus on MSF perception are publicly available. Given that many intelligent systems such as self-driving cars are operated in safety-critical contexts where perception systems play an important role, there comes an urgent need for a more in-depth understanding of the performance and reliability of these MSF systems. To bridge this gap, we initiate an early step in this direction and construct a public benchmark of AI-enabled MSF-based perception systems including three commonly adopted tasks (i.e., object detection, object tracking, and depth completion). Based on this, to comprehensively understand MSF systems' robustness and reliability, we design 14 common and realistic corruption patterns to synthesize large-scale corrupted datasets. We further perform a systematic evaluation of these systems through our large-scale evaluation. Our results reveal the vulnerability of the current AI-enabled MSF perception systems, calling for researchers and practitioners to take robustness and reliability into account when designing AI-enabled MSF.

Is Model Attention Aligned with Human Attention? An Empirical Study on Large Language Models for Code Generation

Large Language Models (LLMs) have been demonstrated effective for code generation. Due to the complexity and opacity of LLMs, little is known about how these models generate code. To deepen our understanding, we investigate whether LLMs attend to the same parts of a natural language description as human programmers during code generation. An analysis of five LLMs on a popular benchmark, HumanEval, revealed a consistent misalignment between LLMs' and programmers' attention. Furthermore, we found that there is no correlation between the code generation accuracy of LLMs and their alignment with human programmers. Through a quantitative experiment and a user study, we confirmed that, among twelve different attention computation methods, attention computed by the perturbation-based method is most aligned with human attention and is constantly favored by human programmers. Our findings highlight the need for human-aligned LLMs for better interpretability and programmer trust.

Towards Efficient Deep Hashing Retrieval: Condensing Your Data via Feature-Embedding Matching

The expenses involved in training state-of-the-art deep hashing retrieval models have witnessed an increase due to the adoption of more sophisticated models and large-scale datasets. Dataset Distillation (DD) or Dataset Condensation(DC) focuses on generating smaller synthetic dataset that retains the original information. Nevertheless, existing DD methods face challenges in maintaining a trade-off between accuracy and efficiency. And the state-of-the-art dataset distillation methods can not expand to all deep hashing retrieval methods. In this paper, we propose an efficient condensation framework that addresses these limitations by matching the feature-embedding between synthetic set and real set. Furthermore, we enhance the diversity of features by incorporating the strategies of early-stage augmented models and multi-formation. Extensive experiments provide compelling evidence of the remarkable superiority of our approach, both in terms of performance and efficiency, compared to state-of-the-art baseline methods.

DeepLens: Interactive Out-of-distribution Data Detection in NLP Models

Machine Learning (ML) has been widely used in Natural Language Processing (NLP) applications. A fundamental assumption in ML is that training data and real-world data should follow a similar distribution. However, a deployed ML model may suffer from out-of-distribution (OOD) issues due to distribution shifts in the real-world data. Though many algorithms have been proposed to detect OOD data from text corpora, there is still a lack of interactive tool support for ML developers. In this work, we propose DeepLens, an interactive system that helps users detect and explore OOD issues in massive text corpora. Users can efficiently explore different OOD types in DeepLens with the help of a text clustering method. Users can also dig into a specific text by inspecting salient words highlighted through neuron activation analysis. In a within-subjects user study with 24 participants, participants using DeepLens were able to find nearly twice more types of OOD issues accurately with 22% more confidence compared with a variant of DeepLens that has no interaction or visualization support.

DeepSeer: Interactive RNN Explanation and Debugging via State Abstraction

Recurrent Neural Networks (RNNs) have been widely used in Natural Language Processing (NLP) tasks given its superior performance on processing sequential data. However, it is challenging to interpret and debug RNNs due to the inherent complexity and the lack of transparency of RNNs. While many explainable AI (XAI) techniques have been proposed for RNNs, most of them only support local explanations rather than global explanations. In this paper, we present DeepSeer, an interactive system that provides both global and local explanations of RNN behavior in multiple tightly-coordinated views for model understanding and debugging. The core of DeepSeer is a state abstraction method that bundles semantically similar hidden states in an RNN model and abstracts the model as a finite state machine. Users can explore the global model behavior by inspecting text patterns associated with each state and the transitions between states. Users can also dive into individual predictions by inspecting the state trace and intermediate prediction results of a given input. A between-subjects user study with 28 participants shows that, compared with a popular XAI technique, LIME, participants using DeepSeer made a deeper and more comprehensive assessment of RNN model behavior, identified the root causes of incorrect predictions more accurately, and came up with more actionable plans to improve the model performance.

An Exploratory Study of AI System Risk Assessment from the Lens of Data Distribution and Uncertainty

Deep learning (DL) has become a driving force and has been widely adopted in many domains and applications with competitive performance. In practice, to solve the nontrivial and complicated tasks in real-world applications, DL is often not used standalone, but instead contributes as a piece of gadget of a larger complex AI system. Although there comes a fast increasing trend to study the quality issues of deep neural networks (DNNs) at the model level, few studies have been performed to investigate the quality of DNNs at both the unit level and the potential impacts on the system level. More importantly, it also lacks systematic investigation on how to perform the risk assessment for AI systems from unit level to system level. To bridge this gap, this paper initiates an early exploratory study of AI system risk assessment from both the data distribution and uncertainty angles to address these issues. We propose a general framework with an exploratory study for analyzing AI systems. After large-scale (700+ experimental configurations and 5000+ GPU hours) experiments and in-depth investigations, we reached a few key interesting findings that highlight the practical need and opportunities for more in-depth investigations into AI systems.