Measuring the Robustness of Reference-Free Dialogue Evaluation Systems

Advancements in dialogue systems powered by large language models (LLMs) have outpaced the development of reliable evaluation metrics, particularly for diverse and creative responses. We present a benchmark for evaluating the robustness of reference-free dialogue metrics against four categories of adversarial attacks: speaker tag prefixes, static responses, ungrammatical responses, and repeated conversational context. We analyze metrics such as DialogRPT, UniEval, and PromptEval -- a prompt-based method leveraging LLMs -- across grounded and ungrounded datasets. By examining both their correlation with human judgment and susceptibility to adversarial attacks, we find that these two axes are not always aligned; metrics that appear to be equivalent when judged by traditional benchmarks may, in fact, vary in their scores of adversarial responses. These findings motivate the development of nuanced evaluation frameworks to address real-world dialogue challenges.

Dispersion Measures as Predictors of Lexical Decision Time, Word Familiarity, and Lexical Complexity

Various measures of dispersion have been proposed to paint a fuller picture of a word's distribution in a corpus, but only little has been done to validate them externally. We evaluate a wide range of dispersion measures as predictors of lexical decision time, word familiarity, and lexical complexity in five diverse languages. We find that the logarithm of range is not only a better predictor than log-frequency across all tasks and languages, but that it is also the most powerful additional variable to log-frequency, consistently outperforming the more complex dispersion measures. We discuss the effects of corpus part granularity and logarithmic transformation, shedding light on contradictory results of previous studies.

Registering Source Tokens to Target Language Spaces in Multilingual Neural Machine Translation

The multilingual neural machine translation (MNMT) enables arbitrary translations across multiple languages by training a model with limited parameters using parallel data only. However, the performance of such MNMT models still lags behind that of large language models (LLMs), limiting their practicality. In this work, we address this limitation by introducing registering to achieve the new state-of-the-art of decoder-only MNMT models. Specifically, we insert a set of artificial tokens specifying the target language, called registers, into the input sequence between the source and target tokens. By modifying the attention mask, the target token generation only pays attention to the activation of registers, representing the source tokens in the target language space. Experiments on EC-40, a large-scale benchmark, show that our method outperforms related methods driven by optimizing multilingual representations. We further scale up and collect 9.3 billion sentence pairs across 24 languages from public datasets to pre-train two models, namely MITRE (multilingual translation with registers). One of them, MITRE-913M, outperforms NLLB-3.3B, achieves comparable performance with commercial LLMs, and shows strong adaptability in fine-tuning. Finally, we open-source our models to facilitate further research and development in MNMT: https://github.com/zhiqu22/mitre.

Understanding the Impact of Confidence in Retrieval Augmented Generation: A Case Study in the Medical Domain

Retrieval Augmented Generation (RAG) complements the knowledge of Large Language Models (LLMs) by leveraging external information to enhance response accuracy for queries. This approach is widely applied in several fields by taking its advantage of injecting the most up-to-date information, and researchers are focusing on understanding and improving this aspect to unlock the full potential of RAG in such high-stakes applications. However, despite the potential of RAG to address these needs, the mechanisms behind the confidence levels of its outputs remain underexplored, although the confidence of information is very critical in some domains, such as finance, healthcare, and medicine. Our study focuses the impact of RAG on confidence within the medical domain under various configurations and models. We evaluate confidence by treating the model's predicted probability as its output and calculating Expected Calibration Error (ECE) and Adaptive Calibration Error (ACE) scores based on the probabilities and accuracy. In addition, we analyze whether the order of retrieved documents within prompts calibrates the confidence. Our findings reveal large variation in confidence and accuracy depending on the model, settings, and the format of input prompts. These results underscore the necessity of optimizing configurations based on the specific model and conditions.

CoAM: Corpus of All-Type Multiword Expressions

Multiword expressions (MWEs) refer to idiomatic sequences of multiple words. MWE identification, i.e., detecting MWEs in text, can play a key role in downstream tasks such as machine translation. Existing datasets for MWE identification are inconsistently annotated, limited to a single type of MWE, or limited in size. To enable reliable and comprehensive evaluation, we created CoAM: Corpus of All-Type Multiword Expressions, a dataset of 1.3K sentences constructed through a multi-step process to enhance data quality consisting of human annotation, human review, and automated consistency checking. MWEs in CoAM are tagged with MWE types, such as Noun and Verb, to enable fine-grained error analysis. Annotations for CoAM were collected using a new interface created with our interface generator, which allows easy and flexible annotation of MWEs in any form, including discontinuous ones. Through experiments using CoAM, we find that a fine-tuned large language model outperforms the current state-of-the-art approach for MWE identification. Furthermore, analysis using our MWE type tagged data reveals that Verb MWEs are easier than Noun MWEs to identify across approaches.

Improving Explainability of Sentence-level Metrics via Edit-level Attribution for Grammatical Error Correction

Various evaluation metrics have been proposed for Grammatical Error Correction (GEC), but many, particularly reference-free metrics, lack explainability. This lack of explainability hinders researchers from analyzing the strengths and weaknesses of GEC models and limits the ability to provide detailed feedback for users. To address this issue, we propose attributing sentence-level scores to individual edits, providing insight into how specific corrections contribute to the overall performance. For the attribution method, we use Shapley values, from cooperative game theory, to compute the contribution of each edit. Experiments with existing sentence-level metrics demonstrate high consistency across different edit granularities and show approximately 70\% alignment with human evaluations. In addition, we analyze biases in the metrics based on the attribution results, revealing trends such as the tendency to ignore orthographic edits. Our implementation is available at \url{https://github.com/naist-nlp/gec-attribute}.

Improving Language Transfer Capability of Decoder-only Architecture in Multilingual Neural Machine Translation

Existing multilingual neural machine translation (MNMT) approaches mainly focus on improving models with the encoder-decoder architecture to translate multiple languages. However, decoder-only architecture has been explored less in MNMT due to its underperformance when trained on parallel data solely. In this work, we attribute the issue of the decoder-only architecture to its lack of language transfer capability. Specifically, the decoder-only architecture is insufficient in encoding source tokens with the target language features. We propose dividing the decoding process into two stages so that target tokens are explicitly excluded in the first stage to implicitly boost the transfer capability across languages. Additionally, we impose contrastive learning on translation instructions, resulting in improved performance in zero-shot translation. We conduct experiments on TED-19 and OPUS-100 datasets, considering both training from scratch and fine-tuning scenarios. Experimental results show that, compared to the encoder-decoder architecture, our methods not only perform competitively in supervised translations but also achieve improvements of up to 3.39 BLEU, 6.99 chrF++, 3.22 BERTScore, and 4.81 COMET in zero-shot translations.

Difficult for Whom? A Study of Japanese Lexical Complexity

The tasks of lexical complexity prediction (LCP) and complex word identification (CWI) commonly presuppose that difficult to understand words are shared by the target population. Meanwhile, personalization methods have also been proposed to adapt models to individual needs. We verify that a recent Japanese LCP dataset is representative of its target population by partially replicating the annotation. By another reannotation we show that native Chinese speakers perceive the complexity differently due to Sino-Japanese vocabulary. To explore the possibilities of personalization, we compare competitive baselines trained on the group mean ratings and individual ratings in terms of performance for an individual. We show that the model trained on a group mean performs similarly to an individual model in the CWI task, while achieving good LCP performance for an individual is difficult. We also experiment with adapting a finetuned BERT model, which results only in marginal improvements across all settings.

Graph-Structured Trajectory Extraction from Travelogues

Previous studies on sequence-based extraction of human movement trajectories have an issue of inadequate trajectory representation. Specifically, a pair of locations may not be lined up in a sequence especially when one location includes the other geographically. In this study, we propose a graph representation that retains information on the geographic hierarchy as well as the temporal order of visited locations, and have constructed a benchmark dataset for graph-structured trajectory extraction. The experiments with our baselines have demonstrated that it is possible to accurately predict visited locations and the order among them, but it remains a challenge to predict the hierarchical relations.

Theoretical Aspects of Bias and Diversity in Minimum Bayes Risk Decoding

Text generation commonly relies on greedy and beam decoding that limit the search space and degrade output quality. Minimum Bayes Risk (MBR) decoding can mitigate this problem by utilizing automatic evaluation metrics and model-generated pseudo-references. Previous studies have conducted empirical analyses to reveal the improvement by MBR decoding, and reported various observations. However, despite these observations, the theoretical relationship between them remains uncertain. To address this, we present a novel theoretical interpretation of MBR decoding from the perspective of bias-diversity decomposition. We decompose errors in the estimated quality of generated hypotheses in MBR decoding into two key factors: bias, which reflects the closeness between utility functions and human evaluations, and diversity, which represents the variation in the estimated quality of utility functions. Our theoretical analysis reveals the difficulty in simultaneously improving both bias and diversity, and highlights the effectiveness of increasing diversity to enhance MBR decoding performance. This analysis verifies the alignment between our theoretical insights and the empirical results reported in previous work. Furthermore, to support our theoretical findings, we propose a new metric, pseudo-bias, which approximates the bias term using gold references. We also introduce a new MBR approach, Metric-augmented MBR (MAMBR), which increases diversity by adjusting the behavior of utility functions without altering the pseudo-references. Experimental results across multiple NLP tasks show that the decomposed terms in the bias-diversity decomposition correlate well with performance, and that MAMBR improves text generation quality by modifying utility function behavior. Our code will be available at https://github.com/naist-nlp/mbr-bias-diversity.