WassFFed: Wasserstein Fair Federated Learning

Federated Learning (FL) employs a training approach to address scenarios where users' data cannot be shared across clients. Achieving fairness in FL is imperative since training data in FL is inherently geographically distributed among diverse user groups. Existing research on fairness predominantly assumes access to the entire training data, making direct transfer to FL challenging. However, the limited existing research on fairness in FL does not effectively address two key challenges, i.e., (CH1) Current methods fail to deal with the inconsistency between fair optimization results obtained with surrogate functions and fair classification results. (CH2) Directly aggregating local fair models does not always yield a globally fair model due to non Identical and Independent data Distributions (non-IID) among clients. To address these challenges, we propose a Wasserstein Fair Federated Learning framework, namely WassFFed. To tackle CH1, we ensure that the outputs of local models, rather than the loss calculated with surrogate functions or classification results with a threshold, remain independent of various user groups. To resolve CH2, we employ a Wasserstein barycenter calculation of all local models' outputs for each user group, bringing local model outputs closer to the global output distribution to ensure consistency between the global model and local models. We conduct extensive experiments on three real-world datasets, demonstrating that WassFFed outperforms existing approaches in striking a balance between accuracy and fairness.

FOOGD: Federated Collaboration for Both Out-of-distribution Generalization and Detection

Federated learning (FL) is a promising machine learning paradigm that collaborates with client models to capture global knowledge. However, deploying FL models in real-world scenarios remains unreliable due to the coexistence of in-distribution data and unexpected out-of-distribution (OOD) data, such as covariate-shift and semantic-shift data. Current FL researches typically address either covariate-shift data through OOD generalization or semantic-shift data via OOD detection, overlooking the simultaneous occurrence of various OOD shifts. In this work, we propose FOOGD, a method that estimates the probability density of each client and obtains reliable global distribution as guidance for the subsequent FL process. Firstly, SM3D in FOOGD estimates score model for arbitrary distributions without prior constraints, and detects semantic-shift data powerfully. Then SAG in FOOGD provides invariant yet diverse knowledge for both local covariate-shift generalization and client performance generalization. In empirical validations, FOOGD significantly enjoys three main advantages: (1) reliably estimating non-normalized decentralized distributions, (2) detecting semantic shift data via score values, and (3) generalizing to covariate-shift data by regularizing feature extractor. The prejoct is open in https://github.com/XeniaLLL/FOOGD-main.git.

Rethinking the Representation in Federated Unsupervised Learning with Non-IID Data

Federated learning achieves effective performance in modeling decentralized data. In practice, client data are not well-labeled, which makes it potential for federated unsupervised learning (FUSL) with non-IID data. However, the performance of existing FUSL methods suffers from insufficient representations, i.e., (1) representation collapse entanglement among local and global models, and (2) inconsistent representation spaces among local models. The former indicates that representation collapse in local model will subsequently impact the global model and other local models. The latter means that clients model data representation with inconsistent parameters due to the deficiency of supervision signals. In this work, we propose FedU2 which enhances generating uniform and unified representation in FUSL with non-IID data. Specifically, FedU2 consists of flexible uniform regularizer (FUR) and efficient unified aggregator (EUA). FUR in each client avoids representation collapse via dispersing samples uniformly, and EUA in server promotes unified representation by constraining consistent client model updating. To extensively validate the performance of FedU2, we conduct both cross-device and cross-silo evaluation experiments on two benchmark datasets, i.e., CIFAR10 and CIFAR100.

Personalized Behavior-Aware Transformer for Multi-Behavior Sequential Recommendation

Sequential Recommendation (SR) captures users' dynamic preferences by modeling how users transit among items. However, SR models that utilize only single type of behavior interaction data encounter performance degradation when the sequences are short. To tackle this problem, we focus on Multi-Behavior Sequential Recommendation (MBSR) in this paper, which aims to leverage time-evolving heterogeneous behavioral dependencies for better exploring users' potential intents on the target behavior. Solving MBSR is challenging. On the one hand, users exhibit diverse multi-behavior patterns due to personal characteristics. On the other hand, there exists comprehensive co-influence between behavior correlations and item collaborations, the intensity of which is deeply affected by temporal factors. To tackle these challenges, we propose a Personalized Behavior-Aware Transformer framework (PBAT) for MBSR problem, which models personalized patterns and multifaceted sequential collaborations in a novel way to boost recommendation performance. First, PBAT develops a personalized behavior pattern generator in the representation layer, which extracts dynamic and discriminative behavior patterns for sequential learning. Second, PBAT reforms the self-attention layer with a behavior-aware collaboration extractor, which introduces a fused behavior-aware attention mechanism for incorporating both behavioral and temporal impacts into collaborative transitions. We conduct experiments on three benchmark datasets and the results demonstrate the effectiveness and interpretability of our framework. Our implementation code is released at https://github.com/TiliaceaeSU/PBAT.

Learning Uniform Clusters on Hypersphere for Deep Graph-level Clustering

Graph clustering has been popularly studied in recent years. However, most existing graph clustering methods focus on node-level clustering, i.e., grouping nodes in a single graph into clusters. In contrast, graph-level clustering, i.e., grouping multiple graphs into clusters, remains largely unexplored. Graph-level clustering is critical in a variety of real-world applications, such as, properties prediction of molecules and community analysis in social networks. However, graph-level clustering is challenging due to the insufficient discriminability of graph-level representations, and the insufficient discriminability makes deep clustering be more likely to obtain degenerate solutions (cluster collapse). To address the issue, we propose a novel deep graph-level clustering method called Uniform Deep Graph Clustering (UDGC). UDGC assigns instances evenly to different clusters and then scatters those clusters on unit hypersphere, leading to a more uniform cluster-level distribution and a slighter cluster collapse. Specifically, we first propose Augmentation-Consensus Optimal Transport (ACOT) for generating uniformly distributed and reliable pseudo labels for partitioning clusters. Then we adopt contrastive learning to scatter those clusters. Besides, we propose Center Alignment Optimal Transport (CAOT) for guiding the model to learn better parameters, which further promotes the cluster performance. Our empirical study on eight well-known datasets demonstrates that UDGC significantly outperforms the state-of-the-art models.

Making Users Indistinguishable: Attribute-wise Unlearning in Recommender Systems

With the growing privacy concerns in recommender systems, recommendation unlearning, i.e., forgetting the impact of specific learned targets, is getting increasing attention. Existing studies predominantly use training data, i.e., model inputs, as the unlearning target. However, we find that attackers can extract private information, i.e., gender, race, and age, from a trained model even if it has not been explicitly encountered during training. We name this unseen information as attribute and treat it as the unlearning target. To protect the sensitive attribute of users, Attribute Unlearning (AU) aims to degrade attacking performance and make target attributes indistinguishable. In this paper, we focus on a strict but practical setting of AU, namely Post-Training Attribute Unlearning (PoT-AU), where unlearning can only be performed after the training of the recommendation model is completed. To address the PoT-AU problem in recommender systems, we design a two-component loss function that consists of i) distinguishability loss: making attribute labels indistinguishable from attackers, and ii) regularization loss: preventing drastic changes in the model that result in a negative impact on recommendation performance. Specifically, we investigate two types of distinguishability measurements, i.e., user-to-user and distribution-to-distribution. We use the stochastic gradient descent algorithm to optimize our proposed loss. Extensive experiments on three real-world datasets demonstrate the effectiveness of our proposed methods.

In-processing User Constrained Dominant Sets for User-Oriented Fairness in Recommender Systems

Recommender systems are typically biased toward a small group of users, leading to severe unfairness in recommendation performance, i.e., User-Oriented Fairness (UOF) issue. The existing research on UOF is limited and fails to deal with the root cause of the UOF issue: the learning process between advantaged and disadvantaged users is unfair. To tackle this issue, we propose an In-processing User Constrained Dominant Sets (In-UCDS) framework, which is a general framework that can be applied to any backbone recommendation model to achieve user-oriented fairness. We split In-UCDS into two stages, i.e., the UCDS modeling stage and the in-processing training stage. In the UCDS modeling stage, for each disadvantaged user, we extract a constrained dominant set (a user cluster) containing some advantaged users that are similar to it. In the in-processing training stage, we move the representations of disadvantaged users closer to their corresponding cluster by calculating a fairness loss. By combining the fairness loss with the original backbone model loss, we address the UOF issue and maintain the overall recommendation performance simultaneously. Comprehensive experiments on three real-world datasets demonstrate that In-UCDS outperforms the state-of-the-art methods, leading to a fairer model with better overall recommendation performance.

Defending Label Inference Attacks in Split Learning under Regression Setting

As a privacy-preserving method for implementing Vertical Federated Learning, Split Learning has been extensively researched. However, numerous studies have indicated that the privacy-preserving capability of Split Learning is insufficient. In this paper, we primarily focus on label inference attacks in Split Learning under regression setting, which are mainly implemented through the gradient inversion method. To defend against label inference attacks, we propose Random Label Extension (RLE), where labels are extended to obfuscate the label information contained in the gradients, thereby preventing the attacker from utilizing gradients to train an attack model that can infer the original labels. To further minimize the impact on the original task, we propose Model-based adaptive Label Extension (MLE), where original labels are preserved in the extended labels and dominate the training process. The experimental results show that compared to the basic defense methods, our proposed defense methods can significantly reduce the attack model's performance while preserving the original task's performance.

Joint Local Relational Augmentation and Global Nash Equilibrium for Federated Learning with Non-IID Data

Federated learning (FL) is a distributed machine learning paradigm that needs collaboration between a server and a series of clients with decentralized data. To make FL effective in real-world applications, existing work devotes to improving the modeling of decentralized data with non-independent and identical distributions (non-IID). In non-IID settings, there are intra-client inconsistency that comes from the imbalanced data modeling, and inter-client inconsistency among heterogeneous client distributions, which not only hinders sufficient representation of the minority data, but also brings discrepant model deviations. However, previous work overlooks to tackle the above two coupling inconsistencies together. In this work, we propose FedRANE, which consists of two main modules, i.e., local relational augmentation (LRA) and global Nash equilibrium (GNE), to resolve intra- and inter-client inconsistency simultaneously. Specifically, in each client, LRA mines the similarity relations among different data samples and enhances the minority sample representations with their neighbors using attentive message passing. In server, GNE reaches an agreement among inconsistent and discrepant model deviations from clients to server, which encourages the global model to update in the direction of global optimum without breaking down the clients optimization toward their local optimums. We conduct extensive experiments on four benchmark datasets to show the superiority of FedRANE in enhancing the performance of FL with non-IID data.

Decentralized Graph Neural Network for Privacy-Preserving Recommendation

Building a graph neural network (GNN)-based recommender system without violating user privacy proves challenging. Existing methods can be divided into federated GNNs and decentralized GNNs. But both methods have undesirable effects, i.e., low communication efficiency and privacy leakage. This paper proposes DGREC, a novel decentralized GNN for privacy-preserving recommendations, where users can choose to publicize their interactions. It includes three stages, i.e., graph construction, local gradient calculation, and global gradient passing. The first stage builds a local inner-item hypergraph for each user and a global inter-user graph. The second stage models user preference and calculates gradients on each local device. The third stage designs a local differential privacy mechanism named secure gradient-sharing, which proves strong privacy-preserving of users' private data. We conduct extensive experiments on three public datasets to validate the consistent superiority of our framework.