Causality Is Key to Understand and Balance Multiple Goals in Trustworthy ML and Foundation Models

Ensuring trustworthiness in machine learning (ML) systems is crucial as they become increasingly embedded in high-stakes domains. This paper advocates for the integration of causal methods into machine learning to navigate the trade-offs among key principles of trustworthy ML, including fairness, privacy, robustness, accuracy, and explainability. While these objectives should ideally be satisfied simultaneously, they are often addressed in isolation, leading to conflicts and suboptimal solutions. Drawing on existing applications of causality in ML that successfully align goals such as fairness and accuracy or privacy and robustness, this paper argues that a causal approach is essential for balancing multiple competing objectives in both trustworthy ML and foundation models. Beyond highlighting these trade-offs, we examine how causality can be practically integrated into ML and foundation models, offering solutions to enhance their reliability and interpretability. Finally, we discuss the challenges, limitations, and opportunities in adopting causal frameworks, paving the way for more accountable and ethically sound AI systems.

Taxonomy, Opportunities, and Challenges of Representation Engineering for Large Language Models

Representation Engineering (RepE) is a novel paradigm for controlling the behavior of LLMs. Unlike traditional approaches that modify inputs or fine-tune the model, RepE directly manipulates the model's internal representations. As a result, it may offer more effective, interpretable, data-efficient, and flexible control over models' behavior. We present the first comprehensive survey of RepE for LLMs, reviewing the rapidly growing literature to address key questions: What RepE methods exist and how do they differ? For what concepts and problems has RepE been applied? What are the strengths and weaknesses of RepE compared to other methods? To answer these, we propose a unified framework describing RepE as a pipeline comprising representation identification, operationalization, and control. We posit that while RepE methods offer significant potential, challenges remain, including managing multiple concepts, ensuring reliability, and preserving models' performance. Towards improving RepE, we identify opportunities for experimental and methodological improvements and construct a guide for best practices.

MaxSup: Overcoming Representation Collapse in Label Smoothing

Label Smoothing (LS) is widely adopted to curb overconfidence in neural network predictions and enhance generalization. However, previous research shows that LS can force feature representations into excessively tight clusters, eroding intra-class distinctions. More recent findings suggest that LS also induces overconfidence in misclassifications, yet the precise mechanism remained unclear. In this work, we decompose the loss term introduced by LS, revealing two key components: (i) a regularization term that functions only when the prediction is correct, and (ii) an error-enhancement term that emerges under misclassifications. This latter term compels the model to reinforce incorrect predictions with exaggerated certainty, further collapsing the feature space. To address these issues, we propose Max Suppression (MaxSup), which uniformly applies the intended regularization to both correct and incorrect predictions by penalizing the top-1 logit instead of the ground-truth logit. Through feature analyses, we show that MaxSup restores intra-class variation and sharpens inter-class boundaries. Extensive experiments on image classification and downstream tasks confirm that MaxSup is a more robust alternative to LS. Code is available at: https://github.com/ZhouYuxuanYX/Maximum-Suppression-Regularization.

DocMIA: Document-Level Membership Inference Attacks against DocVQA Models

Document Visual Question Answering (DocVQA) has introduced a new paradigm for end-to-end document understanding, and quickly became one of the standard benchmarks for multimodal LLMs. Automating document processing workflows, driven by DocVQA models, presents significant potential for many business sectors. However, documents tend to contain highly sensitive information, raising concerns about privacy risks associated with training such DocVQA models. One significant privacy vulnerability, exploited by the membership inference attack, is the possibility for an adversary to determine if a particular record was part of the model's training data. In this paper, we introduce two novel membership inference attacks tailored specifically to DocVQA models. These attacks are designed for two different adversarial scenarios: a white-box setting, where the attacker has full access to the model architecture and parameters, and a black-box setting, where only the model's outputs are available. Notably, our attacks assume the adversary lacks access to auxiliary datasets, which is more realistic in practice but also more challenging. Our unsupervised methods outperform existing state-of-the-art membership inference attacks across a variety of DocVQA models and datasets, demonstrating their effectiveness and highlighting the privacy risks in this domain.

Safety is Essential for Responsible Open-Ended Systems

AI advancements have been significantly driven by a combination of foundation models and curiosity-driven learning aimed at increasing capability and adaptability. A growing area of interest within this field is Open-Endedness - the ability of AI systems to continuously and autonomously generate novel and diverse artifacts or solutions. This has become relevant for accelerating scientific discovery and enabling continual adaptation in AI agents. This position paper argues that the inherently dynamic and self-propagating nature of Open-Ended AI introduces significant, underexplored risks, including challenges in maintaining alignment, predictability, and control. This paper systematically examines these challenges, proposes mitigation strategies, and calls for action for different stakeholders to support the safe, responsible and successful development of Open-Ended AI.

Medical Multimodal Model Stealing Attacks via Adversarial Domain Alignment

Medical multimodal large language models (MLLMs) are becoming an instrumental part of healthcare systems, assisting medical personnel with decision making and results analysis. Models for radiology report generation are able to interpret medical imagery, thus reducing the workload of radiologists. As medical data is scarce and protected by privacy regulations, medical MLLMs represent valuable intellectual property. However, these assets are potentially vulnerable to model stealing, where attackers aim to replicate their functionality via black-box access. So far, model stealing for the medical domain has focused on classification; however, existing attacks are not effective against MLLMs. In this paper, we introduce Adversarial Domain Alignment (ADA-STEAL), the first stealing attack against medical MLLMs. ADA-STEAL relies on natural images, which are public and widely available, as opposed to their medical counterparts. We show that data augmentation with adversarial noise is sufficient to overcome the data distribution gap between natural images and the domain-specific distribution of the victim MLLM. Experiments on the IU X-RAY and MIMIC-CXR radiology datasets demonstrate that Adversarial Domain Alignment enables attackers to steal the medical MLLM without any access to medical data.

COMIX: Compositional Explanations using Prototypes

Aligning machine representations with human understanding is key to improving interpretability of machine learning (ML) models. When classifying a new image, humans often explain their decisions by decomposing the image into concepts and pointing to corresponding regions in familiar images. Current ML explanation techniques typically either trace decision-making processes to reference prototypes, generate attribution maps highlighting feature importance, or incorporate intermediate bottlenecks designed to align with human-interpretable concepts. The proposed method, named COMIX, classifies an image by decomposing it into regions based on learned concepts and tracing each region to corresponding ones in images from the training dataset, assuring that explanations fully represent the actual decision-making process. We dissect the test image into selected internal representations of a neural network to derive prototypical parts (primitives) and match them with the corresponding primitives derived from the training data. In a series of qualitative and quantitative experiments, we theoretically prove and demonstrate that our method, in contrast to post hoc analysis, provides fidelity of explanations and shows that the efficiency is competitive with other inherently interpretable architectures. Notably, it shows substantial improvements in fidelity and sparsity metrics, including 48.82% improvement in the C-insertion score on the ImageNet dataset over the best state-of-the-art baseline.

BiCert: A Bilinear Mixed Integer Programming Formulation for Precise Certified Bounds Against Data Poisoning Attacks

Data poisoning attacks pose one of the biggest threats to modern AI systems, necessitating robust defenses. While extensive efforts have been made to develop empirical defenses, attackers continue to evolve, creating sophisticated methods to circumvent these measures. To address this, we must move beyond empirical defenses and establish provable certification methods that guarantee robustness. This paper introduces a novel certification approach, BiCert, using Bilinear Mixed Integer Programming (BMIP) to compute sound deterministic bounds that provide such provable robustness. Using BMIP, we compute the reachable set of parameters that could result from training with potentially manipulated data. A key element to make this computation feasible is to relax the reachable parameter set to a convex set between training iterations. At test time, this parameter set allows us to predict all possible outcomes, guaranteeing robustness. BiCert is more precise than previous methods, which rely solely on interval and polyhedral bounds. Crucially, our approach overcomes the fundamental limitation of prior approaches where parameter bounds could only grow, often uncontrollably. We show that BiCert's tighter bounds eliminate a key source of divergence issues, resulting in more stable training and higher certified accuracy.

DP-2Stage: Adapting Language Models as Differentially Private Tabular Data Generators

Generating tabular data under differential privacy (DP) protection ensures theoretical privacy guarantees but poses challenges for training machine learning models, primarily due to the need to capture complex structures under noisy supervision signals. Recently, pre-trained Large Language Models (LLMs) -- even those at the scale of GPT-2 -- have demonstrated great potential in synthesizing tabular data. However, their applications under DP constraints remain largely unexplored. In this work, we address this gap by applying DP techniques to the generation of synthetic tabular data. Our findings shows that LLMs face difficulties in generating coherent text when fine-tuned with DP, as privacy budgets are inefficiently allocated to non-private elements like table structures. To overcome this, we propose \ours, a two-stage fine-tuning framework for differentially private tabular data generation. The first stage involves non-private fine-tuning on a pseudo dataset, followed by DP fine-tuning on a private dataset. Our empirical results show that this approach improves performance across various settings and metrics compared to directly fine-tuned LLMs in DP contexts. We release our code and setup at https://github.com/tejuafonja/DP-2Stage.

In-Context Experience Replay Facilitates Safety Red-Teaming of Text-to-Image Diffusion Models

Text-to-image (T2I) models have shown remarkable progress, but their potential to generate harmful content remains a critical concern in the ML community. While various safety mechanisms have been developed, the field lacks systematic tools for evaluating their effectiveness against real-world misuse scenarios. In this work, we propose ICER, a novel red-teaming framework that leverages Large Language Models (LLMs) and a bandit optimization-based algorithm to generate interpretable and semantic meaningful problematic prompts by learning from past successful red-teaming attempts. Our ICER efficiently probes safety mechanisms across different T2I models without requiring internal access or additional training, making it broadly applicable to deployed systems. Through extensive experiments, we demonstrate that ICER significantly outperforms existing prompt attack methods in identifying model vulnerabilities while maintaining high semantic similarity with intended content. By uncovering that successful jailbreaking instances can systematically facilitate the discovery of new vulnerabilities, our work provides crucial insights for developing more robust safety mechanisms in T2I systems.