Multi-modal Speech Emotion Recognition via Feature Distribution Adaptation Network

In this paper, we propose a novel deep inductive transfer learning framework, named feature distribution adaptation network, to tackle the challenging multi-modal speech emotion recognition problem. Our method aims to use deep transfer learning strategies to align visual and audio feature distributions to obtain consistent representation of emotion, thereby improving the performance of speech emotion recognition. In our model, the pre-trained ResNet-34 is utilized for feature extraction for facial expression images and acoustic Mel spectrograms, respectively. Then, the cross-attention mechanism is introduced to model the intrinsic similarity relationships of multi-modal features. Finally, the multi-modal feature distribution adaptation is performed efficiently with feed-forward network, which is extended using the local maximum mean discrepancy loss. Experiments are carried out on two benchmark datasets, and the results demonstrate that our model can achieve excellent performance compared with existing ones.

Feature distribution Adaptation Network for Speech Emotion Recognition

In this paper, we propose a novel deep inductive transfer learning framework, named feature distribution adaptation network, to tackle the challenging multi-modal speech emotion recognition problem. Our method aims to use deep transfer learning strategies to align visual and audio feature distributions to obtain consistent representation of emotion, thereby improving the performance of speech emotion recognition. In our model, the pre-trained ResNet-34 is utilized for feature extraction for facial expression images and acoustic Mel spectrograms, respectively. Then, the cross-attention mechanism is introduced to model the intrinsic similarity relationships of multi-modal features. Finally, the multi-modal feature distribution adaptation is performed efficiently with feed-forward network, which is extended using the local maximum mean discrepancy loss. Experiments are carried out on two benchmark datasets, and the results demonstrate that our model can achieve excellent performance compared with existing ones.Our code is available at https://github.com/shaokai1209/FDAN.

ChildMandarin: A Comprehensive Mandarin Speech Dataset for Young Children Aged 3-5

Automatic speech recognition (ASR) systems have advanced significantly with models like Whisper, Conformer, and self-supervised frameworks such as Wav2vec 2.0 and HuBERT. However, developing robust ASR models for young children's speech remains challenging due to differences in pronunciation, tone, and pace compared to adult speech. In this paper, we introduce a new Mandarin speech dataset focused on children aged 3 to 5, addressing the scarcity of resources in this area. The dataset comprises 41.25 hours of speech with carefully crafted manual transcriptions, collected from 397 speakers across various provinces in China, with balanced gender representation. We provide a comprehensive analysis of speaker demographics, speech duration distribution and geographic coverage. Additionally, we evaluate ASR performance on models trained from scratch, such as Conformer, as well as fine-tuned pre-trained models like HuBERT and Whisper, where fine-tuning demonstrates significant performance improvements. Furthermore, we assess speaker verification (SV) on our dataset, showing that, despite the challenges posed by the unique vocal characteristics of young children, the dataset effectively supports both ASR and SV tasks. This dataset is a valuable contribution to Mandarin child speech research and holds potential for applications in educational technology and child-computer interaction. It will be open-source and freely available for all academic purposes.

M2R-Whisper: Multi-stage and Multi-scale Retrieval Augmentation for Enhancing Whisper

State-of-the-art models like OpenAI's Whisper exhibit strong performance in multilingual automatic speech recognition (ASR), but they still face challenges in accurately recognizing diverse subdialects. In this paper, we propose M2R-whisper, a novel multi-stage and multi-scale retrieval augmentation approach designed to enhance ASR performance in low-resource settings. Building on the principles of in-context learning (ICL) and retrieval-augmented techniques, our method employs sentence-level ICL in the pre-processing stage to harness contextual information, while integrating token-level k-Nearest Neighbors (kNN) retrieval as a post-processing step to further refine the final output distribution. By synergistically combining sentence-level and token-level retrieval strategies, M2R-whisper effectively mitigates various types of recognition errors. Experiments conducted on Mandarin and subdialect datasets, including AISHELL-1 and KeSpeech, demonstrate substantial improvements in ASR accuracy, all achieved without any parameter updates.

Uncertainty-Aware Mean Opinion Score Prediction

Mean Opinion Score (MOS) prediction has made significant progress in specific domains. However, the unstable performance of MOS prediction models across diverse samples presents ongoing challenges in the practical application of these systems. In this paper, we point out that the absence of uncertainty modeling is a significant limitation hindering MOS prediction systems from applying to the real and open world. We analyze the sources of uncertainty in the MOS prediction task and propose to establish an uncertainty-aware MOS prediction system that models aleatory uncertainty and epistemic uncertainty by heteroscedastic regression and Monte Carlo dropout separately. The experimental results show that the system captures uncertainty well and is capable of performing selective prediction and out-of-domain detection. Such capabilities significantly enhance the practical utility of MOS systems in diverse real and open-world environments.

Iterative Prototype Refinement for Ambiguous Speech Emotion Recognition

Recognizing emotions from speech is a daunting task due to the subtlety and ambiguity of expressions. Traditional speech emotion recognition (SER) systems, which typically rely on a singular, precise emotion label, struggle with this complexity. Therefore, modeling the inherent ambiguity of emotions is an urgent problem. In this paper, we propose an iterative prototype refinement framework (IPR) for ambiguous SER. IPR comprises two interlinked components: contrastive learning and class prototypes. The former provides an efficient way to obtain high-quality representations of ambiguous samples. The latter are dynamically updated based on ambiguous labels -- the similarity of the ambiguous data to all prototypes. These refined embeddings yield precise pseudo labels, thus reinforcing representation quality. Experimental evaluations conducted on the IEMOCAP dataset validate the superior performance of IPR over state-of-the-art methods, thus proving the effectiveness of our proposed method.

Enhancing Emotion Recognition in Incomplete Data: A Novel Cross-Modal Alignment, Reconstruction, and Refinement Framework

Multimodal emotion recognition systems rely heavily on the full availability of modalities, suffering significant performance declines when modal data is incomplete. To tackle this issue, we present the Cross-Modal Alignment, Reconstruction, and Refinement (CM-ARR) framework, an innovative approach that sequentially engages in cross-modal alignment, reconstruction, and refinement phases to handle missing modalities and enhance emotion recognition. This framework utilizes unsupervised distribution-based contrastive learning to align heterogeneous modal distributions, reducing discrepancies and modeling semantic uncertainty effectively. The reconstruction phase applies normalizing flow models to transform these aligned distributions and recover missing modalities. The refinement phase employs supervised point-based contrastive learning to disrupt semantic correlations and accentuate emotional traits, thereby enriching the affective content of the reconstructed representations. Extensive experiments on the IEMOCAP and MSP-IMPROV datasets confirm the superior performance of CM-ARR under conditions of both missing and complete modalities. Notably, averaged across six scenarios of missing modalities, CM-ARR achieves absolute improvements of 2.11% in WAR and 2.12% in UAR on the IEMOCAP dataset, and 1.71% and 1.96% in WAR and UAR, respectively, on the MSP-IMPROV dataset.

Self-Prompt Tuning: Enable Autonomous Role-Playing in LLMs

Recent advancements in LLMs have showcased their remarkable role-playing capabilities, able to accurately simulate the dialogue styles and cognitive processes of various roles based on different instructions and contexts. Studies indicate that assigning LLMs the roles of experts, a strategy known as role-play prompting, can enhance their performance in the corresponding domains. However, the prompt needs to be manually designed for the given problem, requiring certain expertise and iterative modifications. To this end, we propose self-prompt tuning, making LLMs themselves generate role-play prompts through fine-tuning. Leveraging the LIMA dataset as our foundational corpus, we employ GPT-4 to annotate role-play prompts for each data points, resulting in the creation of the LIMA-Role dataset. We then fine-tune LLMs like Llama-2-7B and Mistral-7B on LIMA-Role. Consequently, the self-prompt tuned LLMs can automatically generate expert role prompts for any given question. We extensively evaluate self-prompt tuned LLMs on widely used NLP benchmarks and open-ended question test. Our empirical results illustrate that self-prompt tuned LLMs outperform standard instruction tuned baselines across most datasets. This highlights the great potential of utilizing fine-tuning to enable LLMs to self-prompt, thereby automating complex prompting strategies. We release the dataset, models, and code at this \href{https://anonymous.4open.science/r/Self-Prompt-Tuning-739E/}{url}.

Improving Zero-Shot Chinese-English Code-Switching ASR with kNN-CTC and Gated Monolingual Datastores

The kNN-CTC model has proven to be effective for monolingual automatic speech recognition (ASR). However, its direct application to multilingual scenarios like code-switching, presents challenges. Although there is potential for performance improvement, a kNN-CTC model utilizing a single bilingual datastore can inadvertently introduce undesirable noise from the alternative language. To address this, we propose a novel kNN-CTC-based code-switching ASR (CS-ASR) framework that employs dual monolingual datastores and a gated datastore selection mechanism to reduce noise interference. Our method selects the appropriate datastore for decoding each frame, ensuring the injection of language-specific information into the ASR process. We apply this framework to cutting-edge CTC-based models, developing an advanced CS-ASR system. Extensive experiments demonstrate the remarkable effectiveness of our gated datastore mechanism in enhancing the performance of zero-shot Chinese-English CS-ASR.

Fine-grained Disentangled Representation Learning for Multimodal Emotion Recognition

Multimodal emotion recognition (MMER) is an active research field that aims to accurately recognize human emotions by fusing multiple perceptual modalities. However, inherent heterogeneity across modalities introduces distribution gaps and information redundancy, posing significant challenges for MMER. In this paper, we propose a novel fine-grained disentangled representation learning (FDRL) framework to address these challenges. Specifically, we design modality-shared and modality-private encoders to project each modality into modality-shared and modality-private subspaces, respectively. In the shared subspace, we introduce a fine-grained alignment component to learn modality-shared representations, thus capturing modal consistency. Subsequently, we tailor a fine-grained disparity component to constrain the private subspaces, thereby learning modality-private representations and enhancing their diversity. Lastly, we introduce a fine-grained predictor component to ensure that the labels of the output representations from the encoders remain unchanged. Experimental results on the IEMOCAP dataset show that FDRL outperforms the state-of-the-art methods, achieving 78.34% and 79.44% on WAR and UAR, respectively.