KIMAs: A Configurable Knowledge Integrated Multi-Agent System

Knowledge-intensive conversations supported by large language models (LLMs) have become one of the most popular and helpful applications that can assist people in different aspects. Many current knowledge-intensive applications are centered on retrieval-augmented generation (RAG) techniques. While many open-source RAG frameworks facilitate the development of RAG-based applications, they often fall short in handling practical scenarios complicated by heterogeneous data in topics and formats, conversational context management, and the requirement of low-latency response times. This technical report presents a configurable knowledge integrated multi-agent system, KIMAs, to address these challenges. KIMAs features a flexible and configurable system for integrating diverse knowledge sources with 1) context management and query rewrite mechanisms to improve retrieval accuracy and multi-turn conversational coherency, 2) efficient knowledge routing and retrieval, 3) simple but effective filter and reference generation mechanisms, and 4) optimized parallelizable multi-agent pipeline execution. Our work provides a scalable framework for advancing the deployment of LLMs in real-world settings. To show how KIMAs can help developers build knowledge-intensive applications with different scales and emphases, we demonstrate how we configure the system to three applications already running in practice with reliable performance.

Knowledge Graph-Guided Retrieval Augmented Generation

Retrieval-augmented generation (RAG) has emerged as a promising technology for addressing hallucination issues in the responses generated by large language models (LLMs). Existing studies on RAG primarily focus on applying semantic-based approaches to retrieve isolated relevant chunks, which ignore their intrinsic relationships. In this paper, we propose a novel Knowledge Graph-Guided Retrieval Augmented Generation (KG$^2$RAG) framework that utilizes knowledge graphs (KGs) to provide fact-level relationships between chunks, improving the diversity and coherence of the retrieved results. Specifically, after performing a semantic-based retrieval to provide seed chunks, KG$^2$RAG employs a KG-guided chunk expansion process and a KG-based chunk organization process to deliver relevant and important knowledge in well-organized paragraphs. Extensive experiments conducted on the HotpotQA dataset and its variants demonstrate the advantages of KG$^2$RAG compared to existing RAG-based approaches, in terms of both response quality and retrieval quality.

Agent-Oriented Planning in Multi-Agent Systems

Through the collaboration of multiple agents possessing diverse expertise and tools, multi-agent systems achieve impressive progress in solving real-world problems. Given the user queries, the meta-agents, serving as the brain within these systems, are required to decompose the queries into multiple sub-tasks that can be allocated to suitable agents capable of solving them, so-called agent-oriented planning. In this study, we identify three critical design principles of agent-oriented planning, including solvability, completeness, and non-redundancy, to ensure that each sub-task is effectively resolved, leading to satisfactory responses to the original queries. These principles further inspire us to propose a novel framework for agent-oriented planning in multi-agent systems, leveraging a fast task decomposition and allocation process followed by an effective and efficient evaluation via a reward model. During the planning process, the meta-agent is also responsible for evaluating the performance of the expert agents, making timely adjustments to the sub-tasks and scheduling as necessary. Besides, we integrate a feedback loop into the proposed framework to further enhance the effectiveness and robustness of such a problem-solving process. Extensive experiments demonstrate the advancement of the proposed framework in solving real-world problems compared to both single-agent systems and existing planning strategies for multi-agent systems.

Exploring Selective Layer Fine-Tuning in Federated Learning

Federated learning (FL) has emerged as a promising paradigm for fine-tuning foundation models using distributed data in a privacy-preserving manner. Under limited computational resources, clients often find it more practical to fine-tune a selected subset of layers, rather than the entire model, based on their task-specific data. In this study, we provide a thorough theoretical exploration of selective layer fine-tuning in FL, emphasizing a flexible approach that allows the clients to adjust their selected layers according to their local data and resources. We theoretically demonstrate that the layer selection strategy has a significant impact on model convergence in two critical aspects: the importance of selected layers and the heterogeneous choices across clients. Drawing from these insights, we further propose a strategic layer selection method that utilizes local gradients and regulates layer selections across clients. The extensive experiments on both image and text datasets demonstrate the effectiveness of the proposed strategy compared with several baselines, highlighting its advances in identifying critical layers that adapt to the client heterogeneity and training dynamics in FL.

Understanding Byzantine Robustness in Federated Learning with A Black-box Server

Federated learning (FL) becomes vulnerable to Byzantine attacks where some of participators tend to damage the utility or discourage the convergence of the learned model via sending their malicious model updates. Previous works propose to apply robust rules to aggregate updates from participators against different types of Byzantine attacks, while at the same time, attackers can further design advanced Byzantine attack algorithms targeting specific aggregation rule when it is known. In practice, FL systems can involve a black-box server that makes the adopted aggregation rule inaccessible to participants, which can naturally defend or weaken some Byzantine attacks. In this paper, we provide an in-depth understanding on the Byzantine robustness of the FL system with a black-box server. Our investigation demonstrates the improved Byzantine robustness of a black-box server employing a dynamic defense strategy. We provide both empirical evidence and theoretical analysis to reveal that the black-box server can mitigate the worst-case attack impact from a maximum level to an expectation level, which is attributed to the inherent inaccessibility and randomness offered by a black-box server.The source code is available at https://github.com/alibaba/FederatedScope/tree/Byzantine_attack_defense to promote further research in the community.

Very Large-Scale Multi-Agent Simulation in AgentScope

Recent advances in large language models (LLMs) have opened new avenues for applying multi-agent systems in very large-scale simulations. However, there remain several challenges when conducting multi-agent simulations with existing platforms, such as limited scalability and low efficiency, unsatisfied agent diversity, and effort-intensive management processes. To address these challenges, we develop several new features and components for AgentScope, a user-friendly multi-agent platform, enhancing its convenience and flexibility for supporting very large-scale multi-agent simulations. Specifically, we propose an actor-based distributed mechanism as the underlying technological infrastructure towards great scalability and high efficiency, and provide flexible environment support for simulating various real-world scenarios, which enables parallel execution of multiple agents, centralized workflow orchestration, and both inter-agent and agent-environment interactions among agents. Moreover, we integrate an easy-to-use configurable tool and an automatic background generation pipeline in AgentScope, simplifying the process of creating agents with diverse yet detailed background settings. Last but not least, we provide a web-based interface for conveniently monitoring and managing a large number of agents that might deploy across multiple devices. We conduct a comprehensive simulation to demonstrate the effectiveness of the proposed enhancements in AgentScope, and provide detailed observations and discussions to highlight the great potential of applying multi-agent systems in large-scale simulations. The source code is released on GitHub at https://github.com/modelscope/agentscope to inspire further research and development in large-scale multi-agent simulations.

$β$-DPO: Direct Preference Optimization with Dynamic $β$

Direct Preference Optimization (DPO) has emerged as a compelling approach for training Large Language Models (LLMs) to adhere to human preferences. However, the performance of DPO is sensitive to the fine-tuning of its trade-off parameter $\beta$, as well as to the quality of the preference data. We analyze the impact of $\beta$ and data quality on DPO, uncovering that optimal $\beta$ values vary with the informativeness of pairwise data. Addressing the limitations of static $\beta$ values, we introduce a novel framework that dynamically calibrates $\beta$ at the batch level, informed by data quality considerations. Additionally, our method incorporates $\beta$-guided data filtering to safeguard against the influence of outliers. Through empirical evaluation, we demonstrate that our dynamic $\beta$ adjustment technique significantly improves DPO's performance across a range of models and datasets, offering a more robust and adaptable training paradigm for aligning LLMs with human feedback. The code is available at \url{https://github.com/junkangwu/beta-DPO}.

Towards Robust Alignment of Language Models: Distributionally Robustifying Direct Preference Optimization

This study addresses the challenge of noise in training datasets for Direct Preference Optimization (DPO), a method for aligning Large Language Models (LLMs) with human preferences. We categorize noise into pointwise noise, which includes low-quality data points, and pairwise noise, which encompasses erroneous data pair associations that affect preference rankings. Utilizing Distributionally Robust Optimization (DRO), we enhance DPO's resilience to these types of noise. Our theoretical insights reveal that DPO inherently embeds DRO principles, conferring robustness to pointwise noise, with the regularization coefficient $\beta$ playing a critical role in its noise resistance. Extending this framework, we introduce Distributionally Robustifying DPO (Dr. DPO), which integrates pairwise robustness by optimizing against worst-case pairwise scenarios. The novel hyperparameter $\beta'$ in Dr. DPO allows for fine-tuned control over data pair reliability, providing a strategic balance between exploration and exploitation in noisy training environments. Empirical evaluations demonstrate that Dr. DPO substantially improves the quality of generated text and response accuracy in preference datasets, showcasing enhanced performance in both noisy and noise-free settings. The code is available at https://github.com/junkangwu/Dr_DPO.

When to Trust LLMs: Aligning Confidence with Response Quality

Despite the success of large language models (LLMs) in natural language generation, much evidence shows that LLMs may produce incorrect or nonsensical text. This limitation highlights the importance of discerning when to trust LLMs, especially in safety-critical domains. Existing methods, which rely on verbalizing confidence to tell the reliability by inducing top-k responses and sampling-aggregating multiple responses, often fail, due to the lack of objective guidance of confidence. To address this, we propose CONfidence-Quality-ORDerpreserving alignment approach (CONQORD), leveraging reinforcement learning with a tailored dual-component reward function. This function encompasses quality reward and orderpreserving alignment reward functions. Specifically, the order-preserving reward incentivizes the model to verbalize greater confidence for responses of higher quality to align the order of confidence and quality. Experiments demonstrate that our CONQORD significantly improves the alignment performance between confidence levels and response accuracy, without causing the model to become over-cautious. Furthermore, the aligned confidence provided by CONQORD informs when to trust LLMs, and acts as a determinant for initiating the retrieval process of external knowledge. Aligning confidence with response quality ensures more transparent and reliable responses, providing better trustworthiness.

Tunable Soft Prompts are Messengers in Federated Learning

Federated learning (FL) enables multiple participants to collaboratively train machine learning models using decentralized data sources, alleviating privacy concerns that arise from directly sharing local data. However, the lack of model privacy protection in FL becomes an unneglectable challenge, especially when people want to federally finetune models based on a proprietary large language model. In this study, we propose a novel FL training approach that accomplishes information exchange among participants via tunable soft prompts. These soft prompts, updated and transmitted between the server and clients, assume the role of the global model parameters and serve as messengers to deliver useful knowledge from the local data and global model. As the global model itself is not required to be shared and the local training is conducted based on an auxiliary model with fewer parameters than the global model, the proposed approach provides protection for the global model while reducing communication and computation costs in FL. Extensive experiments show the effectiveness of the proposed approach compared to several baselines. We have released the source code at \url{https://github.com/alibaba/FederatedScope/tree/fedsp/federatedscope/nlp/fedsp}.