RbFT: Robust Fine-tuning for Retrieval-Augmented Generation against Retrieval Defects

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by integrating external knowledge retrieved from a knowledge base. However, its effectiveness is fundamentally constrained by the reliability of both the retriever and the knowledge base. In real-world scenarios, imperfections in these components often lead to the retrieval of noisy, irrelevant, or misleading counterfactual information, ultimately undermining the trustworthiness of RAG systems. To address this challenge, we propose Robust Fine-Tuning (RbFT), a method designed to enhance the resilience of LLMs against retrieval defects through two targeted fine-tuning tasks. Experimental results demonstrate that RbFT significantly improves the robustness of RAG systems across diverse retrieval conditions, surpassing existing methods while maintaining high inference efficiency and compatibility with other robustness techniques.

Parametric Retrieval Augmented Generation

Retrieval-augmented generation (RAG) techniques have emerged as a promising solution to enhance the reliability of large language models (LLMs) by addressing issues like hallucinations, outdated knowledge, and domain adaptation. In particular, existing RAG methods append relevant documents retrieved from external corpus or databases to the input of LLMs to guide their generation process, which we refer to as the in-context knowledge injection method. While this approach is simple and often effective, it has inherent limitations. Firstly, increasing the context length and number of relevant documents can lead to higher computational overhead and degraded performance, especially in complex reasoning tasks. More importantly, in-context knowledge injection operates primarily at the input level, but LLMs store their internal knowledge in their parameters. This gap fundamentally limits the capacity of in-context methods. To this end, we introduce Parametric retrieval-augmented generation (Parametric RAG), a new RAG paradigm that integrates external knowledge directly into the parameters of feed-forward networks (FFN) of an LLM through document parameterization. This approach not only saves online computational costs by eliminating the need to inject multiple documents into the LLMs' input context, but also deepens the integration of external knowledge into the parametric knowledge space of the LLM. Experimental results demonstrate that Parametric RAG substantially enhances both the effectiveness and efficiency of knowledge augmentation in LLMs. Also, it can be combined with in-context RAG methods to achieve even better performance. We have open-sourced all the code, data, and models in the following anonymized GitHub link: https://github.com/oneal2000/PRAG

Foundations of GenIR

The chapter discusses the foundational impact of modern generative AI models on information access (IA) systems. In contrast to traditional AI, the large-scale training and superior data modeling of generative AI models enable them to produce high-quality, human-like responses, which brings brand new opportunities for the development of IA paradigms. In this chapter, we identify and introduce two of them in details, i.e., information generation and information synthesis. Information generation allows AI to create tailored content addressing user needs directly, enhancing user experience with immediate, relevant outputs. Information synthesis leverages the ability of generative AI to integrate and reorganize existing information, providing grounded responses and mitigating issues like model hallucination, which is particularly valuable in scenarios requiring precision and external knowledge. This chapter delves into the foundational aspects of generative models, including architecture, scaling, and training, and discusses their applications in multi-modal scenarios. Additionally, it examines the retrieval-augmented generation paradigm and other methods for corpus modeling and understanding, demonstrating how generative AI can enhance information access systems. It also summarizes potential challenges and fruitful directions for future studies.

Unsupervised dense retrieval with conterfactual contrastive learning

Efficiently retrieving a concise set of candidates from a large document corpus remains a pivotal challenge in Information Retrieval (IR). Neural retrieval models, particularly dense retrieval models built with transformers and pretrained language models, have been popular due to their superior performance. However, criticisms have also been raised on their lack of explainability and vulnerability to adversarial attacks. In response to these challenges, we propose to improve the robustness of dense retrieval models by enhancing their sensitivity of fine-graned relevance signals. A model achieving sensitivity in this context should exhibit high variances when documents' key passages determining their relevance to queries have been modified, while maintaining low variances for other changes in irrelevant passages. This sensitivity allows a dense retrieval model to produce robust results with respect to attacks that try to promote documents without actually increasing their relevance. It also makes it possible to analyze which part of a document is actually relevant to a query, and thus improve the explainability of the retrieval model. Motivated by causality and counterfactual analysis, we propose a series of counterfactual regularization methods based on game theory and unsupervised learning with counterfactual passages. Experiments show that, our method can extract key passages without reliance on the passage-level relevance annotations. Moreover, the regularized dense retrieval models exhibit heightened robustness against adversarial attacks, surpassing the state-of-the-art anti-attack methods.

Knowledge Editing through Chain-of-Thought

Large Language Models (LLMs) have demonstrated exceptional capabilities across a wide range of natural language processing (NLP) tasks. However, keeping these models up-to-date with evolving world knowledge remains a significant challenge due to the high costs of frequent retraining. To address this challenge, knowledge editing techniques have emerged to update LLMs with new information without rebuilding the model from scratch. Among these, the in-context editing paradigm stands out for its effectiveness in integrating new knowledge while preserving the model's original capabilities. Despite its potential, existing in-context knowledge editing methods are often task-specific, focusing primarily on multi-hop QA tasks using structured knowledge triples. Moreover, their reliance on few-shot prompting for task decomposition makes them unstable and less effective in generalizing across diverse tasks. In response to these limitations, we propose EditCoT, a novel knowledge editing framework that flexibly and efficiently updates LLMs across various tasks without retraining. EditCoT works by generating a chain-of-thought (CoT) for a given input and then iteratively refining this CoT process using a CoT editor based on updated knowledge. We evaluate EditCoT across a diverse range of benchmarks, covering multiple languages and tasks. The results demonstrate that our approach achieves state-of-the-art performance while offering superior generalization, effectiveness, and stability compared to existing methods, marking a significant advancement in the field of knowledge updating. Code and data are available at: https://github.com/bebr2/EditCoT.

LegalAgentBench: Evaluating LLM Agents in Legal Domain

With the increasing intelligence and autonomy of LLM agents, their potential applications in the legal domain are becoming increasingly apparent. However, existing general-domain benchmarks cannot fully capture the complexity and subtle nuances of real-world judicial cognition and decision-making. Therefore, we propose LegalAgentBench, a comprehensive benchmark specifically designed to evaluate LLM Agents in the Chinese legal domain. LegalAgentBench includes 17 corpora from real-world legal scenarios and provides 37 tools for interacting with external knowledge. We designed a scalable task construction framework and carefully annotated 300 tasks. These tasks span various types, including multi-hop reasoning and writing, and range across different difficulty levels, effectively reflecting the complexity of real-world legal scenarios. Moreover, beyond evaluating final success, LegalAgentBench incorporates keyword analysis during intermediate processes to calculate progress rates, enabling more fine-grained evaluation. We evaluated eight popular LLMs, highlighting the strengths, limitations, and potential areas for improvement of existing models and methods. LegalAgentBench sets a new benchmark for the practical application of LLMs in the legal domain, with its code and data available at \url{https://github.com/CSHaitao/LegalAgentBench}.

LLMs-as-Judges: A Comprehensive Survey on LLM-based Evaluation Methods

The rapid advancement of Large Language Models (LLMs) has driven their expanding application across various fields. One of the most promising applications is their role as evaluators based on natural language responses, referred to as ''LLMs-as-judges''. This framework has attracted growing attention from both academia and industry due to their excellent effectiveness, ability to generalize across tasks, and interpretability in the form of natural language. This paper presents a comprehensive survey of the LLMs-as-judges paradigm from five key perspectives: Functionality, Methodology, Applications, Meta-evaluation, and Limitations. We begin by providing a systematic definition of LLMs-as-Judges and introduce their functionality (Why use LLM judges?). Then we address methodology to construct an evaluation system with LLMs (How to use LLM judges?). Additionally, we investigate the potential domains for their application (Where to use LLM judges?) and discuss methods for evaluating them in various contexts (How to evaluate LLM judges?). Finally, we provide a detailed analysis of the limitations of LLM judges and discuss potential future directions. Through a structured and comprehensive analysis, we aim aims to provide insights on the development and application of LLMs-as-judges in both research and practice. We will continue to maintain the relevant resource list at https://github.com/CSHaitao/Awesome-LLMs-as-Judges.

A Collaborative Ensemble Framework for CTR Prediction

Recent advances in foundation models have established scaling laws that enable the development of larger models to achieve enhanced performance, motivating extensive research into large-scale recommendation models. However, simply increasing the model size in recommendation systems, even with large amounts of data, does not always result in the expected performance improvements. In this paper, we propose a novel framework, Collaborative Ensemble Training Network (CETNet), to leverage multiple distinct models, each with its own embedding table, to capture unique feature interaction patterns. Unlike naive model scaling, our approach emphasizes diversity and collaboration through collaborative learning, where models iteratively refine their predictions. To dynamically balance contributions from each model, we introduce a confidence-based fusion mechanism using general softmax, where model confidence is computed via negation entropy. This design ensures that more confident models have a greater influence on the final prediction while benefiting from the complementary strengths of other models. We validate our framework on three public datasets (AmazonElectronics, TaobaoAds, and KuaiVideo) as well as a large-scale industrial dataset from Meta, demonstrating its superior performance over individual models and state-of-the-art baselines. Additionally, we conduct further experiments on the Criteo and Avazu datasets to compare our method with the multi-embedding paradigm. Our results show that our framework achieves comparable or better performance with smaller embedding sizes, offering a scalable and efficient solution for CTR prediction tasks.

InterFormer: Towards Effective Heterogeneous Interaction Learning for Click-Through Rate Prediction

Click-through rate (CTR) prediction, which predicts the probability of a user clicking an ad, is a fundamental task in recommender systems. The emergence of heterogeneous information, such as user profile and behavior sequences, depicts user interests from different aspects. A mutually beneficial integration of heterogeneous information is the cornerstone towards the success of CTR prediction. However, most of the existing methods suffer from two fundamental limitations, including (1) insufficient inter-mode interaction due to the unidirectional information flow between modes, and (2) aggressive information aggregation caused by early summarization, resulting in excessive information loss. To address the above limitations, we propose a novel module named InterFormer to learn heterogeneous information interaction in an interleaving style. To achieve better interaction learning, InterFormer enables bidirectional information flow for mutually beneficial learning across different modes. To avoid aggressive information aggregation, we retain complete information in each data mode and use a separate bridging arch for effective information selection and summarization. Our proposed InterFormer achieves state-of-the-art performance on three public datasets and a large-scale industrial dataset.

MA^2: A Self-Supervised and Motion Augmenting Autoencoder for Gait-Based Automatic Disease Detection

Ground reaction force (GRF) is the force exerted by the ground on a body in contact with it. GRF-based automatic disease detection (ADD) has become an emerging medical diagnosis method, which aims to learn and identify disease patterns corresponding to different gait pressures based on deep learning methods. Although existing ADD methods can save doctors time in making diagnoses, training deep models still struggles with the cost caused by the labeling engineering for a large number of gait diagnostic data for subjects. On the other hand, the accuracy of the deep model under the unified benchmark GRF dataset and the generalization ability on scalable gait datasets need to be further improved. To address these issues, we propose MA2, a GRF-based self-supervised and motion augmenting auto-encoder, which models the ADD task as an encoder-decoder paradigm. In the encoder, we introduce an embedding block including the 3-layer 1D convolution for extracting the token and a mask generator to randomly mask out the sequence of tokens to maximize the model's potential to capture high-level, discriminative, intrinsic representations. whereafter, the decoder utilizes this information to reconstruct the pixel sequence of the origin input and calculate the reconstruction loss to optimize the network. Moreover, the backbone of an auto-encoder is multi-head self-attention that can consider the global information of the token from the input, not just the local neighborhood. This allows the model to capture generalized contextual information. Extensive experiments demonstrate MA2 has SOTA performance of 90.91% accuracy on 1% limited pathological GRF samples with labels, and good generalization ability of 78.57% accuracy on scalable Parkinson disease dataset.