Navigating Noisy Feedback: Enhancing Reinforcement Learning with Error-Prone Language Models

The correct specification of reward models is a well-known challenge in reinforcement learning. Hand-crafted reward functions often lead to inefficient or suboptimal policies and may not be aligned with user values. Reinforcement learning from human feedback is a successful technique that can mitigate such issues, however, the collection of human feedback can be laborious. Recent works have solicited feedback from pre-trained large language models rather than humans to reduce or eliminate human effort, however, these approaches yield poor performance in the presence of hallucination and other errors. This paper studies the advantages and limitations of reinforcement learning from large language model feedback and proposes a simple yet effective method for soliciting and applying feedback as a potential-based shaping function. We theoretically show that inconsistent rankings, which approximate ranking errors, lead to uninformative rewards with our approach. Our method empirically improves convergence speed and policy returns over commonly used baselines even with significant ranking errors, and eliminates the need for complex post-processing of reward functions.

CLR-Fact: Evaluating the Complex Logical Reasoning Capability of Large Language Models over Factual Knowledge

While large language models (LLMs) have demonstrated impressive capabilities across various natural language processing tasks by acquiring rich factual knowledge from their broad training data, their ability to synthesize and logically reason with this knowledge in complex ways remains underexplored. In this work, we present a systematic evaluation of state-of-the-art LLMs' complex logical reasoning abilities through a novel benchmark of automatically generated complex reasoning questions over general domain and biomedical knowledge graphs. Our extensive experiments, employing diverse in-context learning techniques, reveal that LLMs excel at reasoning over general world knowledge but face significant challenges with specialized domain-specific knowledge. We find that prompting with explicit Chain-of-Thought demonstrations can substantially improve LLM performance on complex logical reasoning tasks with diverse logical operations. Interestingly, our controlled evaluations uncover an asymmetry where LLMs display proficiency at set union operations, but struggle considerably with set intersections - a key building block of logical reasoning. To foster further work, we will publicly release our evaluation benchmark and code.

EconNLI: Evaluating Large Language Models on Economics Reasoning

Large Language Models (LLMs) are widely used for writing economic analysis reports or providing financial advice, but their ability to understand economic knowledge and reason about potential results of specific economic events lacks systematic evaluation. To address this gap, we propose a new dataset, natural language inference on economic events (EconNLI), to evaluate LLMs' knowledge and reasoning abilities in the economic domain. We evaluate LLMs on (1) their ability to correctly classify whether a premise event will cause a hypothesis event and (2) their ability to generate reasonable events resulting from a given premise. Our experiments reveal that LLMs are not sophisticated in economic reasoning and may generate wrong or hallucinated answers. Our study raises awareness of the limitations of using LLMs for critical decision-making involving economic reasoning and analysis. The dataset and codes are available at https://github.com/Irenehere/EconNLI.

Abductive Logical Reasoning on Knowledge Graphs

Abductive reasoning is logical reasoning that makes educated guesses to infer the most likely reasons to explain the observations. However, the abductive logical reasoning over knowledge graphs (KGs) is underexplored in KG literature. In this paper, we initially and formally raise the task of abductive logical reasoning over KGs, which involves inferring the most probable logic hypothesis from the KGs to explain an observed entity set. Traditional approaches use symbolic methods, like searching, to tackle the knowledge graph problem. However, the symbolic methods are unsuitable for this task, because the KGs are naturally incomplete, and the logical hypotheses can be complex with multiple variables and relations. To address these issues, we propose a generative approach to create logical expressions based on observations. First, we sample hypothesis-observation pairs from the KG and use supervised training to train a generative model that generates hypotheses from observations. Since supervised learning only minimizes structural differences between generated and reference hypotheses, higher structural similarity does not guarantee a better explanation for observations. To tackle this issue, we introduce the Reinforcement Learning from the Knowledge Graph (RLF-KG) method, which minimizes the differences between observations and conclusions drawn from the generated hypotheses according to the KG. Experimental results demonstrate that transformer-based generative models can generate logical explanations robustly and efficiently. Moreover, with the assistance of RLF-KG, the generated hypothesis can provide better explanations for the observations, and the method of supervised learning with RLF-KG achieves state-of-the-art results on abductive knowledge graph reasoning on three widely used KGs.

Understanding Your Agent: Leveraging Large Language Models for Behavior Explanation

Intelligent agents such as robots are increasingly deployed in real-world, safety-critical settings. It is vital that these agents are able to explain the reasoning behind their decisions to human counterparts; however, their behavior is often produced by uninterpretable models such as deep neural networks. We propose an approach to generate natural language explanations for an agent's behavior based only on observations of states and actions, thus making our method independent from the underlying model's representation. For such models, we first learn a behavior representation and subsequently use it to produce plausible explanations with minimal hallucination while affording user interaction with a pre-trained large language model. We evaluate our method in a multi-agent search-and-rescue environment and demonstrate the effectiveness of our explanations for agents executing various behaviors. Through user studies and empirical experiments, we show that our approach generates explanations as helpful as those produced by a human domain expert while enabling beneficial interactions such as clarification and counterfactual queries.

Personalized Jargon Identification for Enhanced Interdisciplinary Communication

Scientific jargon can impede researchers when they read materials from other domains. Current methods of jargon identification mainly use corpus-level familiarity indicators (e.g., Simple Wikipedia represents plain language). However, researchers' familiarity of a term can vary greatly based on their own background. We collect a dataset of over 10K term familiarity annotations from 11 computer science researchers for terms drawn from 100 paper abstracts. Analysis of this data reveals that jargon familiarity and information needs vary widely across annotators, even within the same sub-domain (e.g., NLP). We investigate features representing individual, sub-domain, and domain knowledge to predict individual jargon familiarity. We compare supervised and prompt-based approaches, finding that prompt-based methods including personal publications yields the highest accuracy, though zero-shot prompting provides a strong baseline. This research offers insight into features and methods to integrate personal data into scientific jargon identification.

Predict the Future from the Past? On the Temporal Data Distribution Shift in Financial Sentiment Classifications

Temporal data distribution shift is prevalent in the financial text. How can a financial sentiment analysis system be trained in a volatile market environment that can accurately infer sentiment and be robust to temporal data distribution shifts? In this paper, we conduct an empirical study on the financial sentiment analysis system under temporal data distribution shifts using a real-world financial social media dataset that spans three years. We find that the fine-tuned models suffer from general performance degradation in the presence of temporal distribution shifts. Furthermore, motivated by the unique temporal nature of the financial text, we propose a novel method that combines out-of-distribution detection with time series modeling for temporal financial sentiment analysis. Experimental results show that the proposed method enhances the model's capability to adapt to evolving temporal shifts in a volatile financial market.

Is ChatGPT a Financial Expert? Evaluating Language Models on Financial Natural Language Processing

The emergence of Large Language Models (LLMs), such as ChatGPT, has revolutionized general natural language preprocessing (NLP) tasks. However, their expertise in the financial domain lacks a comprehensive evaluation. To assess the ability of LLMs to solve financial NLP tasks, we present FinLMEval, a framework for Financial Language Model Evaluation, comprising nine datasets designed to evaluate the performance of language models. This study compares the performance of encoder-only language models and the decoder-only language models. Our findings reveal that while some decoder-only LLMs demonstrate notable performance across most financial tasks via zero-shot prompting, they generally lag behind the fine-tuned expert models, especially when dealing with proprietary datasets. We hope this study provides foundation evaluations for continuing efforts to build more advanced LLMs in the financial domain.

Explaining Agent Behavior with Large Language Models

Intelligent agents such as robots are increasingly deployed in real-world, safety-critical settings. It is vital that these agents are able to explain the reasoning behind their decisions to human counterparts, however, their behavior is often produced by uninterpretable models such as deep neural networks. We propose an approach to generate natural language explanations for an agent's behavior based only on observations of states and actions, agnostic to the underlying model representation. We show how a compact representation of the agent's behavior can be learned and used to produce plausible explanations with minimal hallucination while affording user interaction with a pre-trained large language model. Through user studies and empirical experiments, we show that our approach generates explanations as helpful as those generated by a human domain expert while enabling beneficial interactions such as clarification and counterfactual queries.

Introspective Action Advising for Interpretable Transfer Learning

Transfer learning can be applied in deep reinforcement learning to accelerate the training of a policy in a target task by transferring knowledge from a policy learned in a related source task. This is commonly achieved by copying pretrained weights from the source policy to the target policy prior to training, under the constraint that they use the same model architecture. However, not only does this require a robust representation learned over a wide distribution of states -- often failing to transfer between specialist models trained over single tasks -- but it is largely uninterpretable and provides little indication of what knowledge is transferred. In this work, we propose an alternative approach to transfer learning between tasks based on action advising, in which a teacher trained in a source task actively guides a student's exploration in a target task. Through introspection, the teacher is capable of identifying when advice is beneficial to the student and should be given, and when it is not. Our approach allows knowledge transfer between policies agnostic of the underlying representations, and we empirically show that this leads to improved convergence rates in Gridworld and Atari environments while providing insight into what knowledge is transferred.