On the Convergence of Adam-Type Algorithm for Bilevel Optimization under Unbounded Smoothness

Adam has become one of the most popular optimizers for training modern deep neural networks, such as transformers. However, its applicability is largely restricted to single-level optimization problems. In this paper, we aim to extend vanilla Adam to tackle bilevel optimization problems, which have important applications in machine learning, such as meta-learning. In particular, we study stochastic bilevel optimization problems where the lower-level function is strongly convex and the upper-level objective is nonconvex with potentially unbounded smoothness. This unbounded smooth objective function covers a broad class of neural networks, including transformers, which may exhibit non-Lipschitz gradients. In this work, we introduce AdamBO, a single-loop Adam-type method that achieves $\widetilde{O}(\epsilon^{-4})$ oracle complexity to find $\epsilon$-stationary points, where the oracle calls involve stochastic gradient or Hessian/Jacobian-vector product evaluations. The key to our analysis is a novel randomness decoupling lemma that provides refined control over the lower-level variable. We conduct extensive experiments on various machine learning tasks involving bilevel formulations with recurrent neural networks (RNNs) and transformers, demonstrating the effectiveness of our proposed Adam-type algorithm.

Personalized Federated Fine-tuning for Heterogeneous Data: An Automatic Rank Learning Approach via Two-Level LoRA

We study the task of personalized federated fine-tuning with heterogeneous data in the context of language models, where clients collaboratively fine-tune a language model (e.g., BERT, GPT) without sharing their local data, achieving personalization simultaneously. While recent efforts have applied parameter-efficient fine-tuning techniques like low-rank adaptation (LoRA) in federated settings, they typically use single or multiple independent low-rank adapters with predefined maximal and minimal ranks, which may not be optimal for diverse data sources over clients. To address this issue, we propose PF2LoRA, a new personalized federated fine-tuning algorithm built on a novel \emph{automatic rank learning approach via two-level LoRA}. Given the pretrained language model whose weight is frozen, our algorithm aims to learn two levels of adaptation simultaneously: the first level aims to learn a common adapter for all clients, while the second level fosters individual client personalization. A key advantage of PF2LoRA is its ability to adaptively determine a suitable rank based on an individual client's data, rather than relying on a predefined rank that is agnostic to data heterogeneity. We present a synthetic example that highlights how PF2LoRA automatically learns the ground-truth rank for each client, tailoring the adaptation to match the properties of their individual data. Notably, this approach introduces minimal additional memory overhead, as the second-level adaptation comprises a small number of parameters compared to the first level. Our experiments on natural language understanding and generation tasks demonstrate that PF2LoRA significantly outperforms existing federated fine-tuning methods.

A Nearly Optimal Single Loop Algorithm for Stochastic Bilevel Optimization under Unbounded Smoothness

This paper studies the problem of stochastic bilevel optimization where the upper-level function is nonconvex with potentially unbounded smoothness and the lower-level function is strongly convex. This problem is motivated by meta-learning applied to sequential data, such as text classification using recurrent neural networks, where the smoothness constant of the upper-level loss function scales linearly with the gradient norm and can be potentially unbounded. Existing algorithm crucially relies on the nested loop design, which requires significant tuning efforts and is not practical. In this paper, we address this issue by proposing a Single Loop bIlevel oPtimizer (SLIP). The proposed algorithm first updates the lower-level variable by a few steps of stochastic gradient descent, and then simultaneously updates the upper-level variable by normalized stochastic gradient descent with momentum and the lower-level variable by stochastic gradient descent. Under standard assumptions, we show that our algorithm finds an $\epsilon$-stationary point within $\widetilde{O}(1/\epsilon^4)$\footnote{Here $\widetilde{O}(\cdot)$ compresses logarithmic factors of $1/\epsilon$ and $1/\delta$, where $\delta\in(0,1)$ denotes the failure probability.} oracle calls of stochastic gradient or Hessian-vector product, both in expectation and with high probability. This complexity result is nearly optimal up to logarithmic factors without mean-square smoothness of the stochastic gradient oracle. Our proof relies on (i) a refined characterization and control of the lower-level variable and (ii) establishing a novel connection between bilevel optimization and stochastic optimization under distributional drift. Our experiments on various tasks show that our algorithm significantly outperforms strong baselines in bilevel optimization.

Embodied Image Quality Assessment for Robotic Intelligence

Image quality assessment (IQA) of user-generated content (UGC) is a critical technique for human quality of experience (QoE). However, for robot-generated content (RGC), will its image quality be consistent with the Moravec paradox and counter to human common sense? Human subjective scoring is more based on the attractiveness of the image. Embodied agent are required to interact and perceive in the environment, and finally perform specific tasks. Visual images as inputs directly influence downstream tasks. In this paper, we first propose an embodied image quality assessment (EIQA) frameworks. We establish assessment metrics for input images based on the downstream tasks of robot. In addition, we construct an Embodied Preference Database (EPD) containing 5,000 reference and distorted image annotations. The performance of mainstream IQA algorithms on EPD dataset is finally verified. The experiments demonstrate that quality assessment of embodied images is different from that of humans. We sincerely hope that the EPD can contribute to the development of embodied AI by focusing on image quality assessment. The benchmark is available at https://github.com/Jianbo-maker/EPD_benchmark.

MVKTrans: Multi-View Knowledge Transfer for Robust Multiomics Classification

The distinct characteristics of multiomics data, including complex interactions within and across biological layers and disease heterogeneity (e.g., heterogeneity in etiology and clinical symptoms), drive us to develop novel designs to address unique challenges in multiomics prediction. In this paper, we propose the multi-view knowledge transfer learning (MVKTrans) framework, which transfers intra- and inter-omics knowledge in an adaptive manner by reviewing data heterogeneity and suppressing bias transfer, thereby enhancing classification performance. Specifically, we design a graph contrastive module that is trained on unlabeled data to effectively learn and transfer the underlying intra-omics patterns to the supervised task. This unsupervised pretraining promotes learning general and unbiased representations for each modality, regardless of the downstream tasks. In light of the varying discriminative capacities of modalities across different diseases and/or samples, we introduce an adaptive and bi-directional cross-omics distillation module. This module automatically identifies richer modalities and facilitates dynamic knowledge transfer from more informative to less informative omics, thereby enabling a more robust and generalized integration. Extensive experiments on four real biomedical datasets demonstrate the superior performance and robustness of MVKTrans compared to the state-of-the-art. Code and data are available at https://github.com/Yaolab-fantastic/MVKTrans.

Mitigating Unauthorized Speech Synthesis for Voice Protection

With just a few speech samples, it is possible to perfectly replicate a speaker's voice in recent years, while malicious voice exploitation (e.g., telecom fraud for illegal financial gain) has brought huge hazards in our daily lives. Therefore, it is crucial to protect publicly accessible speech data that contains sensitive information, such as personal voiceprints. Most previous defense methods have focused on spoofing speaker verification systems in timbre similarity but the synthesized deepfake speech is still of high quality. In response to the rising hazards, we devise an effective, transferable, and robust proactive protection technology named Pivotal Objective Perturbation (POP) that applies imperceptible error-minimizing noises on original speech samples to prevent them from being effectively learned for text-to-speech (TTS) synthesis models so that high-quality deepfake speeches cannot be generated. We conduct extensive experiments on state-of-the-art (SOTA) TTS models utilizing objective and subjective metrics to comprehensively evaluate our proposed method. The experimental results demonstrate outstanding effectiveness and transferability across various models. Compared to the speech unclarity score of 21.94% from voice synthesizers trained on samples without protection, POP-protected samples significantly increase it to 127.31%. Moreover, our method shows robustness against noise reduction and data augmentation techniques, thereby greatly reducing potential hazards.

An Accelerated Algorithm for Stochastic Bilevel Optimization under Unbounded Smoothness

This paper investigates a class of stochastic bilevel optimization problems where the upper-level function is nonconvex with potentially unbounded smoothness and the lower-level problem is strongly convex. These problems have significant applications in sequential data learning, such as text classification using recurrent neural networks. The unbounded smoothness is characterized by the smoothness constant of the upper-level function scaling linearly with the gradient norm, lacking a uniform upper bound. Existing state-of-the-art algorithms require $\widetilde{O}(1/\epsilon^4)$ oracle calls of stochastic gradient or Hessian/Jacobian-vector product to find an $\epsilon$-stationary point. However, it remains unclear if we can further improve the convergence rate when the assumptions for the function in the population level also hold for each random realization almost surely (e.g., Lipschitzness of each realization of the stochastic gradient). To address this issue, we propose a new Accelerated Bilevel Optimization algorithm named AccBO. The algorithm updates the upper-level variable by normalized stochastic gradient descent with recursive momentum and the lower-level variable by the stochastic Nesterov accelerated gradient descent algorithm with averaging. We prove that our algorithm achieves an oracle complexity of $\widetilde{O}(1/\epsilon^3)$ to find an $\epsilon$-stationary point. Our proof relies on a novel lemma characterizing the dynamics of stochastic Nesterov accelerated gradient descent algorithm under distribution drift with high probability for the lower-level variable, which is of independent interest and also plays a crucial role in analyzing the hypergradient estimation error over time. Experimental results on various tasks confirm that our proposed algorithm achieves the predicted theoretical acceleration and significantly outperforms baselines in bilevel optimization.

Multiobjective Vehicle Routing Optimization with Time Windows: A Hybrid Approach Using Deep Reinforcement Learning and NSGA-II

This paper proposes a weight-aware deep reinforcement learning (WADRL) approach designed to address the multiobjective vehicle routing problem with time windows (MOVRPTW), aiming to use a single deep reinforcement learning (DRL) model to solve the entire multiobjective optimization problem. The Non-dominated sorting genetic algorithm-II (NSGA-II) method is then employed to optimize the outcomes produced by the WADRL, thereby mitigating the limitations of both approaches. Firstly, we design an MOVRPTW model to balance the minimization of travel cost and the maximization of customer satisfaction. Subsequently, we present a novel DRL framework that incorporates a transformer-based policy network. This network is composed of an encoder module, a weight embedding module where the weights of the objective functions are incorporated, and a decoder module. NSGA-II is then utilized to optimize the solutions generated by WADRL. Finally, extensive experimental results demonstrate that our method outperforms the existing and traditional methods. Due to the numerous constraints in VRPTW, generating initial solutions of the NSGA-II algorithm can be time-consuming. However, using solutions generated by the WADRL as initial solutions for NSGA-II significantly reduces the time required for generating initial solutions. Meanwhile, the NSGA-II algorithm can enhance the quality of solutions generated by WADRL, resulting in solutions with better scalability. Notably, the weight-aware strategy significantly reduces the training time of DRL while achieving better results, enabling a single DRL model to solve the entire multiobjective optimization problem.

STOC-TOT: Stochastic Tree-of-Thought with Constrained Decoding for Complex Reasoning in Multi-Hop Question Answering

Multi-hop question answering (MHQA) requires a model to retrieve and integrate information from multiple passages to answer a complex question. Recent systems leverage the power of large language models and integrate evidence retrieval with reasoning prompts (e.g., chain-of-thought reasoning) for the MHQA task. However, the complexities in the question types (bridge v.s. comparison questions) and the reasoning types (sequential v.s. parallel reasonings) require more novel and fine-grained prompting methods to enhance the performance of MHQA under the zero-shot setting. In this paper, we propose STOC-TOT, a stochastic tree-of-thought reasoning prompting method with constrained decoding for MHQA and conduct a detailed comparison with other reasoning prompts on different question types and reasoning types. Specifically, we construct a tree-like reasoning structure by prompting the model to break down the original question into smaller sub-questions to form different reasoning paths. In addition, we prompt the model to provide a probability estimation for each reasoning path at each reasoning step. At answer time, we conduct constrained decoding on the model to generate more grounded answers and reduce hallucination. Experiments comparing STOC-TOT with two MHQA datasets and five large language models showed that our framework outperforms other reasoning prompts by a significant margin.

Towards Evaluating the Robustness of Automatic Speech Recognition Systems via Audio Style Transfer

In light of the widespread application of Automatic Speech Recognition (ASR) systems, their security concerns have received much more attention than ever before, primarily due to the susceptibility of Deep Neural Networks. Previous studies have illustrated that surreptitiously crafting adversarial perturbations enables the manipulation of speech recognition systems, resulting in the production of malicious commands. These attack methods mostly require adding noise perturbations under $\ell_p$ norm constraints, inevitably leaving behind artifacts of manual modifications. Recent research has alleviated this limitation by manipulating style vectors to synthesize adversarial examples based on Text-to-Speech (TTS) synthesis audio. However, style modifications based on optimization objectives significantly reduce the controllability and editability of audio styles. In this paper, we propose an attack on ASR systems based on user-customized style transfer. We first test the effect of Style Transfer Attack (STA) which combines style transfer and adversarial attack in sequential order. And then, as an improvement, we propose an iterative Style Code Attack (SCA) to maintain audio quality. Experimental results show that our method can meet the need for user-customized styles and achieve a success rate of 82% in attacks, while keeping sound naturalness due to our user study.