Do You Know What You Are Talking About? Characterizing Query-Knowledge Relevance For Reliable Retrieval Augmented Generation

Language models (LMs) are known to suffer from hallucinations and misinformation. Retrieval augmented generation (RAG) that retrieves verifiable information from an external knowledge corpus to complement the parametric knowledge in LMs provides a tangible solution to these problems. However, the generation quality of RAG is highly dependent on the relevance between a user's query and the retrieved documents. Inaccurate responses may be generated when the query is outside of the scope of knowledge represented in the external knowledge corpus or if the information in the corpus is out-of-date. In this work, we establish a statistical framework that assesses how well a query can be answered by an RAG system by capturing the relevance of knowledge. We introduce an online testing procedure that employs goodness-of-fit (GoF) tests to inspect the relevance of each user query to detect out-of-knowledge queries with low knowledge relevance. Additionally, we develop an offline testing framework that examines a collection of user queries, aiming to detect significant shifts in the query distribution which indicates the knowledge corpus is no longer sufficiently capable of supporting the interests of the users. We demonstrate the capabilities of these strategies through a systematic evaluation on eight question-answering (QA) datasets, the results of which indicate that the new testing framework is an efficient solution to enhance the reliability of existing RAG systems.

Exploring User-level Gradient Inversion with a Diffusion Prior

We explore user-level gradient inversion as a new attack surface in distributed learning. We first investigate existing attacks on their ability to make inferences about private information beyond training data reconstruction. Motivated by the low reconstruction quality of existing methods, we propose a novel gradient inversion attack that applies a denoising diffusion model as a strong image prior in order to enhance recovery in the large batch setting. Unlike traditional attacks, which aim to reconstruct individual samples and suffer at large batch and image sizes, our approach instead aims to recover a representative image that captures the sensitive shared semantic information corresponding to the underlying user. Our experiments with face images demonstrate the ability of our methods to recover realistic facial images along with private user attributes.

Analyzing Inference Privacy Risks Through Gradients in Machine Learning

In distributed learning settings, models are iteratively updated with shared gradients computed from potentially sensitive user data. While previous work has studied various privacy risks of sharing gradients, our paper aims to provide a systematic approach to analyze private information leakage from gradients. We present a unified game-based framework that encompasses a broad range of attacks including attribute, property, distributional, and user disclosures. We investigate how different uncertainties of the adversary affect their inferential power via extensive experiments on five datasets across various data modalities. Our results demonstrate the inefficacy of solely relying on data aggregation to achieve privacy against inference attacks in distributed learning. We further evaluate five types of defenses, namely, gradient pruning, signed gradient descent, adversarial perturbations, variational information bottleneck, and differential privacy, under both static and adaptive adversary settings. We provide an information-theoretic view for analyzing the effectiveness of these defenses against inference from gradients. Finally, we introduce a method for auditing attribute inference privacy, improving the empirical estimation of worst-case privacy through crafting adversarial canary records.

PhaseEvo: Towards Unified In-Context Prompt Optimization for Large Language Models

Crafting an ideal prompt for Large Language Models (LLMs) is a challenging task that demands significant resources and expert human input. Existing work treats the optimization of prompt instruction and in-context learning examples as distinct problems, leading to sub-optimal prompt performance. This research addresses this limitation by establishing a unified in-context prompt optimization framework, which aims to achieve joint optimization of the prompt instruction and examples. However, formulating such optimization in the discrete and high-dimensional natural language space introduces challenges in terms of convergence and computational efficiency. To overcome these issues, we present PhaseEvo, an efficient automatic prompt optimization framework that combines the generative capability of LLMs with the global search proficiency of evolution algorithms. Our framework features a multi-phase design incorporating innovative LLM-based mutation operators to enhance search efficiency and accelerate convergence. We conduct an extensive evaluation of our approach across 35 benchmark tasks. The results demonstrate that PhaseEvo significantly outperforms the state-of-the-art baseline methods by a large margin whilst maintaining good efficiency.

Why Does Differential Privacy with Large Epsilon Defend Against Practical Membership Inference Attacks?

For small privacy parameter $\epsilon$, $\epsilon$-differential privacy (DP) provides a strong worst-case guarantee that no membership inference attack (MIA) can succeed at determining whether a person's data was used to train a machine learning model. The guarantee of DP is worst-case because: a) it holds even if the attacker already knows the records of all but one person in the data set; and b) it holds uniformly over all data sets. In practical applications, such a worst-case guarantee may be overkill: practical attackers may lack exact knowledge of (nearly all of) the private data, and our data set might be easier to defend, in some sense, than the worst-case data set. Such considerations have motivated the industrial deployment of DP models with large privacy parameter (e.g. $\epsilon \geq 7$), and it has been observed empirically that DP with large $\epsilon$ can successfully defend against state-of-the-art MIAs. Existing DP theory cannot explain these empirical findings: e.g., the theoretical privacy guarantees of $\epsilon \geq 7$ are essentially vacuous. In this paper, we aim to close this gap between theory and practice and understand why a large DP parameter can prevent practical MIAs. To tackle this problem, we propose a new privacy notion called practical membership privacy (PMP). PMP models a practical attacker's uncertainty about the contents of the private data. The PMP parameter has a natural interpretation in terms of the success rate of a practical MIA on a given data set. We quantitatively analyze the PMP parameter of two fundamental DP mechanisms: the exponential mechanism and Gaussian mechanism. Our analysis reveals that a large DP parameter often translates into a much smaller PMP parameter, which guarantees strong privacy against practical MIAs. Using our findings, we offer principled guidance for practitioners in choosing the DP parameter.

Transferable Learned Image Compression-Resistant Adversarial Perturbations

Adversarial attacks can readily disrupt the image classification system, revealing the vulnerability of DNN-based recognition tasks. While existing adversarial perturbations are primarily applied to uncompressed images or compressed images by the traditional image compression method, i.e., JPEG, limited studies have investigated the robustness of models for image classification in the context of DNN-based image compression. With the rapid evolution of advanced image compression, DNN-based learned image compression has emerged as the promising approach for transmitting images in many security-critical applications, such as cloud-based face recognition and autonomous driving, due to its superior performance over traditional compression. Therefore, there is a pressing need to fully investigate the robustness of a classification system post-processed by learned image compression. To bridge this research gap, we explore the adversarial attack on a new pipeline that targets image classification models that utilize learned image compressors as pre-processing modules. Furthermore, to enhance the transferability of perturbations across various quality levels and architectures of learned image compression models, we introduce a saliency score-based sampling method to enable the fast generation of transferable perturbation. Extensive experiments with popular attack methods demonstrate the enhanced transferability of our proposed method when attacking images that have been post-processed with different learned image compression models.

DCR-Consistency: Divide-Conquer-Reasoning for Consistency Evaluation and Improvement of Large Language Models

Evaluating the quality and variability of text generated by Large Language Models (LLMs) poses a significant, yet unresolved research challenge. Traditional evaluation methods, such as ROUGE and BERTScore, which measure token similarity, often fail to capture the holistic semantic equivalence. This results in a low correlation with human judgments and intuition, which is especially problematic in high-stakes applications like healthcare and finance where reliability, safety, and robust decision-making are highly critical. This work proposes DCR, an automated framework for evaluating and improving the consistency of LLM-generated texts using a divide-conquer-reasoning approach. Unlike existing LLM-based evaluators that operate at the paragraph level, our method employs a divide-and-conquer evaluator (DCE) that breaks down the paragraph-to-paragraph comparison between two generated responses into individual sentence-to-paragraph comparisons, each evaluated based on predefined criteria. To facilitate this approach, we introduce an automatic metric converter (AMC) that translates the output from DCE into an interpretable numeric score. Beyond the consistency evaluation, we further present a reason-assisted improver (RAI) that leverages the analytical reasons with explanations identified by DCE to generate new responses aimed at reducing these inconsistencies. Through comprehensive and systematic empirical analysis, we show that our approach outperforms state-of-the-art methods by a large margin (e.g., +19.3% and +24.3% on the SummEval dataset) in evaluating the consistency of LLM generation across multiple benchmarks in semantic, factual, and summarization consistency tasks. Our approach also substantially reduces nearly 90% of output inconsistencies, showing promise for effective hallucination mitigation.

SAC$^3$: Reliable Hallucination Detection in Black-Box Language Models via Semantic-aware Cross-check Consistency

Hallucination detection is a critical step toward understanding the trustworthiness of modern language models (LMs). To achieve this goal, we re-examine existing detection approaches based on the self-consistency of LMs and uncover two types of hallucinations resulting from 1) question-level and 2) model-level, which cannot be effectively identified through self-consistency check alone. Building upon this discovery, we propose a novel sampling-based method, i.e., semantic-aware cross-check consistency (SAC$^3$) that expands on the principle of self-consistency checking. Our SAC$^3$ approach incorporates additional mechanisms to detect both question-level and model-level hallucinations by leveraging advances including semantically equivalent question perturbation and cross-model response consistency checking. Through extensive and systematic empirical analysis, we demonstrate that SAC$^3$ outperforms the state of the art in detecting both non-factual and factual statements across multiple question-answering and open-domain generation benchmarks.

Interactive Multi-fidelity Learning for Cost-effective Adaptation of Language Model with Sparse Human Supervision

Large language models (LLMs) have demonstrated remarkable capabilities in various tasks. However, their suitability for domain-specific tasks, is limited due to their immense scale at deployment, susceptibility to misinformation, and more importantly, high data annotation costs. We propose a novel Interactive Multi-Fidelity Learning (IMFL) framework for the cost-effective development of small domain-specific LMs under limited annotation budgets. Our approach formulates the domain-specific fine-tuning process as a multi-fidelity learning problem, focusing on identifying the optimal acquisition strategy that balances between low-fidelity automatic LLM annotations and high-fidelity human annotations to maximize model performance. We further propose an exploration-exploitation query strategy that enhances annotation diversity and informativeness, incorporating two innovative designs: 1) prompt retrieval that selects in-context examples from human-annotated samples to improve LLM annotation, and 2) variable batch size that controls the order for choosing each fidelity to facilitate knowledge distillation, ultimately enhancing annotation quality. Extensive experiments on financial and medical tasks demonstrate that IMFL achieves superior performance compared with single fidelity annotations. Given a limited budget of human annotation, IMFL significantly outperforms the human annotation baselines in all four tasks and achieves very close performance as human annotations on two of the tasks. These promising results suggest that the high human annotation costs in domain-specific tasks can be significantly reduced by employing IMFL, which utilizes fewer human annotations, supplemented with cheaper and faster LLM (e.g., GPT-3.5) annotations to achieve comparable performance.

Split Learning for Distributed Collaborative Training of Deep Learning Models in Health Informatics

Deep learning continues to rapidly evolve and is now demonstrating remarkable potential for numerous medical prediction tasks. However, realizing deep learning models that generalize across healthcare organizations is challenging. This is due, in part, to the inherent siloed nature of these organizations and patient privacy requirements. To address this problem, we illustrate how split learning can enable collaborative training of deep learning models across disparate and privately maintained health datasets, while keeping the original records and model parameters private. We introduce a new privacy-preserving distributed learning framework that offers a higher level of privacy compared to conventional federated learning. We use several biomedical imaging and electronic health record (EHR) datasets to show that deep learning models trained via split learning can achieve highly similar performance to their centralized and federated counterparts while greatly improving computational efficiency and reducing privacy risks.