ID$^3$: Identity-Preserving-yet-Diversified Diffusion Models for Synthetic Face Recognition

Synthetic face recognition (SFR) aims to generate synthetic face datasets that mimic the distribution of real face data, which allows for training face recognition models in a privacy-preserving manner. Despite the remarkable potential of diffusion models in image generation, current diffusion-based SFR models struggle with generalization to real-world faces. To address this limitation, we outline three key objectives for SFR: (1) promoting diversity across identities (inter-class diversity), (2) ensuring diversity within each identity by injecting various facial attributes (intra-class diversity), and (3) maintaining identity consistency within each identity group (intra-class identity preservation). Inspired by these goals, we introduce a diffusion-fueled SFR model termed $\text{ID}^3$. $\text{ID}^3$ employs an ID-preserving loss to generate diverse yet identity-consistent facial appearances. Theoretically, we show that minimizing this loss is equivalent to maximizing the lower bound of an adjusted conditional log-likelihood over ID-preserving data. This equivalence motivates an ID-preserving sampling algorithm, which operates over an adjusted gradient vector field, enabling the generation of fake face recognition datasets that approximate the distribution of real-world faces. Extensive experiments across five challenging benchmarks validate the advantages of $\text{ID}^3$.

SlerpFace: Face Template Protection via Spherical Linear Interpolation

Contemporary face recognition systems use feature templates extracted from face images to identify persons. To enhance privacy, face template protection techniques are widely employed to conceal sensitive identity and appearance information stored in the template. This paper identifies an emerging privacy attack form utilizing diffusion models that could nullify prior protection, referred to as inversion attacks. The attack can synthesize high-quality, identity-preserving face images from templates, revealing persons' appearance. Based on studies of the diffusion model's generative capability, this paper proposes a defense to deteriorate the attack, by rotating templates to a noise-like distribution. This is achieved efficiently by spherically and linearly interpolating templates, or slerp, on their located hypersphere. This paper further proposes to group-wisely divide and drop out templates' feature dimensions, to enhance the irreversibility of rotated templates. The division of groups and dropouts within each group are learned in a recognition-favored way. The proposed techniques are concretized as a novel face template protection technique, SlerpFace. Extensive experiments show that SlerpFace provides satisfactory recognition accuracy and comprehensive privacy protection against inversion and other attack forms, superior to prior arts.

Second Edition FRCSyn Challenge at CVPR 2024: Face Recognition Challenge in the Era of Synthetic Data

Synthetic data is gaining increasing relevance for training machine learning models. This is mainly motivated due to several factors such as the lack of real data and intra-class variability, time and errors produced in manual labeling, and in some cases privacy concerns, among others. This paper presents an overview of the 2nd edition of the Face Recognition Challenge in the Era of Synthetic Data (FRCSyn) organized at CVPR 2024. FRCSyn aims to investigate the use of synthetic data in face recognition to address current technological limitations, including data privacy concerns, demographic biases, generalization to novel scenarios, and performance constraints in challenging situations such as aging, pose variations, and occlusions. Unlike the 1st edition, in which synthetic data from DCFace and GANDiffFace methods was only allowed to train face recognition systems, in this 2nd edition we propose new sub-tasks that allow participants to explore novel face generative methods. The outcomes of the 2nd FRCSyn Challenge, along with the proposed experimental protocol and benchmarking contribute significantly to the application of synthetic data to face recognition.

Privacy-Preserving Face Recognition Using Trainable Feature Subtraction

The widespread adoption of face recognition has led to increasing privacy concerns, as unauthorized access to face images can expose sensitive personal information. This paper explores face image protection against viewing and recovery attacks. Inspired by image compression, we propose creating a visually uninformative face image through feature subtraction between an original face and its model-produced regeneration. Recognizable identity features within the image are encouraged by co-training a recognition model on its high-dimensional feature representation. To enhance privacy, the high-dimensional representation is crafted through random channel shuffling, resulting in randomized recognizable images devoid of attacker-leverageable texture details. We distill our methodologies into a novel privacy-preserving face recognition method, MinusFace. Experiments demonstrate its high recognition accuracy and effective privacy protection. Its code is available at https://github.com/Tencent/TFace.

Privacy-Preserving Face Recognition Using Random Frequency Components

The ubiquitous use of face recognition has sparked increasing privacy concerns, as unauthorized access to sensitive face images could compromise the information of individuals. This paper presents an in-depth study of the privacy protection of face images' visual information and against recovery. Drawing on the perceptual disparity between humans and models, we propose to conceal visual information by pruning human-perceivable low-frequency components. For impeding recovery, we first elucidate the seeming paradox between reducing model-exploitable information and retaining high recognition accuracy. Based on recent theoretical insights and our observation on model attention, we propose a solution to the dilemma, by advocating for the training and inference of recognition models on randomly selected frequency components. We distill our findings into a novel privacy-preserving face recognition method, PartialFace. Extensive experiments demonstrate that PartialFace effectively balances privacy protection goals and recognition accuracy. Code is available at: https://github.com/Tencent/TFace.

Privacy-Preserving Face Recognition with Learnable Privacy Budgets in Frequency Domain

Face recognition technology has been used in many fields due to its high recognition accuracy, including the face unlocking of mobile devices, community access control systems, and city surveillance. As the current high accuracy is guaranteed by very deep network structures, facial images often need to be transmitted to third-party servers with high computational power for inference. However, facial images visually reveal the user's identity information. In this process, both untrusted service providers and malicious users can significantly increase the risk of a personal privacy breach. Current privacy-preserving approaches to face recognition are often accompanied by many side effects, such as a significant increase in inference time or a noticeable decrease in recognition accuracy. This paper proposes a privacy-preserving face recognition method using differential privacy in the frequency domain. Due to the utilization of differential privacy, it offers a guarantee of privacy in theory. Meanwhile, the loss of accuracy is very slight. This method first converts the original image to the frequency domain and removes the direct component termed DC. Then a privacy budget allocation method can be learned based on the loss of the back-end face recognition network within the differential privacy framework. Finally, it adds the corresponding noise to the frequency domain features. Our method performs very well with several classical face recognition test sets according to the extensive experiments.

DuetFace: Collaborative Privacy-Preserving Face Recognition via Channel Splitting in the Frequency Domain

With the wide application of face recognition systems, there is rising concern that original face images could be exposed to malicious intents and consequently cause personal privacy breaches. This paper presents DuetFace, a novel privacy-preserving face recognition method that employs collaborative inference in the frequency domain. Starting from a counterintuitive discovery that face recognition can achieve surprisingly good performance with only visually indistinguishable high-frequency channels, this method designs a credible split of frequency channels by their cruciality for visualization and operates the server-side model on non-crucial channels. However, the model degrades in its attention to facial features due to the missing visual information. To compensate, the method introduces a plug-in interactive block to allow attention transfer from the client-side by producing a feature mask. The mask is further refined by deriving and overlaying a facial region of interest (ROI). Extensive experiments on multiple datasets validate the effectiveness of the proposed method in protecting face images from undesired visual inspection, reconstruction, and identification while maintaining high task availability and performance. Results show that the proposed method achieves a comparable recognition accuracy and computation cost to the unprotected ArcFace and outperforms the state-of-the-art privacy-preserving methods. The source code is available at https://github.com/Tencent/TFace/tree/master/recognition/tasks/duetface.

Evaluation-oriented Knowledge Distillation for Deep Face Recognition

Knowledge distillation (KD) is a widely-used technique that utilizes large networks to improve the performance of compact models. Previous KD approaches usually aim to guide the student to mimic the teacher's behavior completely in the representation space. However, such one-to-one corresponding constraints may lead to inflexible knowledge transfer from the teacher to the student, especially those with low model capacities. Inspired by the ultimate goal of KD methods, we propose a novel Evaluation oriented KD method (EKD) for deep face recognition to directly reduce the performance gap between the teacher and student models during training. Specifically, we adopt the commonly used evaluation metrics in face recognition, i.e., False Positive Rate (FPR) and True Positive Rate (TPR) as the performance indicator. According to the evaluation protocol, the critical pair relations that cause the TPR and FPR difference between the teacher and student models are selected. Then, the critical relations in the student are constrained to approximate the corresponding ones in the teacher by a novel rank-based loss function, giving more flexibility to the student with low capacity. Extensive experimental results on popular benchmarks demonstrate the superiority of our EKD over state-of-the-art competitors.

Adaptive Feature Alignment for Adversarial Training

Recent studies reveal that Convolutional Neural Networks (CNNs) are typically vulnerable to adversarial attacks, which pose a threat to security-sensitive applications. Many adversarial defense methods improve robustness at the cost of accuracy, raising the contradiction between standard and adversarial accuracies. In this paper, we observe an interesting phenomenon that feature statistics change monotonically and smoothly w.r.t the rising of attacking strength. Based on this observation, we propose the adaptive feature alignment (AFA) to generate features of arbitrary attacking strengths. Our method is trained to automatically align features of arbitrary attacking strength. This is done by predicting a fusing weight in a dual-BN architecture. Unlike previous works that need to either retrain the model or manually tune a hyper-parameters for different attacking strengths, our method can deal with arbitrary attacking strengths with a single model without introducing any hyper-parameter. Importantly, our method improves the model robustness against adversarial samples without incurring much loss in standard accuracy. Experiments on CIFAR-10, SVHN, and tiny-ImageNet datasets demonstrate that our method outperforms the state-of-the-art under a wide range of attacking strengths.

Consistent Instance False Positive Improves Fairness in Face Recognition

Demographic bias is a significant challenge in practical face recognition systems. Existing methods heavily rely on accurate demographic annotations. However, such annotations are usually unavailable in real scenarios. Moreover, these methods are typically designed for a specific demographic group and are not general enough. In this paper, we propose a false positive rate penalty loss, which mitigates face recognition bias by increasing the consistency of instance False Positive Rate (FPR). Specifically, we first define the instance FPR as the ratio between the number of the non-target similarities above a unified threshold and the total number of the non-target similarities. The unified threshold is estimated for a given total FPR. Then, an additional penalty term, which is in proportion to the ratio of instance FPR overall FPR, is introduced into the denominator of the softmax-based loss. The larger the instance FPR, the larger the penalty. By such unequal penalties, the instance FPRs are supposed to be consistent. Compared with the previous debiasing methods, our method requires no demographic annotations. Thus, it can mitigate the bias among demographic groups divided by various attributes, and these attributes are not needed to be previously predefined during training. Extensive experimental results on popular benchmarks demonstrate the superiority of our method over state-of-the-art competitors. Code and trained models are available at https://github.com/Tencent/TFace.