Beware of Your Po! Measuring and Mitigating AI Safety Risks in Role-Play Fine-Tuning of LLMs

Role-playing enables large language models (LLMs) to engage users in immersive and personalized interactions, but it also introduces significant safety risks. Existing role-play fine-tuning techniques improve role adaptability but may degrade safety performance, particularly for villainous characters. In this work, we conduct the first comprehensive assessment of role-play fine-tuning risks by training 95 role-specific LLMs using RoleBench. Our experiments reveal that role-play fine-tuning leads to a noticeable decline in safety performance, with safety risks varying based on character traits. To tackle this challenge, we propose Safety-Aware Role-Play Fine-Tuning (SaRFT), a novel method designed to balance role-playing capabilities and safety. Extensive experiments on LLaMA-3-8B-Instruct, Gemma-2-9B-it, and Qwen2.5-7B-Instruct demonstrate that SaRFT consistently outperforms state-of-the-art baselines under both LoRA and full-parameter fine-tuning settings. Our findings highlight the necessity of role-adaptive safety measures and provide insights into mitigating role-specific safety risks in role-playing LLMs.

Lens: Rethinking Multilingual Enhancement for Large Language Models

Despite the growing global demand for large language models (LLMs) that serve users from diverse linguistic backgrounds, most cutting-edge LLMs remain predominantly English-centric. This creates a performance gap across languages, restricting access to advanced AI services for non-English speakers. Current methods to enhance multilingual capabilities largely rely on data-driven post-training techniques, such as multilingual instruction tuning or continual pre-training. However, these approaches encounter significant challenges, including the scarcity of high-quality multilingual datasets and the limited enhancement of multilingual capabilities. They often suffer from off-target issues and catastrophic forgetting of central language abilities. To this end, we propose Lens, a novel approach to enhance multilingual capabilities of LLMs by leveraging their internal language representation spaces. Specially, Lens operates by manipulating the hidden representations within the language-agnostic and language-specific subspaces from top layers of LLMs. Using the central language as a pivot, the target language is drawn closer to it within the language-agnostic subspace, allowing it to inherit well-established semantic representations. Meanwhile, in the language-specific subspace, the representations of the target and central languages are pushed apart, enabling the target language to express itself distinctly. Extensive experiments on one English-centric and two multilingual LLMs demonstrate that Lens effectively improves multilingual performance without sacrificing the original central language capabilities of the backbone model, achieving superior results with much fewer computational resources compared to existing post-training approaches.

Towards Comprehensive and Efficient Post Safety Alignment of Large Language Models via Safety Patching

Safety alignment of large language models (LLMs) has been gaining increasing attention. However, current safety-aligned LLMs suffer from the fragile and imbalanced safety mechanisms, which can still be induced to generate unsafe responses, exhibit over-safety by rejecting safe user inputs, and fail to preserve general utility after safety alignment. To this end, we propose a novel post safety alignment (PSA) method to address these inherent and emerging safety challenges, including safety enhancement, over-safety mitigation, and utility preservation. In specific, we introduce \textsc{SafePatching}, a novel framework for comprehensive and efficient PSA, where two distinct safety patches are developed on the harmful data to enhance safety and mitigate over-safety concerns, and then seamlessly integrated into the target LLM backbone without compromising its utility. Extensive experiments show that \textsc{SafePatching} achieves a more comprehensive and efficient PSA than baseline methods. It even enhances the utility of the backbone, further optimizing the balance between being helpful and harmless in current aligned LLMs. Also, \textsc{SafePatching} demonstrates its superiority in continual PSA scenarios.

Both Matter: Enhancing the Emotional Intelligence of Large Language Models without Compromising the General Intelligence

Emotional Intelligence (EI), consisting of emotion perception, emotion cognition and emotion expression, plays the critical roles in improving user interaction experience for the current large language model (LLM) based conversational general AI assistants. Previous works mainly focus on raising the emotion perception ability of them via naive fine-tuning on EI-related classification or regression tasks. However, this leads to the incomplete enhancement of EI and catastrophic forgetting of the general intelligence (GI). To this end, we first introduce \textsc{EiBench}, a large-scale collection of EI-related tasks in the text-to-text formation with task instructions that covers all three aspects of EI, which lays a solid foundation for the comprehensive EI enhancement of LLMs. Then a novel \underline{\textbf{Mo}}dular \underline{\textbf{E}}motional \underline{\textbf{I}}ntelligence enhancement method (\textbf{MoEI}), consisting of Modular Parameter Expansion and intra-inter modulation, is proposed to comprehensively enhance the EI of LLMs without compromise their GI. Extensive experiments on two representative LLM-based assistants, Flan-T5 and LLaMA-2-Chat, demonstrate the effectiveness of MoEI to improving EI while maintain GI.

DAPT: A Dual Attention Framework for Parameter-Efficient Continual Learning of Large Language Models

The continual learning (CL) ability is vital for deploying large language models (LLMs) in the dynamic world. Based on parameter-efficient tuning (PET), existing methods devise the learning module and the selection module to handle the challenges of catastrophic forgetting (CF) and knowledge transfer (KT) in CL. The learning module allocates separate PET blocks for each continually emerged task and the selection module function to choose the correct one for the input at testing time. However, there are limitations in their deigns of both modules and they ignore the potential of aligning the two module to address CF and KT simultaneously. To this end, we propose a novel Dual Attention Framework , to align the PET learning and selection via the Dual Attentive Learning\&Selection module. Extensive Experiments on two CL benchmarks demonstrate the superiority of DAPT to resist CF and facilitate KT at the same time. Moreover, DAPT exhibits the superiority when we scale it to different model sizes (from 770M to 11B) and unseen tasks.

TransESC: Smoothing Emotional Support Conversation via Turn-Level State Transition

Emotion Support Conversation (ESC) is an emerging and challenging task with the goal of reducing the emotional distress of people. Previous attempts fail to maintain smooth transitions between utterances in ESC because they ignore to grasp the fine-grained transition information at each dialogue turn. To solve this problem, we propose to take into account turn-level state \textbf{Trans}itions of \textbf{ESC} (\textbf{TransESC}) from three perspectives, including semantics transition, strategy transition and emotion transition, to drive the conversation in a smooth and natural way. Specifically, we construct the state transition graph with a two-step way, named transit-then-interact, to grasp such three types of turn-level transition information. Finally, they are injected into the transition-aware decoder to generate more engaging responses. Both automatic and human evaluations on the benchmark dataset demonstrate the superiority of TransESC to generate more smooth and effective supportive responses. Our source code is available at \url{https://github.com/circle-hit/TransESC}.

Is ChatGPT Equipped with Emotional Dialogue Capabilities?

This report presents a study on the emotional dialogue capability of ChatGPT, an advanced language model developed by OpenAI. The study evaluates the performance of ChatGPT on emotional dialogue understanding and generation through a series of experiments on several downstream tasks. Our findings indicate that while ChatGPT's performance on emotional dialogue understanding may still lag behind that of supervised models, it exhibits promising results in generating emotional responses. Furthermore, the study suggests potential avenues for future research directions.

Knowledge-Bridged Causal Interaction Network for Causal Emotion Entailment

Causal Emotion Entailment aims to identify causal utterances that are responsible for the target utterance with a non-neutral emotion in conversations. Previous works are limited in thorough understanding of the conversational context and accurate reasoning of the emotion cause. To this end, we propose Knowledge-Bridged Causal Interaction Network (KBCIN) with commonsense knowledge (CSK) leveraged as three bridges. Specifically, we construct a conversational graph for each conversation and leverage the event-centered CSK as the semantics-level bridge (S-bridge) to capture the deep inter-utterance dependencies in the conversational context via the CSK-Enhanced Graph Attention module. Moreover, social-interaction CSK serves as emotion-level bridge (E-bridge) and action-level bridge (A-bridge) to connect candidate utterances with the target one, which provides explicit causal clues for the Emotional Interaction module and Actional Interaction module to reason the target emotion. Experimental results show that our model achieves better performance over most baseline models. Our source code is publicly available at https://github.com/circle-hit/KBCIN.

Don't Lose Yourself! Empathetic Response Generation via Explicit Self-Other Awareness

As a critical step to achieve human-like chatbots, empathetic response generation has attained increasing interests. Previous attempts are incomplete and not sufficient enough to elicit empathy because they only focus on the initial aspect of empathy to automatically mimic the feelings and thoughts of the user via other-awareness. However, they ignore to maintain and take the own views of the system into account, which is a crucial process to achieve the empathy called self-other awareness. To this end, we propose to generate Empathetic response with explicit Self-Other Awareness (EmpSOA). Specifically, three stages, self-other differentiation, self-other modulation and self-other generation, are devised to clearly maintain, regulate and inject the self-other aware information into the process of empathetic response generation. Both automatic and human evaluations on the benchmark dataset demonstrate the superiority of EmpSOA to generate more empathetic responses.

Detecting Problem Statements in Peer Assessments

Effective peer assessment requires students to be attentive to the deficiencies in the work they rate. Thus, their reviews should identify problems. But what ways are there to check that they do? We attempt to automate the process of deciding whether a review comment detects a problem. We use over 18,000 review comments that were labeled by the reviewees as either detecting or not detecting a problem with the work. We deploy several traditional machine-learning models, as well as neural-network models using GloVe and BERT embeddings. We find that the best performer is the Hierarchical Attention Network classifier, followed by the Bidirectional Gated Recurrent Units (GRU) Attention and Capsule model with scores of 93.1% and 90.5% respectively. The best non-neural network model was the support vector machine with a score of 89.71%. This is followed by the Stochastic Gradient Descent model and the Logistic Regression model with 89.70% and 88.98%.