Conformal Tail Risk Control for Large Language Model Alignment

Recent developments in large language models (LLMs) have led to their widespread usage for various tasks. The prevalence of LLMs in society implores the assurance on the reliability of their performance. In particular, risk-sensitive applications demand meticulous attention to unexpectedly poor outcomes, i.e., tail events, for instance, toxic answers, humiliating language, and offensive outputs. Due to the costly nature of acquiring human annotations, general-purpose scoring models have been created to automate the process of quantifying these tail events. This phenomenon introduces potential human-machine misalignment between the respective scoring mechanisms. In this work, we present a lightweight calibration framework for blackbox models that ensures the alignment of humans and machines with provable guarantees. Our framework provides a rigorous approach to controlling any distortion risk measure that is characterized by a weighted average of quantiles of the loss incurred by the LLM with high confidence. The theoretical foundation of our method relies on the connection between conformal risk control and a traditional family of statistics, i.e., L-statistics. To demonstrate the utility of our framework, we conduct comprehensive experiments that address the issue of human-machine misalignment.

Rethinking Diverse Human Preference Learning through Principal Component Analysis

Understanding human preferences is crucial for improving foundation models and building personalized AI systems. However, preferences are inherently diverse and complex, making it difficult for traditional reward models to capture their full range. While fine-grained preference data can help, collecting it is expensive and hard to scale. In this paper, we introduce Decomposed Reward Models (DRMs), a novel approach that extracts diverse human preferences from binary comparisons without requiring fine-grained annotations. Our key insight is to represent human preferences as vectors and analyze them using Principal Component Analysis (PCA). By constructing a dataset of embedding differences between preferred and rejected responses, DRMs identify orthogonal basis vectors that capture distinct aspects of preference. These decomposed rewards can be flexibly combined to align with different user needs, offering an interpretable and scalable alternative to traditional reward models. We demonstrate that DRMs effectively extract meaningful preference dimensions (e.g., helpfulness, safety, humor) and adapt to new users without additional training. Our results highlight DRMs as a powerful framework for personalized and interpretable LLM alignment.

2D-OOB: Attributing Data Contribution through Joint Valuation Framework

Data valuation has emerged as a powerful framework to quantify the contribution of each datum to the training of a particular machine learning model. However, it is crucial to recognize that the quality of various cells within a single data point can vary greatly in practice. For example, even in the case of an abnormal data point, not all cells are necessarily noisy. The single scalar valuation assigned by existing methods blurs the distinction between noisy and clean cells of a data point, thereby compromising the interpretability of the valuation. In this paper, we propose 2D-OOB, an out-of-bag estimation framework for jointly determining helpful (or detrimental) samples, as well as the particular cells that drive them. Our comprehensive experiments demonstrate that 2D-OOB achieves state-of-the-art performance across multiple use cases, while being exponentially faster. 2D-OOB excels in detecting and rectifying fine-grained outliers at the cell level, as well as localizing backdoor triggers in data poisoning attacks.

TimeInf: Time Series Data Contribution via Influence Functions

Evaluating the contribution of individual data points to a model's prediction is critical for interpreting model predictions and improving model performance. Existing data contribution methods have been applied to various data types, including tabular data, images, and texts; however, their primary focus has been on i.i.d. settings. Despite the pressing need for principled approaches tailored to time series datasets, the problem of estimating data contribution in such settings remains unexplored, possibly due to challenges associated with handling inherent temporal dependencies. This paper introduces TimeInf, a data contribution estimation method for time-series datasets. TimeInf uses influence functions to attribute model predictions to individual time points while preserving temporal structures. Our extensive empirical results demonstrate that TimeInf outperforms state-of-the-art methods in identifying harmful anomalies and helpful time points for forecasting. Additionally, TimeInf offers intuitive and interpretable attributions of data values, allowing us to easily distinguish diverse anomaly patterns through visualizations.

MMA-RNN: A Multi-level Multi-task Attention-based Recurrent Neural Network for Discrimination and Localization of Atrial Fibrillation

The automatic detection of atrial fibrillation based on electrocardiograph (ECG) signals has received wide attention both clinically and practically. It is challenging to process ECG signals with cyclical pattern, varying length and unstable quality due to noise and distortion. Besides, there has been insufficient research on separating persistent atrial fibrillation from paroxysmal atrial fibrillation, and little discussion on locating the onsets and end points of AF episodes. It is even more arduous to perform well on these two distinct but interrelated tasks, while avoiding the mistakes inherent from stage-by-stage approaches. This paper proposes the Multi-level Multi-task Attention-based Recurrent Neural Network for three-class discrimination on patients and localization of the exact timing of AF episodes. Our model captures three-level sequential features based on a hierarchical architecture utilizing Bidirectional Long and Short-Term Memory Network (Bi-LSTM) and attention layers, and accomplishes the two tasks simultaneously with a multi-head classifier. The model is designed as an end-to-end framework to enhance information interaction and reduce error accumulation. Finally, we conduct experiments on CPSC 2021 dataset and the result demonstrates the superior performance of our method, indicating the potential application of MMA-RNN to wearable mobile devices for routine AF monitoring and early diagnosis.

SRCN3D: Sparse R-CNN 3D Surround-View Camera Object Detection and Tracking for Autonomous Driving

Detection And Tracking of Moving Objects (DATMO) is an essential component in environmental perception for autonomous driving. While 3D detectors using surround-view cameras are just flourishing, there is a growing tendency of using different transformer-based methods to learn queries in 3D space from 2D feature maps of perspective view. This paper proposes Sparse R-CNN 3D (SRCN3D), a novel two-stage fully-convolutional mapping pipeline for surround-view camera detection and tracking. SRCN3D adopts a cascade structure with twin-track update of both fixed number of proposal boxes and proposal latent features. Proposal boxes are projected to perspective view so as to aggregate Region of Interest (RoI) local features. Based on that, proposal features are refined via a dynamic instance interactive head, which then generates classification and the offsets applied to original bounding boxes. Compared to prior arts, our sparse feature sampling module only utilizes local 2D features for adjustment of each corresponding 3D proposal box, leading to a complete sparse paradigm. The proposal features and appearance features are both taken in data association process in a multi-hypotheses 3D multi-object tracking approach. Extensive experiments on nuScenes dataset demonstrate the effectiveness of our proposed SRCN3D detector and tracker. Code is available at https://github.com/synsin0/SRCN3D.