Towards Seamless Hierarchical Federated Learning under Intermittent Client Participation: A Stagewise Decision-Making Methodology

Federated Learning (FL) offers a pioneering distributed learning paradigm that enables devices/clients to build a shared global model. This global model is obtained through frequent model transmissions between clients and a central server, which may cause high latency, energy consumption, and congestion over backhaul links. To overcome these drawbacks, Hierarchical Federated Learning (HFL) has emerged, which organizes clients into multiple clusters and utilizes edge nodes (e.g., edge servers) for intermediate model aggregations between clients and the central server. Current research on HFL mainly focus on enhancing model accuracy, latency, and energy consumption in scenarios with a stable/fixed set of clients. However, addressing the dynamic availability of clients -- a critical aspect of real-world scenarios -- remains underexplored. This study delves into optimizing client selection and client-to-edge associations in HFL under intermittent client participation so as to minimize overall system costs (i.e., delay and energy), while achieving fast model convergence. We unveil that achieving this goal involves solving a complex NP-hard problem. To tackle this, we propose a stagewise methodology that splits the solution into two stages, referred to as Plan A and Plan B. Plan A focuses on identifying long-term clients with high chance of participation in subsequent model training rounds. Plan B serves as a backup, selecting alternative clients when long-term clients are unavailable during model training rounds. This stagewise methodology offers a fresh perspective on client selection that can enhance both HFL and conventional FL via enabling low-overhead decision-making processes. Through evaluations on MNIST and CIFAR-10 datasets, we show that our methodology outperforms existing benchmarks in terms of model accuracy and system costs.

Federated Sketching LoRA: On-Device Collaborative Fine-Tuning of Large Language Models

Fine-tuning large language models (LLMs) on devices is attracting increasing interest. Recent works have fused low-rank adaptation (LoRA) techniques with federated fine-tuning to mitigate challenges associated with device model sizes and data scarcity. Still, the heterogeneity of computational resources remains a critical bottleneck: while higher-rank modules generally enhance performance, varying device capabilities constrain LoRA's feasible rank range. Existing approaches attempting to resolve this issue either lack analytical justification or impose additional computational overhead, leaving a wide gap for an efficient and theoretically-grounded solution. To address these challenges, we propose federated sketching LoRA (FSLoRA), which leverages a sketching mechanism to enable devices to selectively update submatrices of global LoRA modules maintained by the server. By adjusting the sketching ratios, which determine the ranks of the submatrices on the devices, FSLoRA flexibly adapts to device-specific communication and computational constraints. We provide a rigorous convergence analysis of FSLoRA that characterizes how the sketching ratios affect the convergence rate. Through comprehensive experiments on multiple datasets and LLM models, we demonstrate FSLoRA's superior performance compared to various baselines.

The Transition from Centralized Machine Learning to Federated Learning for Mental Health in Education: A Survey of Current Methods and Future Directions

Research has increasingly explored the application of artificial intelligence (AI) and machine learning (ML) within the mental health domain to enhance both patient care and healthcare provider efficiency. Given that mental health challenges frequently emerge during early adolescence -- the critical years of high school and college -- investigating AI/ML-driven mental health solutions within the education domain is of paramount importance. Nevertheless, conventional AI/ML techniques follow a centralized model training architecture, which poses privacy risks due to the need for transferring students' sensitive data from institutions, universities, and clinics to central servers. Federated learning (FL) has emerged as a solution to address these risks by enabling distributed model training while maintaining data privacy. Despite its potential, research on applying FL to analyze students' mental health remains limited. In this paper, we aim to address this limitation by proposing a roadmap for integrating FL into mental health data analysis within educational settings. We begin by providing an overview of mental health issues among students and reviewing existing studies where ML has been applied to address these challenges. Next, we examine broader applications of FL in the mental health domain to emphasize the lack of focus on educational contexts. Finally, we propose promising research directions focused on using FL to address mental health issues in the education sector, which entails discussing the synergies between the proposed directions with broader human-centered domains. By categorizing the proposed research directions into short- and long-term strategies and highlighting the unique challenges at each stage, we aim to encourage the development of privacy-conscious AI/ML-driven mental health solutions.

HEART: Achieving Timely Multi-Model Training for Vehicle-Edge-Cloud-Integrated Hierarchical Federated Learning

The rapid growth of AI-enabled Internet of Vehicles (IoV) calls for efficient machine learning (ML) solutions that can handle high vehicular mobility and decentralized data. This has motivated the emergence of Hierarchical Federated Learning over vehicle-edge-cloud architectures (VEC-HFL). Nevertheless, one aspect which is underexplored in the literature on VEC-HFL is that vehicles often need to execute multiple ML tasks simultaneously, where this multi-model training environment introduces crucial challenges. First, improper aggregation rules can lead to model obsolescence and prolonged training times. Second, vehicular mobility may result in inefficient data utilization by preventing the vehicles from returning their models to the network edge. Third, achieving a balanced resource allocation across diverse tasks becomes of paramount importance as it majorly affects the effectiveness of collaborative training. We take one of the first steps towards addressing these challenges via proposing a framework for multi-model training in dynamic VEC-HFL with the goal of minimizing global training latency while ensuring balanced training across various tasks-a problem that turns out to be NP-hard. To facilitate timely model training, we introduce a hybrid synchronous-asynchronous aggregation rule. Building on this, we present a novel method called Hybrid Evolutionary And gReedy allocaTion (HEART). The framework operates in two stages: first, it achieves balanced task scheduling through a hybrid heuristic approach that combines improved Particle Swarm Optimization (PSO) and Genetic Algorithms (GA); second, it employs a low-complexity greedy algorithm to determine the training priority of assigned tasks on vehicles. Experiments on real-world datasets demonstrate the superiority of HEART over existing methods.

Cooperative Decentralized Backdoor Attacks on Vertical Federated Learning

Federated learning (FL) is vulnerable to backdoor attacks, where adversaries alter model behavior on target classification labels by embedding triggers into data samples. While these attacks have received considerable attention in horizontal FL, they are less understood for vertical FL (VFL), where devices hold different features of the samples, and only the server holds the labels. In this work, we propose a novel backdoor attack on VFL which (i) does not rely on gradient information from the server and (ii) considers potential collusion among multiple adversaries for sample selection and trigger embedding. Our label inference model augments variational autoencoders with metric learning, which adversaries can train locally. A consensus process over the adversary graph topology determines which datapoints to poison. We further propose methods for trigger splitting across the adversaries, with an intensity-based implantation scheme skewing the server towards the trigger. Our convergence analysis reveals the impact of backdoor perturbations on VFL indicated by a stationarity gap for the trained model, which we verify empirically as well. We conduct experiments comparing our attack with recent backdoor VFL approaches, finding that ours obtains significantly higher success rates for the same main task performance despite not using server information. Additionally, our results verify the impact of collusion on attack performance.

Two-Timescale Model Caching and Resource Allocation for Edge-Enabled AI-Generated Content Services

Generative AI (GenAI) has emerged as a transformative technology, enabling customized and personalized AI-generated content (AIGC) services. In this paper, we address challenges of edge-enabled AIGC service provisioning, which remain underexplored in the literature. These services require executing GenAI models with billions of parameters, posing significant obstacles to resource-limited wireless edge. We subsequently introduce the formulation of joint model caching and resource allocation for AIGC services to balance a trade-off between AIGC quality and latency metrics. We obtain mathematical relationships of these metrics with the computational resources required by GenAI models via experimentation. Afterward, we decompose the formulation into a model caching subproblem on a long-timescale and a resource allocation subproblem on a short-timescale. Since the variables to be solved are discrete and continuous, respectively, we leverage a double deep Q-network (DDQN) algorithm to solve the former subproblem and propose a diffusion-based deep deterministic policy gradient (D3PG) algorithm to solve the latter. The proposed D3PG algorithm makes an innovative use of diffusion models as the actor network to determine optimal resource allocation decisions. Consequently, we integrate these two learning methods within the overarching two-timescale deep reinforcement learning (T2DRL) algorithm, the performance of which is studied through comparative numerical simulations.

Federated Learning with Dynamic Client Arrival and Departure: Convergence and Rapid Adaptation via Initial Model Construction

While most existing federated learning (FL) approaches assume a fixed set of clients in the system, in practice, clients can dynamically leave or join the system depending on their needs or interest in the specific task. This dynamic FL setting introduces several key challenges: (1) the objective function dynamically changes depending on the current set of clients, unlike traditional FL approaches that maintain a static optimization goal; (2) the current global model may not serve as the best initial point for the next FL rounds and could potentially lead to slow adaptation, given the possibility of clients leaving or joining the system. In this paper, we consider a dynamic optimization objective in FL that seeks the optimal model tailored to the currently active set of clients. Building on our probabilistic framework that provides direct insights into how the arrival and departure of different types of clients influence the shifts in optimal points, we establish an upper bound on the optimality gap, accounting for factors such as stochastic gradient noise, local training iterations, non-IIDness of data distribution, and deviations between optimal points caused by dynamic client pattern. We also propose an adaptive initial model construction strategy that employs weighted averaging guided by gradient similarity, prioritizing models trained on clients whose data characteristics align closely with the current one, thereby enhancing adaptability to the current clients. The proposed approach is validated on various datasets and FL algorithms, demonstrating robust performance across diverse client arrival and departure patterns, underscoring its effectiveness in dynamic FL environments.

Unlocking the Potential of Model Calibration in Federated Learning

Over the past several years, various federated learning (FL) methodologies have been developed to improve model accuracy, a primary performance metric in machine learning. However, to utilize FL in practical decision-making scenarios, beyond considering accuracy, the trained model must also have a reliable confidence in each of its predictions, an aspect that has been largely overlooked in existing FL research. Motivated by this gap, we propose Non-Uniform Calibration for Federated Learning (NUCFL), a generic framework that integrates FL with the concept of model calibration. The inherent data heterogeneity in FL environments makes model calibration particularly difficult, as it must ensure reliability across diverse data distributions and client conditions. Our NUCFL addresses this challenge by dynamically adjusting the model calibration objectives based on statistical relationships between each client's local model and the global model in FL. In particular, NUCFL assesses the similarity between local and global model relationships, and controls the penalty term for the calibration loss during client-side local training. By doing so, NUCFL effectively aligns calibration needs for the global model in heterogeneous FL settings while not sacrificing accuracy. Extensive experiments show that NUCFL offers flexibility and effectiveness across various FL algorithms, enhancing accuracy as well as model calibration.

DNN Partitioning, Task Offloading, and Resource Allocation in Dynamic Vehicular Networks: A Lyapunov-Guided Diffusion-Based Reinforcement Learning Approach

The rapid advancement of Artificial Intelligence (AI) has introduced Deep Neural Network (DNN)-based tasks to the ecosystem of vehicular networks. These tasks are often computation-intensive, requiring substantial computation resources, which are beyond the capability of a single vehicle. To address this challenge, Vehicular Edge Computing (VEC) has emerged as a solution, offering computing services for DNN-based tasks through resource pooling via Vehicle-to-Vehicle/Infrastructure (V2V/V2I) communications. In this paper, we formulate the problem of joint DNN partitioning, task offloading, and resource allocation in VEC as a dynamic long-term optimization. Our objective is to minimize the DNN-based task completion time while guaranteeing the system stability over time. To this end, we first leverage a Lyapunov optimization technique to decouple the original long-term optimization with stability constraints into a per-slot deterministic problem. Afterwards, we propose a Multi-Agent Diffusion-based Deep Reinforcement Learning (MAD2RL) algorithm, incorporating the innovative use of diffusion models to determine the optimal DNN partitioning and task offloading decisions. Furthermore, we integrate convex optimization techniques into MAD2RL as a subroutine to allocate computation resources, enhancing the learning efficiency. Through simulations under real-world movement traces of vehicles, we demonstrate the superior performance of our proposed algorithm compared to existing benchmark solutions.

Unsupervised Federated Optimization at the Edge: D2D-Enabled Learning without Labels

Federated learning (FL) is a popular solution for distributed machine learning (ML). While FL has traditionally been studied for supervised ML tasks, in many applications, it is impractical to assume availability of labeled data across devices. To this end, we develop Cooperative Federated unsupervised Contrastive Learning ({\tt CF-CL)} to facilitate FL across edge devices with unlabeled datasets. {\tt CF-CL} employs local device cooperation where either explicit (i.e., raw data) or implicit (i.e., embeddings) information is exchanged through device-to-device (D2D) communications to improve local diversity. Specifically, we introduce a \textit{smart information push-pull} methodology for data/embedding exchange tailored to FL settings with either soft or strict data privacy restrictions. Information sharing is conducted through a probabilistic importance sampling technique at receivers leveraging a carefully crafted reserve dataset provided by transmitters. In the implicit case, embedding exchange is further integrated into the local ML training at the devices via a regularization term incorporated into the contrastive loss, augmented with a dynamic contrastive margin to adjust the volume of latent space explored. Numerical evaluations demonstrate that {\tt CF-CL} leads to alignment of latent spaces learned across devices, results in faster and more efficient global model training, and is effective in extreme non-i.i.d. data distribution settings across devices.