A Survey of Personalization: From RAG to Agent

Personalization has become an essential capability in modern AI systems, enabling customized interactions that align with individual user preferences, contexts, and goals. Recent research has increasingly concentrated on Retrieval-Augmented Generation (RAG) frameworks and their evolution into more advanced agent-based architectures within personalized settings to enhance user satisfaction. Building on this foundation, this survey systematically examines personalization across the three core stages of RAG: pre-retrieval, retrieval, and generation. Beyond RAG, we further extend its capabilities into the realm of Personalized LLM-based Agents, which enhance traditional RAG systems with agentic functionalities, including user understanding, personalized planning and execution, and dynamic generation. For both personalization in RAG and agent-based personalization, we provide formal definitions, conduct a comprehensive review of recent literature, and summarize key datasets and evaluation metrics. Additionally, we discuss fundamental challenges, limitations, and promising research directions in this evolving field. Relevant papers and resources are continuously updated at https://github.com/Applied-Machine-Learning-Lab/Awesome-Personalized-RAG-Agent.

CHOP: Mobile Operating Assistant with Constrained High-frequency Optimized Subtask Planning

The advancement of visual language models (VLMs) has enhanced mobile device operations, allowing simulated human-like actions to address user requirements. Current VLM-based mobile operating assistants can be structured into three levels: task, subtask, and action. The subtask level, linking high-level goals with low-level executable actions, is crucial for task completion but faces two challenges: ineffective subtasks that lower-level agent cannot execute and inefficient subtasks that fail to contribute to the completion of the higher-level task. These challenges stem from VLM's lack of experience in decomposing subtasks within GUI scenarios in multi-agent architecture. To address these, we propose a new mobile assistant architecture with constrained high-frequency o}ptimized planning (CHOP). Our approach overcomes the VLM's deficiency in GUI scenarios planning by using human-planned subtasks as the basis vector. We evaluate our architecture in both English and Chinese contexts across 20 Apps, demonstrating significant improvements in both effectiveness and efficiency. Our dataset and code is available at https://github.com/Yuqi-Zhou/CHOP

Inference Computation Scaling for Feature Augmentation in Recommendation Systems

Large language models have become a powerful method for feature augmentation in recommendation systems. However, existing approaches relying on quick inference often suffer from incomplete feature coverage and insufficient specificity in feature descriptions, limiting their ability to capture fine-grained user preferences and undermining overall performance. Motivated by the recent success of inference scaling in math and coding tasks, we explore whether scaling inference can address these limitations and enhance feature quality. Our experiments show that scaling inference leads to significant improvements in recommendation performance, with a 12% increase in NDCG@10. The gains can be attributed to two key factors: feature quantity and specificity. In particular, models using extended Chain-of-Thought (CoT) reasoning generate a greater number of detailed and precise features, offering deeper insights into user preferences and overcoming the limitations of quick inference. We further investigate the factors influencing feature quantity, revealing that model choice and search strategy play critical roles in generating a richer and more diverse feature set. This is the first work to apply inference scaling to feature augmentation in recommendation systems, bridging advances in reasoning tasks to enhance personalized recommendation.

Few-shot_LLM_Synthetic_Data_with_Distribution_Matching

As large language models (LLMs) advance, their ability to perform in-context learning and few-shot language generation has improved significantly. This has spurred using LLMs to produce high-quality synthetic data to enhance the performance of smaller models like online retrievers or weak LLMs. However, LLM-generated synthetic data often differs from the real data in key language attributes (e.g., styles, tones, content proportions, etc.). As a result, mixing these synthetic data directly with real data may distort the original data distribution, potentially hindering performance improvements. To solve this, we introduce SynAlign: a synthetic data generation and filtering framework based on key attribute distribution matching. Before generation, SynAlign employs an uncertainty tracker surrogated by the Gaussian Process model to iteratively select data clusters distinct from selected ones as demonstrations for new data synthesis, facilitating the efficient exploration diversity of the real data. Then, a latent attribute reasoning method is employed: the LLM summarizes linguistic attributes of demonstrations and then synthesizes new data based on them. This approach facilitates synthesizing diverse data with linguistic attributes that appear in real data.After generation, the Maximum Mean Discrepancy is used as the objective function to learn the sampling weight of each synthetic data, ensuring distribution matching with the real data. Our experiments on multiple text prediction tasks show significant performance improvements. We also conducted an online A/B test on an online retriever to demonstrate SynAlign's effectiveness.

SampleLLM: Optimizing Tabular Data Synthesis in Recommendations

Tabular data synthesis is crucial in machine learning, yet existing general methods-primarily based on statistical or deep learning models-are highly data-dependent and often fall short in recommender systems. This limitation arises from their difficulty in capturing complex distributions and understanding feature relationships from sparse and limited data, along with their inability to grasp semantic feature relations. Recently, Large Language Models (LLMs) have shown potential in generating synthetic data samples through few-shot learning and semantic understanding. However, they often suffer from inconsistent distribution and lack of diversity due to their inherent distribution disparity with the target dataset. To address these challenges and enhance tabular data synthesis for recommendation tasks, we propose a novel two-stage framework named SampleLLM to improve the quality of LLM-based tabular data synthesis for recommendations by ensuring better distribution alignment. In the first stage, SampleLLM employs LLMs with Chain-of-Thought prompts and diverse exemplars to generate data that closely aligns with the target dataset distribution, even when input samples are limited. The second stage uses an advanced feature attribution-based importance sampling method to refine feature relationships within the synthesized data, reducing any distribution biases introduced by the LLM. Experimental results on three recommendation datasets, two general datasets, and online deployment illustrate that SampleLLM significantly surpasses existing methods for recommendation tasks and holds promise for a broader range of tabular data scenarios.

SyNeg: LLM-Driven Synthetic Hard-Negatives for Dense Retrieval

The performance of Dense retrieval (DR) is significantly influenced by the quality of negative sampling. Traditional DR methods primarily depend on naive negative sampling techniques or on mining hard negatives through external retriever and meticulously crafted strategies. However, naive negative sampling often fails to adequately capture the accurate boundaries between positive and negative samples, whereas existing hard negative sampling methods are prone to false negatives, resulting in performance degradation and training instability. Recent advancements in large language models (LLMs) offer an innovative solution to these challenges by generating contextually rich and diverse negative samples. In this work, we present a framework that harnesses LLMs to synthesize high-quality hard negative samples. We first devise a \textit{multi-attribute self-reflection prompting strategy} to direct LLMs in hard negative sample generation. Then, we implement a \textit{hybrid sampling strategy} that integrates these synthetic negatives with traditionally retrieved negatives, thereby stabilizing the training process and improving retrieval performance. Extensive experiments on five benchmark datasets demonstrate the efficacy of our approach, and code is also publicly available.

RecSys Arena: Pair-wise Recommender System Evaluation with Large Language Models

Evaluating the quality of recommender systems is critical for algorithm design and optimization. Most evaluation methods are computed based on offline metrics for quick algorithm evolution, since online experiments are usually risky and time-consuming. However, offline evaluation usually cannot fully reflect users' preference for the outcome of different recommendation algorithms, and the results may not be consistent with online A/B test. Moreover, many offline metrics such as AUC do not offer sufficient information for comparing the subtle differences between two competitive recommender systems in different aspects, which may lead to substantial performance differences in long-term online serving. Fortunately, due to the strong commonsense knowledge and role-play capability of large language models (LLMs), it is possible to obtain simulated user feedback on offline recommendation results. Motivated by the idea of LLM Chatbot Arena, in this paper we present the idea of RecSys Arena, where the recommendation results given by two different recommender systems in each session are evaluated by an LLM judger to obtain fine-grained evaluation feedback. More specifically, for each sample we use LLM to generate a user profile description based on user behavior history or off-the-shelf profile features, which is used to guide LLM to play the role of this user and evaluate the relative preference for two recommendation results generated by different models. Through extensive experiments on two recommendation datasets in different scenarios, we demonstrate that many different LLMs not only provide general evaluation results that are highly consistent with canonical offline metrics, but also provide rich insight in many subjective aspects. Moreover, it can better distinguish different algorithms with comparable performance in terms of AUC and nDCG.

Bridging Relevance and Reasoning: Rationale Distillation in Retrieval-Augmented Generation

The reranker and generator are two critical components in the Retrieval-Augmented Generation (i.e., RAG) pipeline, responsible for ranking relevant documents and generating responses. However, due to differences in pre-training data and objectives, there is an inevitable gap between the documents ranked as relevant by the reranker and those required by the generator to support answering the query. To address this gap, we propose RADIO, a novel and practical preference alignment framework with RAtionale DIstillatiOn. Specifically, We first propose a rationale extraction method that leverages the reasoning capabilities of Large Language Models (LLMs) to extract the rationales necessary for answering the query. Subsequently, a rationale-based alignment process is designed to rerank the documents based on the extracted rationales, and fine-tune the reranker to align the preferences. We conduct extensive experiments on two tasks across three datasets to demonstrate the effectiveness of our approach compared to baseline methods. Our code is released online to ease reproduction.

AltFS: Agency-light Feature Selection with Large Language Models in Deep Recommender Systems

Feature selection is crucial in recommender systems for improving model efficiency and predictive performance. Traditional methods rely on agency models, such as decision trees or neural networks, to estimate feature importance. However, this approach is inherently limited, as the agency models may fail to learn effectively in all scenarios due to suboptimal training conditions (e.g., feature collinearity, high-dimensional sparsity, and data insufficiency). In this paper, we propose AltFS, an Agency-light Feature Selection method for deep recommender systems. AltFS integrates semantic reasoning from Large Language Models (LLMs) with task-specific learning from agency models. Initially, LLMs will generate a semantic ranking of feature importance, which is then refined by an agency model, combining world knowledge with task-specific insights. Extensive experiments on three public datasets from real-world recommender platforms demonstrate the effectiveness of AltFS. Our code is publicly available for reproducibility.

Prompt Tuning as User Inherent Profile Inference Machine

Large Language Models (LLMs) have exhibited significant promise in recommender systems by empowering user profiles with their extensive world knowledge and superior reasoning capabilities. However, LLMs face challenges like unstable instruction compliance, modality gaps, and high inference latency, leading to textual noise and limiting their effectiveness in recommender systems. To address these challenges, we propose UserIP-Tuning, which uses prompt-tuning to infer user profiles. It integrates the causal relationship between user profiles and behavior sequences into LLMs' prompts. And employs expectation maximization to infer the embedded latent profile, minimizing textual noise by fixing the prompt template. Furthermore, A profile quantization codebook bridges the modality gap by categorizing profile embeddings into collaborative IDs, which are pre-stored for online deployment. This improves time efficiency and reduces memory usage. Experiments on four public datasets show that UserIP-Tuning outperforms state-of-the-art recommendation algorithms. Additional tests and case studies confirm its effectiveness, robustness, and transferability.