Functional Homotopy: Smoothing Discrete Optimization via Continuous Parameters for LLM Jailbreak Attacks

Optimization methods are widely employed in deep learning to identify and mitigate undesired model responses. While gradient-based techniques have proven effective for image models, their application to language models is hindered by the discrete nature of the input space. This study introduces a novel optimization approach, termed the \emph{functional homotopy} method, which leverages the functional duality between model training and input generation. By constructing a series of easy-to-hard optimization problems, we iteratively solve these problems using principles derived from established homotopy methods. We apply this approach to jailbreak attack synthesis for large language models (LLMs), achieving a $20\%-30\%$ improvement in success rate over existing methods in circumventing established safe open-source models such as Llama-2 and Llama-3.

PolicyLR: A Logic Representation For Privacy Policies

Privacy policies are crucial in the online ecosystem, defining how services handle user data and adhere to regulations such as GDPR and CCPA. However, their complexity and frequent updates often make them difficult for stakeholders to understand and analyze. Current automated analysis methods, which utilize natural language processing, have limitations. They typically focus on individual tasks and fail to capture the full context of the policies. We propose PolicyLR, a new paradigm that offers a comprehensive machine-readable representation of privacy policies, serving as an all-in-one solution for multiple downstream tasks. PolicyLR converts privacy policies into a machine-readable format using valuations of atomic formulae, allowing for formal definitions of tasks like compliance and consistency. We have developed a compiler that transforms unstructured policy text into this format using off-the-shelf Large Language Models (LLMs). This compiler breaks down the transformation task into a two-stage translation and entailment procedure. This procedure considers the full context of the privacy policy to infer a complex formula, where each formula consists of simpler atomic formulae. The advantage of this model is that PolicyLR is interpretable by design and grounded in segments of the privacy policy. We evaluated the compiler using ToS;DR, a community-annotated privacy policy entailment dataset. Utilizing open-source LLMs, our compiler achieves precision and recall values of 0.91 and 0.88, respectively. Finally, we demonstrate the utility of PolicyLR in three privacy tasks: Policy Compliance, Inconsistency Detection, and Privacy Comparison Shopping.

Synthetic Counterfactual Faces

Computer vision systems have been deployed in various applications involving biometrics like human faces. These systems can identify social media users, search for missing persons, and verify identity of individuals. While computer vision models are often evaluated for accuracy on available benchmarks, more annotated data is necessary to learn about their robustness and fairness against semantic distributional shifts in input data, especially in face data. Among annotated data, counterfactual examples grant strong explainability characteristics. Because collecting natural face data is prohibitively expensive, we put forth a generative AI-based framework to construct targeted, counterfactual, high-quality synthetic face data. Our synthetic data pipeline has many use cases, including face recognition systems sensitivity evaluations and image understanding system probes. The pipeline is validated with multiple user studies. We showcase the efficacy of our face generation pipeline on a leading commercial vision model. We identify facial attributes that cause vision systems to fail.

PRP: Propagating Universal Perturbations to Attack Large Language Model Guard-Rails

Large language models (LLMs) are typically aligned to be harmless to humans. Unfortunately, recent work has shown that such models are susceptible to automated jailbreak attacks that induce them to generate harmful content. More recent LLMs often incorporate an additional layer of defense, a Guard Model, which is a second LLM that is designed to check and moderate the output response of the primary LLM. Our key contribution is to show a novel attack strategy, PRP, that is successful against several open-source (e.g., Llama 2) and closed-source (e.g., GPT 3.5) implementations of Guard Models. PRP leverages a two step prefix-based attack that operates by (a) constructing a universal adversarial prefix for the Guard Model, and (b) propagating this prefix to the response. We find that this procedure is effective across multiple threat models, including ones in which the adversary has no access to the Guard Model at all. Our work suggests that further advances are required on defenses and Guard Models before they can be considered effective.

Do Large Code Models Understand Programming Concepts? A Black-box Approach

Large Language Models' success on text generation has also made them better at code generation and coding tasks. While a lot of work has demonstrated their remarkable performance on tasks such as code completion and editing, it is still unclear as to why. We help bridge this gap by exploring to what degree auto-regressive models understand the logical constructs of the underlying programs. We propose Counterfactual Analysis for Programming Concept Predicates (CACP) as a counterfactual testing framework to evaluate whether Large Code Models understand programming concepts. With only black-box access to the model, we use CACP to evaluate ten popular Large Code Models for four different programming concepts. Our findings suggest that current models lack understanding of concepts such as data flow and control flow.

Theoretically Principled Trade-off for Stateful Defenses against Query-Based Black-Box Attacks

Adversarial examples threaten the integrity of machine learning systems with alarming success rates even under constrained black-box conditions. Stateful defenses have emerged as an effective countermeasure, detecting potential attacks by maintaining a buffer of recent queries and detecting new queries that are too similar. However, these defenses fundamentally pose a trade-off between attack detection and false positive rates, and this trade-off is typically optimized by hand-picking feature extractors and similarity thresholds that empirically work well. There is little current understanding as to the formal limits of this trade-off and the exact properties of the feature extractors/underlying problem domain that influence it. This work aims to address this gap by offering a theoretical characterization of the trade-off between detection and false positive rates for stateful defenses. We provide upper bounds for detection rates of a general class of feature extractors and analyze the impact of this trade-off on the convergence of black-box attacks. We then support our theoretical findings with empirical evaluations across multiple datasets and stateful defenses.

Investigating Stateful Defenses Against Black-Box Adversarial Examples

Defending machine-learning (ML) models against white-box adversarial attacks has proven to be extremely difficult. Instead, recent work has proposed stateful defenses in an attempt to defend against a more restricted black-box attacker. These defenses operate by tracking a history of incoming model queries, and rejecting those that are suspiciously similar. The current state-of-the-art stateful defense Blacklight was proposed at USENIX Security '22 and claims to prevent nearly 100% of attacks on both the CIFAR10 and ImageNet datasets. In this paper, we observe that an attacker can significantly reduce the accuracy of a Blacklight-protected classifier (e.g., from 82.2% to 6.4% on CIFAR10) by simply adjusting the parameters of an existing black-box attack. Motivated by this surprising observation, since existing attacks were evaluated by the Blacklight authors, we provide a systematization of stateful defenses to understand why existing stateful defense models fail. Finally, we propose a stronger evaluation strategy for stateful defenses comprised of adaptive score and hard-label based black-box attacks. We use these attacks to successfully reduce even reconfigured versions of Blacklight to as low as 0% robust accuracy.

SkillFence: A Systems Approach to Practically Mitigating Voice-Based Confusion Attacks

Voice assistants are deployed widely and provide useful functionality. However, recent work has shown that commercial systems like Amazon Alexa and Google Home are vulnerable to voice-based confusion attacks that exploit design issues. We propose a systems-oriented defense against this class of attacks and demonstrate its functionality for Amazon Alexa. We ensure that only the skills a user intends execute in response to voice commands. Our key insight is that we can interpret a user's intentions by analyzing their activity on counterpart systems of the web and smartphones. For example, the Lyft ride-sharing Alexa skill has an Android app and a website. Our work shows how information from counterpart apps can help reduce dis-ambiguities in the skill invocation process. We build SkilIFence, a browser extension that existing voice assistant users can install to ensure that only legitimate skills run in response to their commands. Using real user data from MTurk (N = 116) and experimental trials involving synthetic and organic speech, we show that SkillFence provides a balance between usability and security by securing 90.83% of skills that a user will need with a False acceptance rate of 19.83%.

Re-purposing Perceptual Hashing based Client Side Scanning for Physical Surveillance

Content scanning systems employ perceptual hashing algorithms to scan user content for illegal material, such as child pornography or terrorist recruitment flyers. Perceptual hashing algorithms help determine whether two images are visually similar while preserving the privacy of the input images. Several efforts from industry and academia propose to conduct content scanning on client devices such as smartphones due to the impending roll out of end-to-end encryption that will make server-side content scanning difficult. However, these proposals have met with strong criticism because of the potential for the technology to be misused and re-purposed. Our work informs this conversation by experimentally characterizing the potential for one type of misuse -- attackers manipulating the content scanning system to perform physical surveillance on target locations. Our contributions are threefold: (1) we offer a definition of physical surveillance in the context of client-side image scanning systems; (2) we experimentally characterize this risk and create a surveillance algorithm that achieves physical surveillance rates of >40% by poisoning 5% of the perceptual hash database; (3) we experimentally study the trade-off between the robustness of client-side image scanning systems and surveillance, showing that more robust detection of illegal material leads to increased potential for physical surveillance.

Towards Adversarially Robust Deepfake Detection: An Ensemble Approach

Detecting deepfakes is an important problem, but recent work has shown that DNN-based deepfake detectors are brittle against adversarial deepfakes, in which an adversary adds imperceptible perturbations to a deepfake to evade detection. In this work, we show that a modification to the detection strategy in which we replace a single classifier with a carefully chosen ensemble, in which input transformations for each model in the ensemble induces pairwise orthogonal gradients, can significantly improve robustness beyond the de facto solution of adversarial training. We present theoretical results to show that such orthogonal gradients can help thwart a first-order adversary by reducing the dimensionality of the input subspace in which adversarial deepfakes lie. We validate the results empirically by instantiating and evaluating a randomized version of such "orthogonal" ensembles for adversarial deepfake detection and find that these randomized ensembles exhibit significantly higher robustness as deepfake detectors compared to state-of-the-art deepfake detectors against adversarial deepfakes, even those created using strong PGD-500 attacks.